ETST · Earth Science Tech, Inc. · Holdings

$0.09 0.00 (-1.36%) At close · Oct 20

Market Cap

$25.01M

287.59M

Volume · Oct 20 17.09K Avg daily vol (3M) 122.23K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ETST: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 78

Total Value: $73,564,555

Total Shares: 1,816,412

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 78 13F filers

Top Holder

8.6%

of institutional value

Top 5

29.5%

of institutional value

Top 10

46.3%

of institutional value

HHI

325

Broadly held

Who Holds ETST

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 78 filers, like-for-like change -59.3%; actively managed books -59.1%; index-like books -94.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.8%	54	-57.8%	10	4
Bank	0.9%	2	+0.1%	0	1
Broker-dealer	2.2%	1	+73.9%	0	0
Holding company	7.4%	2	-17.2%	0	1
Unknown	26.7%	19	-68.9%	2	0

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	1	-94.0%	0	1
Systematic-like	0.7%	1	-39.9%	0	0
Concentrated	33.8%	21	-60.7%	2	3
Diversified active	65.4%	55	-58.4%	10	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.9%	48	-13.0%	5	5
Medium turnover	27.6%	19	-75.7%	5	1
High turnover	6.5%	5	+26.9%	2	0
Unknown	1.1%	6	-98.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.6%	7	-90.2%	1	0
Medium horizon	24.0%	17	-23.2%	2	1
Long horizon	69.7%	53	-56.0%	8	5
Unknown	0.8%	1	new	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	25.6%	28	-67.0%	3	2
$1B to $10B	40.5%	28	-67.9%	7	2
$10B to $100B	24.7%	14	+0.3%	2	0
$100B or more	9.2%	8	-47.4%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	58.9%	49	-59.5%	9	4
Pooled investment vehicles	0.7%	1	-39.9%	0	0
Pension and profit sharing plans	1.6%	2	0.0%	0	0
Other investment advisers	0.9%	1	new	1	0
Diversified	0.7%	1	+0.1%	0	0
Charitable organizations	0.0%	0	—	0	0
Unknown	37.2%	24	-61.6%	2	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.7%	1	-39.9%	0	0
Private equity funds	2.5%	2	+79.5%	1	0
Real estate funds	0.8%	2	+16.7%	1	0
Other private funds	3.0%	2	0.0%	0	0
No private funds	55.9%	47	-60.8%	8	4
Venture capital funds	0.0%	0	—	0	0
Unknown	37.2%	24	-61.6%	2	2

Location	Share	Filers	Change	New	Exited
United States	99.9%	77	-59.3%	12	5
Outside the US	0.1%	1	+14.5%	0	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F.

Holder type: Registered adviser 53 Bank 2 Broker-dealer 1 Holding company 2 Unknown 20

Showing 78 of 78

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors UNOV

$7,133,042

9.70%

172,522

OSAIC HOLDINGS, INC. UNOV

$5,498,506

7.47%

136,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	136,315	$5,474,410	99.6%	Defined
Osaic Advisory Services, LLC	600	$24,096	0.4%	Defined

Brookstone Capital Management UNOV

$3,168,985

4.31%

78,909

CENTRAL VALLEY ADVISORS, LLC UNOV

$3,151,033

4.28%

78,462

Concurrent Investment Advisors, LLC UNOV

$2,681,682

3.65%

64,860

Spire Wealth Management UNOV

$2,528,875

3.44%

62,970

RK Capital Management, LLC/FL UNOV

$2,495,261

3.39%

62,133

COMMONWEALTH EQUITY SERVICES, LLC UNOV

$2,393,295

3.25%

59,594

Kestra Advisory Services, LLC UNOV

$2,350,886

3.20%

58,538

4J Wealth Management LLC UNOV

$2,193,298

2.98%

54,614

HighTower Advisors, LLC UNOV

$1,965,912

2.67%

48,952

ENVESTNET ASSET MANAGEMENT INC UNOV

$1,829,328

2.49%

45,551

AE Wealth Management LLC UNOV

$1,720,092

2.34%

42,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BHC Wealth Management	168	$6,746	0.4%	Other
Held directly	42,663	$1,713,346	99.6%	Sole

Kellett Wealth Advisors, LLC UNOV

$1,650,561

2.24%

39,921

LPL Financial LLC UNOV

$1,647,644

2.24%

41,027

KFG WEALTH MANAGEMENT, LLC UNOV

$1,642,375

2.23%

39,723

Trek Financial, LLC UNOV

$1,592,946

2.17%

39,665

O'Connor Financial Group LLC UNOV

$1,442,025

1.96%

35,907

IHT Wealth Management, LLC UNOV

$1,303,312

1.77%

32,453

SUSQUEHANNA INTERNATIONAL GROUP, LLP UNOV

$1,148,375

1.56%

28,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	28,595	$1,148,375	100.0%	Other

MML INVESTORS SERVICES, LLC UNOV

$1,111,628

1.51%

27,680

Creative Planning UNOV

$1,031,750

1.40%

25,691

Triumph Capital Management UNOV

$1,008,835

1.37%

24,400

Castle Rock Wealth Management, LLC UNOV

$995,273

1.35%

24,072

OLD MISSION CAPITAL LLC UNOV

$964,201

1.31%

24,009

Cetera Investment Advisers UNOV

$960,627

1.31%

23,920

SageView Advisory Group, LLC UNOV

$946,008

1.29%

23,556

ATTICUS WEALTH MANAGEMENT, LLC UNOV

$900,426

1.22%

21,778

Cambridge Investment Research Advisors, Inc. UNOV

$892,917

1.21%

22,234

Berger Financial Group, Inc UNOV

$877,696

1.19%

21,855

Foundations Investment Advisors, LLC UNOV

$873,640

1.19%

21,754

SteelPeak Wealth, LLC UNOV

$775,852

1.05%

18,765

Lantz Financial LLC UNOV

$704,365

0.96%

17,036

Atria Investments, Inc UNOV

$697,501

0.95%

16,870

HRT FINANCIAL LP UNOV

$568,063

0.77%

14,145

TRUIST FINANCIAL CORP UNOV

$566,898

0.77%

14,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	14,116	$566,898	100.0%	Defined

IFP Advisors, Inc UNOV

$566,105

0.77%

13,692

CITADEL ADVISORS LLC UNOV

$554,730

0.75%

13,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,813	$554,730	100.0%	Defined

RAYMOND JAMES FINANCIAL INC UNOV

$552,560

0.75%

13,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	5,174	$207,787	37.6%	Defined
Raymond James Financial Services Advisors, Inc.	8,585	$344,773	62.4%	Defined

Arete Wealth Advisors, LLC UNOV

$542,882

0.74%

13,518

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC UNOV

$516,490

0.70%

12,492

IMG Wealth Management, Inc. UNOV

$511,156

0.69%

12,728

Three Seasons Wealth, LLC UNOV

$446,458

0.61%

11,117

Cornerstone Wealth Group, LLC UNOV

$412,844

0.56%

10,280

MONEY CONCEPTS CAPITAL CORP UNOV

$381,600

0.52%

9,502

ATX Financial Planning, LLC UNOV

$380,091

0.52%

9,193

WealthShield Partners, LLC UNOV

$377,182

0.51%

9,392

CWC Advisors, LLC. UNOV

$326,052

0.44%

7,886

Advisory Services Network, LLC UNOV

$318,790

0.43%

7,938

Talon Private Wealth, LLC UNOV

$284,533

0.39%

7,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BROOKSTONE	5,735	$230,317	80.9%	Defined
Held directly	1,350	$54,216	19.1%	Sole

Lakeridge Wealth Management LLC UNOV

$276,340

0.38%

6,881

Buska Wealth Management, LLC UNOV

$272,633

0.37%

6,594

CAPTRUST FINANCIAL ADVISORS UNOV

$248,992

0.34%

6,200

FINANCIAL MANAGEMENT NETWORK INC UNOV

$237,737

0.32%

5,750

INDEPENDENT FINANCIAL GROUP, LLC UNOV

$219,132

0.30%

5,300

Sigma Planning Corp UNOV

$211,844

0.29%

5,275

DHJJ Financial Advisors, Ltd. UNOV

$211,522

0.29%

5,267

AXXCESS WEALTH MANAGEMENT, LLC UNOV

$208,465

0.28%

5,042

CRA Financial Services, LLC UNOV

$207,762

0.28%

5,025

Bison Wealth, LLC UNOV

$207,431

0.28%

5,017

FOUNDERS FINANCIAL SECURITIES LLC UNOV

$206,261

0.28%

5,136

WorthPointe, LLC UNOV

$206,020

0.28%

5,130

HARBOUR INVESTMENTS, INC. UNOV

$176,422

0.24%

4,393

CENTAURUS FINANCIAL, INC. UNOV

$171,643

0.23%

4,274

Aptus Capital Advisors, LLC UNOV

$108,432

0.15%

2,700

CoreCap Advisors, LLC UNOV

$107,374

0.15%

2,597

Capital Analysts, LLC UNOV

$105,982

0.14%

2,639

Continuum Advisory, LLC UNOV

$101,323

0.14%

2,523

Noble Wealth Management PBC UNOV

$90,960

0.12%

2,200

Arax Advisory Partners UNOV

$82,970

0.11%

2,066

BARCLAYS PLC UNOV

$77,990

0.11%

1,942

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	1,942	$77,990	100.0%	Defined

Archer Investment Corp UNOV

$77,067

0.10%

1,919

MORGAN STANLEY UNOV

$58,111

0.08%

1,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,447	$58,111	100.0%	Defined

EVOLUTION WEALTH MANAGEMENT INC. UNOV

$53,653

0.07%

1,336

Regatta Research & Money Management UNOV

$40,601

0.06%

1,011

Keating Financial Advisory Services, Inc. UNOV

$6,425

0.01%

160

COMPASS FINANCIAL MANAGEMENT LLC UNOV

$5,100

0.01%

127

ASSETMARK, INC UNOV

$1,777

0.00%

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