RWT · Redwood Trust Inc · Holdings

$3.24 +0.01 (+0.31%) At close · Oct 27 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$405.73M

125.61M

Volume · Oct 27 3.55M Avg daily vol (3M) 4.2M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RWT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 219

Total Value: $425,710,698

Total Shares: 89,789,374

Showing 1–100 of 224 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding RWT

All superinvestors →

Mario Gabelli $924,300

Holder Concentration

Across 231 13F filers

Top Holder

22.1%

of institutional value

Top 5

47.0%

of institutional value

Top 10

62.2%

of institutional value

HHI

741

Broadly held

Who Holds RWT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 228 filers, like-for-like change 0.0%; actively managed books -1.1%; index-like books +1.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	32.3%	112	+2.1%	18	22
Exempt adviser	1.2%	2	+186.5%	0	0
Adviser	5.7%	4	-8.4%	0	2
Bank	10.1%	16	+6.7%	1	1
Insurer	1.7%	2	+32.2%	0	0
Broker-dealer	0.2%	2	-28.3%	1	0
Benefit plan	0.4%	5	+18.6%	0	0
Non-US	2.0%	7	+16.1%	0	1
Holding company	34.4%	10	-6.6%	1	0
Unknown	12.1%	68	+1.4%	7	13

Style	Share	Filers	Change	New	Exited
Index-like	46.5%	33	+1.3%	0	0
Systematic-like	2.4%	13	+52.3%	3	2
Concentrated	1.6%	28	0.0%	3	10
Diversified active	49.5%	154	-2.8%	22	26
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.4%	141	+6.0%	9	18
Medium turnover	21.6%	41	-14.6%	7	7
High turnover	3.3%	28	+1.9%	9	7
Unknown	10.7%	18	-0.2%	3	7
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.9%	27	-0.2%	5	12
Medium horizon	29.0%	33	+0.9%	5	10
Long horizon	56.6%	157	-1.5%	13	15
Unknown	2.4%	11	+31.8%	5	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.9%	40	+9.1%	8	15
$1B to $10B	4.3%	60	-6.5%	12	13
$10B to $100B	13.3%	67	+18.0%	8	8
$100B or more	79.5%	61	-2.5%	0	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.7%	56	-1.2%	9	16
Pooled investment vehicles	1.8%	16	+33.3%	6	2
Registered funds and BDCs	20.5%	14	-0.3%	0	2
Pension and profit sharing plans	0.1%	1	+6.9%	0	0
Insurance companies	0.6%	3	+3.1%	0	0
Governments and sovereign funds	0.3%	1	-15.5%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.2%	6	+219.2%	2	0
Other	0.1%	1	-43.7%	0	1
Diversified	4.9%	13	+5.7%	1	1
Unknown	67.7%	116	-1.0%	10	17

Private funds	Share	Filers	Change	New	Exited
Hedge funds	7.4%	24	+14.9%	5	3
Private equity funds	2.9%	11	+11.4%	1	0
Venture capital funds	0.0%	1	-98.7%	0	0
Real estate funds	0.0%	2	+327.6%	1	1
Liquidity funds	0.0%	1	-8.2%	0	0
Securitized asset funds	0.3%	1	+7932.1%	0	0
Other private funds	3.3%	7	+17.3%	1	1
Mixed private funds	0.5%	2	+163.4%	1	0
Private funds, type not stated	1.2%	3	-9.1%	0	0
No private funds	17.8%	62	-4.3%	9	17
Unknown	66.5%	114	-2.1%	10	17

Location	Share	Filers	Change	New	Exited
United States	91.2%	199	-1.2%	27	36
Outside the US	8.8%	29	+14.3%	1	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

228 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

12.1%

of shares outstanding, 36th percentile

Mar 31, 2026: 11.4%

Private-fund advisers

11.3%

of shares outstanding

Institutional ownership

72.5%

73.7% of the estimated free float

Top 10 holders

62.9%

of 13F shares, Herfindahl 0.076

Active holders

-1.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.7 quarters

Under 1 year 18.0% 1 to 3 years 32.8% 3 years or more 49.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.34

estimated per share

Mar 31, 2026: $6.58

Quarter-end price

$4.74

implied by 13F values

Estimated gain or loss

-25.3%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 24.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RWT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	OHI Omega Healthcare Investors Inc	4	0.095
2	EG Everest Group, Ltd.	3	0.094
3	LPLA LPL Financial Holdings Inc.	4	0.089
4	AHR American Healthcare REIT, Inc.	3	0.075
5	FERG Ferguson Enterprises Inc.	4	0.074
6	ATI Ati Inc	3	0.069
7	TOL Toll Brothers, Inc.	3	0.065
8	COF Capital One Financial Corp	6	0.054
9	F Ford Motor Co	4	0.053
10	MLM Martin Marietta Materials Inc	3	0.052

Shareholder Targets

13F filers that own its peers but not RWT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: OHI, EG, LPLA, AHR, FERG, ATI, TOL, COF, F, MLM, PGR, IRM, GEV, FDX, SCHW, XOM, AAPL, MSFT, GOOGL, JNJ. 6,958 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$180,293,698,749 20 held	18.0%	GOOGL, AAPL, MSFT
2	Capital Research Global Investors Adviser, Diversified active	$105,873,126,046 10 held	14.8%	GOOGL, MSFT, AAPL
3	Berkshire Hathaway Inc Insurer, Concentrated	$104,316,245,302 3 held	34.9%	AAPL, GOOGL, COF
4	Capital World Investors Adviser, Diversified active	$95,141,823,780 13 held	11.3%	GOOGL, MSFT, AAPL
5	Capital International Investors Adviser, Diversified active	$62,756,297,409 11 held	13.0%	GOOGL, MSFT, AAPL
6	Fisher Asset Management, LLC Adviser, Diversified active	$56,457,835,769 13 held	16.9%	AAPL, GOOGL, MSFT
7	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$54,642,120,921 20 held	9.90%	AAPL, MSFT, GOOGL
8	HSBC HOLDINGS PLC Unknown, Index-like	$38,645,690,352 20 held	18.6%	GOOGL, AAPL, MSFT
9	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$38,099,341,390 15 held	13.0%	GOOGL, AAPL, MSFT
10	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$34,168,901,933 20 held	18.9%	AAPL, GOOGL, MSFT

Fund Ownership of RWT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 30.14% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.29%	+0.38 pp	6,643,921	73
Index ETFs	24.85%	+0.34 pp	31,209,560	46
Active ETFs	0.55%	-0.69 pp	696,174	6
Active funds	2.71%	-1.37 pp	3,406,047	41
Unclassified	0.43%	+0.42 pp	534,329	4
All registered funds	33.83%	-0.91 pp	42,490,031	170

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 110 Exempt adviser 2 Adviser 4 Bank 16 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 7 Holding company 10 Unknown 61

Showing 100 of 224

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$96,146,642

22.58%

20,284,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	100,292	$475,384	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	550	$2,607	0.0%	Sole
BlackRock Asset Management Canada Ltd	983	$4,659	0.0%	Sole
BlackRock Investment Management, LLC	384,860	$1,824,236	1.9%	Sole
BLACKROCK ADVISORS LLC	282,740	$1,340,187	1.4%	Sole
BlackRock Fund Advisors	14,736,591	$69,851,441	72.7%	Sole
BlackRock Institutional Trust Company, N.A.	4,111,689	$19,489,405	20.3%	Sole
BlackRock Fund Managers Ltd.	17,075	$80,935	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	10,532	$49,921	0.1%	Sole
BlackRock (Netherlands) B.V.	34,207	$162,141	0.2%	Sole
BlackRock Asset Management Ireland Ltd	381,331	$1,807,508	1.9%	Sole
BlackRock Asset Management Schweiz AG	28,274	$134,018	0.1%	Sole
Aperio Group, LLC	194,930	$923,968	1.0%	Sole
SpiderRock Advisors, LLC	49	$232	0.0%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$41,405,657

9.73%

8,735,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	8,297,655	$39,330,884	95.0%	Defined
Wellington Management Singapore Pte. Ltd.	136,892	$648,868	1.6%	Defined
Wellington Trust Company, NA joint	300,824	$1,425,905	3.4%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$26,437,828

6.21%

5,577,601

STATE STREET CORP

$24,727,257

5.81%

5,216,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,216,721	$24,727,257	100.0%	Defined

Invesco Ltd.

$15,810,823

3.71%

3,335,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	47,067	$223,097	1.4%	Defined
Invesco Trust Co joint	50,146	$237,692	1.5%	Defined
Invesco Capital Management LLC	3,238,404	$15,350,034	97.1%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$15,501,359

3.64%

3,270,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	3,270,329	$15,501,359	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$15,494,547

3.64%

3,268,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	473,221	$2,243,067	14.5%	Defined
Held directly	2,795,671	$13,251,480	85.5%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$14,358,080

3.37%

3,029,131

Boston Partners

$11,100,553

2.61%

2,341,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	228,668	$1,083,886	9.8%	Defined
Held directly	2,113,221	$10,016,667	90.2%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$9,698,561

2.28%

2,046,110

LSV ASSET MANAGEMENT

$8,764,549

2.06%

1,849,061

RAYMOND JAMES FINANCIAL INC

$8,414,073

1.98%

1,775,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	488,276	$2,314,428	27.5%	Defined
Raymond James Financial Services Advisors, Inc.	1,286,845	$6,099,645	72.5%	Defined

AMERIPRISE FINANCIAL INC

$7,865,967

1.85%

1,659,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,658,348	$7,860,569	99.9%	Defined
Ameriprise Financial Services, LLC	1,139	$5,398	0.1%	Defined

NORTHERN TRUST CORP

$6,997,199

1.64%

1,476,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,352,613	$6,411,384	91.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	61,196	$290,068	4.1%	Defined
MASON STREET ADVISORS, LLC joint	42,560	$201,734	2.9%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	19,834	$94,013	1.3%	Other

MORGAN STANLEY

$6,531,606

1.53%

1,377,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	34,953	$165,677	2.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	777,321	$3,684,501	56.4%	Defined
MORGAN STANLEY AIP GP LP	5,558	$26,344	0.4%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	14,020	$66,454	1.0%	Defined
Morgan Stanley Investment Management LTD	88,093	$417,560	6.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	47,564	$225,452	3.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	410,468	$1,945,618	29.8%	Defined

NORDEA INVESTMENT MANAGEMENT AB

$5,412,880

1.27%

1,141,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	256,908	$1,217,743	22.5%	Defined
Nordea Investment Funds S.A.	885,050	$4,195,137	77.5%	Defined

VAN ECK ASSOCIATES CORP

$4,624,514

1.09%

975,636

BESSEMER GROUP INC

$4,560,317

1.07%

962,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	961,088	$4,554,904	99.9%	Defined
BESSEMER TRUST Co OF FLORIDA	1,142	$5,413	0.1%	Defined

PRUDENTIAL FINANCIAL INC

$4,509,754

1.06%

951,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	814,525	$3,860,848	85.6%	Defined
Prudential Trust Co	136,900	$648,906	14.4%	Defined

Qube Research & Technologies Ltd

$4,305,294

1.01%

908,290

VANGUARD FIDUCIARY TRUST CO

$3,952,771

0.93%

833,918

Bank of New York Mellon Corp

$3,385,400

0.80%

714,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	354,638	$1,680,984	49.7%	Defined
BNY Mellon Investment Adviser, Inc.	100,832	$477,943	14.1%	Defined
The Bank of New York Mellon	242,135	$1,147,719	33.9%	Defined
BNY Mellon, NA joint	16,613	$78,745	2.3%	Defined
Held directly	2	$9	0.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$2,868,595

0.67%

605,189

VICTORY CAPITAL MANAGEMENT INC

$2,674,018

0.63%

564,139

SEGALL BRYANT & HAMILL, LLC

$2,661,552

0.63%

561,509

MARINER INVESTMENT GROUP LLC

$2,608,711

0.61%

550,361

D. E. Shaw & Co., Inc.

$2,478,925

0.58%

522,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	522,980	$2,478,925	100.0%	Defined

TRAN CAPITAL MANAGEMENT, L.P.

$2,436,123

0.57%

627,867

ZACKS INVESTMENT MANAGEMENT

$2,373,697

0.56%

500,780

UBS Group AG

$2,235,643

0.53%

471,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	41,835	$198,297	8.9%	Defined
UBS AG	429,820	$2,037,346	91.1%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$2,183,570

0.51%

460,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	460,669	$2,183,570	100.0%	Defined

NFC Investments, LLC

$2,169,455

0.51%

457,691

FMR LLC

$2,109,327

0.50%

445,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	442,862	$2,099,165	99.5%	Defined
STRATEGIC ADVISERS LLC	2,144	$10,162	0.5%	Defined

Public Sector Pension Investment Board

$2,039,200

0.48%

430,211

BANK OF AMERICA CORP /DE/

$2,031,516

0.48%

428,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	308,522	$1,462,394	72.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	84,753	$401,729	19.8%	Defined
BOFA SECURITIES, INC.	35,315	$167,393	8.2%	Defined

X ADVISORS, LLC RWTS

$1,963,865

0.46%

78,997

Quantinno Capital Management LP

$1,824,056

0.43%

384,822

RHUMBLINE ADVISERS

$1,469,736

0.35%

310,071

FJ Capital Management LLC

$1,442,931

0.34%

304,416

Legal & General Group Plc

$1,348,970

0.32%

284,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	193,434	$916,877	68.0%	Defined
Legal & General Investment Management Ltd joint	91,159	$432,093	32.0%	Defined

PVG ASSET MANAGEMENT CORP

$1,321,167

0.31%

340,507

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,256,378

0.30%

265,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,300	$15,642	1.2%	Defined
UBS Asset Management Switzerland AG	231,595	$1,097,760	87.4%	Defined
Held directly	30,164	$142,976	11.4%	Defined

Nuveen, LLC

$1,256,004

0.30%

264,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	10,856	$51,457	4.1%	Defined
TEACHERS ADVISORS, LLC joint	254,124	$1,204,547	95.9%	Defined

Swiss National Bank

$1,188,318

0.28%

250,700

PRICE T ROWE ASSOCIATES INC /MD/

$1,179,539

0.28%

248,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	248,848	$1,179,539	100.0%	Defined

BEACON INVESTMENT ADVISORS LLC

$1,161,982

0.27%

245,144

AQR CAPITAL MANAGEMENT LLC

$1,156,752

0.27%

244,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	158	$748	0.1%	Other
Arax Advisory Partners	2,726	$12,921	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,601	$7,588	0.7%	Other
Held directly	239,556	$1,135,495	98.2%	Defined

WELLS FARGO & COMPANY/MN

$1,118,620

0.26%

235,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	105,722	$501,122	44.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	107,236	$508,298	45.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	23,038	$109,200	9.8%	Defined

Penserra Capital Management LLC

$1,104,472

0.26%

233,011

BARCLAYS PLC

$1,098,612

0.26%

231,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	228,147	$1,081,416	98.4%	Defined
BARCLAYS CAPITAL INC.	3,628	$17,196	1.6%	Defined

HBK INVESTMENTS L P

$1,007,250

0.24%

212,500

VIRGINIA RETIREMENT SYSTEMS ET Al

$989,712

0.23%

208,800

GOLDMAN SACHS GROUP INC

$941,855

0.22%

198,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	17,321	$82,101	8.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	160,847	$762,414	80.9%	Defined
Goldman Sachs Trust Company, N.A.	20,536	$97,340	10.3%	Defined

GAMCO INVESTORS, INC. ET AL

$924,300

0.22%

195,000

CITADEL ADVISORS LLC

$916,445

0.22%

193,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	83,196	$394,349	43.0%	Defined
Held directly	110,147	$522,096	57.0%	Defined

STIFEL FINANCIAL CORP

$882,170

0.21%

186,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	186,112	$882,170	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$813,384

0.19%

171,600

BRIGHTON JONES LLC

$803,425

0.19%

169,499

LPL Financial LLC

$799,050

0.19%

168,576

FRANKLIN RESOURCES INC

$787,222

0.18%

166,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	28	$132	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	309	$1,464	0.2%	Defined
FRANKLIN ADVISERS INC	165,744	$785,626	99.8%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$757,589

0.18%

159,829

MARSHALL WACE, LLP

$755,480

0.18%

159,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	159,384	$755,480	100.0%	Other

WEDBUSH SECURITIES INC

$754,710

0.18%

194,513

ALLIANCEBERNSTEIN L.P.

$733,069

0.17%

154,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	154,656	$733,069	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$692,514

0.16%

146,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	146,100	$692,514	100.0%	Other

Campbell & CO Investment Adviser LLC

$635,003

0.15%

133,967

Inspire Investing, LLC

$632,443

0.15%

163,001

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$628,050

0.15%

132,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	132,500	$628,050	100.0%	Other

ROYAL BANK OF CANADA

$604,420

0.14%

127,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,830	$18,154	3.0%	Defined
RBC Capital Markets, LLC	121,220	$574,582	95.1%	Defined
Held directly	2,465	$11,684	1.9%	Sole

DEUTSCHE BANK AG\

$588,774

0.14%

124,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	124,214	$588,774	100.0%	Defined

Russell Investments Group, Ltd.

$556,999

0.13%

117,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	91,285	$432,689	77.7%	Defined
Russell Investments Capital, LLC joint	6,758	$32,032	5.8%	Other
Russell Investments Trust Company joint	19,468	$92,278	16.6%	Other

EVERGREEN CAPITAL MANAGEMENT LLC

$544,782

0.13%

140,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC joint	3,644	$14,138	2.6%	Other
Held directly	136,764	$530,644	97.4%	Sole

ENVESTNET ASSET MANAGEMENT INC

$508,440

0.12%

107,266

CANADA LIFE ASSURANCE Co

$501,364

0.12%

105,773

Quantbot Technologies LP

$496,633

0.12%

104,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	104,775	$496,633	100.0%	Sole

CITADEL ADVISORS LLC

$485,376

0.11%

102,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	102,400	$485,376	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$473,573

0.11%

99,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	99,910	$473,573	100.0%	Other

CITIGROUP INC

$472,297

0.11%

99,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	99,641	$472,297	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$467,828

0.11%

98,698

CAXTON ASSOCIATES LLP

$444,185

0.10%

93,710

Curi Capital, LLC

$403,890

0.09%

85,209

Thrivent Financial for Lutherans

$389,746

0.09%

82,225

VANGUARD ASSET MANAGEMENT, Ltd

$377,313

0.09%

79,602

Pathstone Holdings, LLC

$374,544

0.09%

79,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	54,005	$255,983	68.3%	Defined
Held directly	25,013	$118,561	31.7%	Sole

Corient Private Wealth LLC

$372,801

0.09%

78,650

WINTON GROUP Ltd

$363,558

0.09%

76,700

MetLife Investment Management, LLC

$348,195

0.08%

73,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	73,459	$348,195	100.0%	Defined

JPMORGAN CHASE & CO

$346,147

0.08%

73,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	52,334	$248,063	71.7%	Defined
J.P. Morgan Investment Management Inc.	17,363	$82,300	23.8%	Defined
J.P. Morgan Securities LLC	3,300	$15,642	4.5%	Defined
J.P. Morgan Securities plc	30	$142	0.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$339,132

0.08%

71,547

TCW GROUP INC

$293,704

0.07%

61,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TCW INVESTMENT MANAGEMENT Co LLC	61,963	$293,704	100.0%	Defined

SHUFRO ROSE & CO LLC

$287,718

0.07%

60,700

Jefferies Financial Group Inc.

$284,400

0.07%

60,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	60,000	$284,400	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$282,650

0.07%

59,631

Zurcher Kantonalbank (Zurich Cantonalbank)

$270,857

0.06%

57,143

CITADEL ADVISORS LLC

$251,220

0.06%

53,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	53,000	$251,220	100.0%	Defined

Steward Partners Investment Advisory, LLC

$242,356

0.06%

51,130

GSA CAPITAL PARTNERS LLP

$241,815

0.06%

51,016

OSAIC HOLDINGS, INC.

$235,805

0.06%

49,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	49,748	$235,805	100.0%	Defined

Jupiter Topco LLC

$234,976

0.06%

49,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	49,573	$234,976	100.0%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$230,183

0.05%

48,562

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Key facts CIK 930236 CUSIP 758075402 13F (30d) 35 filings 33 filers Visit website Investor relations