FFA · First Trust Enhanced Equity Income Fund · Shareholders & Ownership
Market Cap
$439.94M
Shares
19.99M
Volume · Nov 12
21.23K
Avg daily vol (3M)
23.29K
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Every disclosed holder of FFA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns FFA
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,601,591 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 265,822 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of FFA
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,809,892 | ||
| 2 |
Exeter Financial, LLC
13F
CIK 1752045 · Registered investment adviser · Sep 30, 2026
|
585,966 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
457,317 | ||
| 4 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Sep 30, 2026
|
425,610 | ||
| 4.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
265,520 | ||
| 5 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Sep 30, 2026
|
308,003 | ||
| 6 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
279,892 | ||
| 7 |
UBS Group AG
13F
CIK 1610520 · Bank · Sep 30, 2026
|
275,312 | ||
| 8 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
243,576 | ||
| 9 |
North Star Investment Management Corp.
13F
CIK 1342857 · Investment adviser · Sep 30, 2026
|
167,433 | ||
| 10 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Sep 30, 2026
|
165,723 | ||
| 11 |
Smith Asset Management Co., LLC
13F
CIK 2068217 · Registered investment adviser · Sep 30, 2026
|
146,891 | ||
| 12 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Sep 30, 2026
|
137,774 | ||
| 13 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Sep 30, 2026
|
136,687 | ||
| 14 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,313 | ||
| 15 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
117,567 | ||
| 16 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Sep 30, 2026
|
98,468 | ||
| 17 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,264 | ||
| 17.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
223 | ||
| 17.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
79 | ||
| 18 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Sep 30, 2026
|
71,126 | ||
| 19 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,723 | ||
| 20 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
58,846 | ||
| 21 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,896 | ||
| 22 |
Heritage Wealth Management, Inc.
13F
CIK 1944755 · Registered investment adviser · Sep 30, 2026
|
48,306 | ||
| 23 |
Waverly Advisors, LLC
13F
CIK 1568787 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,089 | ||
| 24 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Sep 30, 2026
|
46,499 | ||
| 25 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Sep 30, 2026
|
42,395 | ||
| 26 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Sep 30, 2026
|
36,651 | ||
| 27 |
|
35,041 | ||
| 28 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Sep 30, 2026
|
30,497 | ||
| 29 |
Centurion Wealth Management LLC
13F
CIK 1951368 · Registered investment adviser · Sep 30, 2026
|
27,826 | ||
| 30 |
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
CIK 1649451 · Registered investment adviser · Sep 30, 2026
|
25,618 | ||
| 31 |
Aurora Private Wealth, Inc.
13F
CIK 1802132 · Unknown · Sep 30, 2026
|
25,605 | ||
| 32 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,458 | ||
| 33 |
Opal Wealth Advisors, LLC
13F
CIK 1844201 · Registered investment adviser · Sep 30, 2026
|
20,077 | ||
| 34 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Sep 30, 2026
|
19,624 | ||
| 35 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
19,179 | ||
| 36 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,959 | ||
| 37 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Sep 30, 2026
|
17,924 | ||
| 38 |
BENJAMIN EDWARDS INC
13F
CIK 1451623 · Unknown · Sep 30, 2026
|
16,929 | ||
| 39 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,899 | ||
| 40 |
BFC Planning, Inc.
13F
CIK 2160654 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,775 | ||
| 41 |
Koshinski Asset Management, Inc.
13F
CIK 1633389 · Registered investment adviser · Sep 30, 2026
|
14,812 | ||
| 42 |
Miller Financial Services LLC
13F
CIK 2022893 · Unknown · Sep 30, 2026
|
14,635 | ||
| 43 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Sep 30, 2026
|
13,483 | ||
| 44 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,117 | ||
| 45 |
BROWN BROTHERS HARRIMAN & CO
13F
CIK 14661 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,626 | ||
| 46 |
WEST MICHIGAN ADVISORS, LLC
13F
CIK 1909879 · Registered investment adviser · Sep 30, 2026
|
12,122 | ||
| 47 |
Proactive Wealth Strategies LLC
13F
CIK 2043129 · Unknown · Sep 30, 2026
|
12,028 | ||
| 48 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,482 | ||
| 49 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Sep 30, 2026
|
10,728 | ||
| 50 |
CIBC Asset Management Inc
13F
CIK 1021926 · Registered investment adviser · Sep 30, 2026
|
10,260 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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