NPFD · Nuveen Variable Rate Preferred & Income Fund · Shareholders & Ownership
Market Cap
$404.27M
Shares
24.16M
Volume · Nov 12
75.07K
Avg daily vol (3M)
68.21K
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Every disclosed holder of NPFD in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NPFD
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 7,909,154 | — |
| Insiders (Forms 3, 4, 5) | 500 | — |
| 13D/G-only blocks | 3,070,942 | — |
| Registered funds (N-PORT, not summed) | 307,041 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NPFD
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Sep 30, 2026
|
2,528,008 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,968,184 | ||
| 3 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
1,888,128 | ||
| 4 |
Saba Capital Management, L.P.
13D
CIK 1510281 · Registered investment adviser · Sep 5, 2024
unconfirmed, last confirmed Sep 5, 2024
|
1,182,814 | ||
| 5 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
587,471 | ||
| 6 |
UBS Group AG
13F
CIK 1610520 · Bank · Sep 30, 2026
|
388,097 | ||
| 7 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270,297 | ||
| 8 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Sep 30, 2026
|
245,411 | ||
| 8.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
229,083 | ||
| 9 |
Atlas Wealth LLC
13F
CIK 1964106 · Registered investment adviser · Sep 30, 2026
|
240,209 | ||
| 10 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Sep 30, 2026
|
240,006 | ||
| 11 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
205,000 | ||
| 12 |
Legacy Capital Wealth Partners, LLC
13F
CIK 1766228 · Registered investment adviser · Sep 30, 2026
|
147,232 | ||
| 13 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Sep 30, 2026
|
134,501 | ||
| 14 |
FIRST TRUST ADVISORS LP
13F
CIK 1125816 · Registered investment adviser · Sep 30, 2026
|
109,106 | ||
| 14.1 |
First Trust Income Opportunities ETF
Fund
S000053967 · Registered fund · Aug 31, 2026
First Trust Exchange-Traded Fund VIII, not summed
|
77,749 | ||
| 15 |
PVG ASSET MANAGEMENT CORP
13F
CIK 820434 · Registered investment adviser · Sep 30, 2026
|
73,463 | ||
| 16 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
69,629 | ||
| 17 |
Summit Financial, LLC
13F
CIK 1765536 · Unknown · Sep 30, 2026
|
65,311 | ||
| 18 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,082 | ||
| 19 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Sep 30, 2026
|
50,469 | ||
| 20 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,557 | ||
| 21 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Sep 30, 2026
|
43,225 | ||
| 22 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,371 | ||
| 23 |
Equitable Holdings, Inc.
13F
CIK 1333986 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,584 | ||
| 24 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Sep 30, 2026
|
30,635 | ||
| 25 |
BESSEMER GROUP INC
13F
CIK 1054074 · Unknown · Sep 30, 2026
|
27,976 | ||
| 26 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,357 | ||
| 27 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Sep 30, 2026
|
20,572 | ||
| 28 |
UHLMANN PRICE SECURITIES, LLC
13F
CIK 1035344 · Registered investment adviser · Sep 30, 2026
|
20,156 | ||
| 29 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Sep 30, 2026
|
18,268 | ||
| 30 |
SMITH CHAS P & ASSOCIATES PA CPAS
13F
CIK 1082509 · Unknown · Sep 30, 2026
|
18,000 | ||
| 31 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Sep 30, 2026
|
17,630 | ||
| 32 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Sep 30, 2026
|
16,530 | ||
| 33 |
|
15,083 | ||
| 34 |
Lido Advisors, LLC
13F
CIK 1650150 · Registered investment adviser · Sep 30, 2026
|
15,054 | ||
| 35 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,622 | ||
| 36 |
Sage Capital Management, LLC
13F
CIK 2030667 · Registered investment adviser · Sep 30, 2026
|
13,500 | ||
| 37 |
Seed Wealth Management, Inc.
13F
CIK 1963728 · Registered investment adviser · Sep 30, 2026
|
13,300 | ||
| 38 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,328 | ||
| 39 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Sep 30, 2026
|
12,109 | ||
| 40 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
13F
CIK 1812177 · Registered investment adviser · Sep 30, 2026
|
11,767 | ||
| 41 |
ACCREDITED INVESTOR SERVICES, LLC
13F
CIK 2028621 · Registered investment adviser · Sep 30, 2026
|
11,685 | ||
| 42 |
Merit Financial Group, LLC
13F
CIK 1621225 · Registered investment adviser · Sep 30, 2026
|
10,904 | ||
| 43 |
Geneos Wealth Management Inc.
13F
CIK 1764754 · Registered investment adviser · Sep 30, 2026
|
8,251 | ||
| 44 |
Ritter Daniher Financial Advisory LLC / DE
13F
CIK 1936603 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,269 | ||
| 45 |
Pinnacle Wealth Planning Services, Inc.
13F
CIK 1726752 · Registered investment adviser · Sep 30, 2026
|
3,008 | ||
| 46 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
2,539 | ||
| 47 |
WPG Advisers, LLC
13F
CIK 2067343 · Registered investment adviser · Sep 30, 2026
|
1,502 | ||
| 48 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Sep 30, 2026
|
968 | ||
| 49 |
US BANCORP \DE\
13F
CIK 36104 · Bank · Sep 30, 2026
|
947 | ||
| 50 |
Nuveen, LLC
13F
CIK 1871926 · Unknown · Sep 30, 2026
|
932 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 62 holders
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