SHBI · Shore Bancshares Inc · Holdings

$22.93 +0.50 (+2.23%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$748.54M

33.37M

Volume · Oct 20 172.18K Avg daily vol (3M) 206.67K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SHBI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 175

Total Value: $523,549,494

Total Shares: 22,820,488

Showing 1–100 of 175 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 177 13F filers

Top Holder

14.1%

of institutional value

Top 5

37.1%

of institutional value

Top 10

53.5%

of institutional value

HHI

440

Broadly held

Who Holds SHBI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 177 filers, like-for-like change +4.1%; actively managed books +3.4%; index-like books +5.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.0%	93	+4.2%	13	5
Exempt adviser	0.1%	2	-84.8%	1	1
Adviser	4.2%	8	+8.1%	0	0
Bank	10.4%	15	+9.0%	1	0
Insurer	0.9%	2	+1.7%	0	0
Broker-dealer	0.2%	1	-1.4%	0	0
Benefit plan	0.1%	2	+13.3%	0	0
Non-US	0.2%	3	+11.7%	1	0
Holding company	21.1%	7	-2.4%	0	0
Unknown	19.7%	44	+12.9%	11	5

Style	Share	Filers	Change	New	Exited
Index-like	37.1%	19	+5.2%	0	0
Systematic-like	3.2%	15	+11.5%	4	2
Concentrated	1.8%	21	-49.5%	3	1
Diversified active	57.9%	122	+6.5%	20	8
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.3%	106	+4.4%	12	4
Medium turnover	28.3%	39	-2.7%	5	4
High turnover	3.7%	21	+24.2%	8	2
Unknown	11.8%	11	+16.1%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.4%	19	+18.7%	6	3
Medium horizon	19.3%	26	+8.7%	6	1
Long horizon	66.7%	125	+3.0%	13	6
Unknown	1.6%	7	-49.0%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.5%	37	-34.2%	11	3
$1B to $10B	8.4%	41	+32.7%	8	5
$10B to $100B	10.7%	44	-7.5%	8	3
$100B or more	76.5%	55	+7.1%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.3%	49	+14.5%	9	2
Pooled investment vehicles	7.0%	12	-8.5%	2	2
Registered funds and BDCs	25.0%	15	+4.9%	1	0
Pension and profit sharing plans	0.0%	1	+1.9%	0	0
Insurance companies	0.7%	3	+2.1%	0	0
Governments and sovereign funds	1.2%	3	+441.1%	1	0
Other investment advisers	0.7%	2	+0.1%	0	0
Diversified	5.2%	8	-1.2%	0	0
Other	0.0%	0	-100.0%	0	1
Charitable organizations	0.0%	0	—	0	0
Corporations	0.0%	0	—	0	0
Unknown	57.0%	84	+4.1%	14	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	13.9%	25	-6.8%	5	4
Private equity funds	1.0%	5	-7.4%	1	1
Venture capital funds	0.0%	1	+42.1%	0	0
Real estate funds	0.1%	2	+435.9%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	12.1%	11	+12.9%	0	0
Mixed private funds	1.1%	2	-15.5%	0	0
No private funds	14.9%	48	+6.3%	8	0
Private funds, type not stated	0.0%	0	—	0	0
Unknown	56.8%	82	+5.5%	13	5

Location	Share	Filers	Change	New	Exited
United States	94.0%	161	+5.3%	23	9
Outside the US	6.0%	16	-11.5%	4	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

177 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

19.9%

of shares outstanding, 58th percentile

Mar 31, 2026: 19.6%

Private-fund advisers

19.2%

of shares outstanding

Institutional ownership

68.1%

72.4% of the estimated free float

Top 10 holders

53.5%

of 13F shares, Herfindahl 0.044

Active holders

+3.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 14.4 quarters

Under 1 year 19.1% 1 to 3 years 28.8% 3 years or more 52.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.64

estimated per share

Mar 31, 2026: $15.67

Quarter-end price

$22.95

implied by 13F values

Estimated gain or loss

+37.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 41.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SHBI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	FRST Primis Financial Corp.	5	0.373
2	AMTB Amerant Bancorp Inc.	4	0.344
3	CBAN Colony Bankcorp Inc	4	0.327
4	BCAL California BanCorp \ CA	5	0.304
5	USCB Uscb Financial Holdings, Inc.	4	0.298
6	FXNC First National Corp /Va/	3	0.245
7	COSO CoastalSouth Bancshares, Inc.	3	0.234
8	BANC Banc Of California, Inc.	5	0.232
9	PGC Peapack Gladstone Financial Corp	3	0.224
10	CIVB Civista Bancshares, Inc.	3	0.224

Shareholder Targets

13F filers that own its peers but not SHBI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: FRST, AMTB, CBAN, BCAL, USCB, FXNC, COSO, BANC, PGC, CIVB, FCBM, MCB, OBK, BRBS, EGBN, FMBH, FSBC, CCNE, CBK, FBK. 553 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$687,985,263 6 held	0.450%	BANC, FBK, FSBC
2	Patriot Financial Partners GP II, L.P. Unknown, Concentrated	$192,340,601 5 held	59.1%	MCB, AMTB, USCB
3	Davis Asset Management, L.P. Unknown, Concentrated	$139,894,147 3 held	3.54%	FSBC, FBK, CCNE
4	North Reef Capital Management LP Registered adviser, Concentrated	$126,034,914 4 held	4.83%	EGBN, AMTB, FRST
5	ENDEAVOUR CAPITAL ADVISORS INC Registered adviser, Concentrated	$109,176,416 8 held	22.9%	BCAL, USCB, OBK
6	KENNEDY CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$91,617,904 11 held	1.65%	OBK, MCB, FSBC
7	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$85,055,308 5 held	0.120%	MCB, FSBC, PGC
8	Ballentine Partners, LLC Registered adviser, Concentrated	$80,321,312 1 held	1.40%	FMBH
9	WESTWOOD HOLDINGS GROUP INC Adviser, Diversified active	$71,042,167 1 held	0.560%	FBK
10	LOOMIS SAYLES & CO L P Registered adviser, Diversified active	$68,408,127 2 held	0.090%	FBK, OBK

Fund Ownership of SHBI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 13.83% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.21%	+0.43 pp	1,070,615	53
Index ETFs	10.62%	+0.55 pp	3,544,630	29
Active ETFs	2.64%	-2.40 pp	882,318	19
Active funds	13.55%	+4.29 pp	4,522,824	82
Unclassified	3.08%	+3.07 pp	1,029,386	10
All registered funds	33.11%	+5.94 pp	11,049,773	193

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 92 Exempt adviser 3 Adviser 8 Bank 15 Insurer 2 Broker-dealer 1 Benefit plan 2 Non-US 3 Holding company 7 Unknown 42

Showing 100 of 175

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$73,784,476

14.09%

3,215,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	66,433	$1,524,637	2.1%	Sole
BlackRock Asset Management Canada Ltd	229	$5,255	0.0%	Sole
BlackRock Investment Management, LLC	101,925	$2,339,178	3.2%	Sole
BLACKROCK ADVISORS LLC	286,619	$6,577,906	8.9%	Sole
BlackRock Fund Advisors	1,421,448	$32,622,231	44.2%	Sole
BlackRock Institutional Trust Company, N.A.	1,065,675	$24,457,241	33.1%	Sole
Aperio Group, LLC	272,681	$6,258,028	8.5%	Sole

DIMENSIONAL FUND ADVISORS LP

$40,729,776

7.78%

1,774,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,904	$89,596	0.2%	Defined
DFA Australia Ltd.	10,040	$230,418	0.6%	Defined
Dimensional Ireland Ltd	58,161	$1,334,794	3.3%	Defined
Held directly	1,702,613	$39,074,968	95.9%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$30,873,877

5.90%

1,345,267

AMERICAN CENTURY COMPANIES INC

$25,152,075

4.80%

1,095,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,095,951	$25,152,075	100.0%	Defined

STATE STREET CORP

$23,620,185

4.51%

1,029,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,029,202	$23,620,185	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$20,311,231

3.88%

885,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	885,021	$20,311,231	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$18,738,100

3.58%

816,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	114,681	$2,631,928	14.0%	Defined
Held directly	701,794	$16,106,172	86.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$17,633,723

3.37%

768,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	487,687	$11,192,416	63.5%	Defined
Wellington Management Singapore Pte. Ltd.	88,373	$2,028,160	11.5%	Defined
Wellington Trust Company, NA joint	192,294	$4,413,147	25.0%	Defined

Jupiter Topco LLC

$17,109,592

3.27%

745,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	745,516	$17,109,592	100.0%	Defined

AMERIPRISE FINANCIAL INC

$12,015,747

2.30%

523,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	523,468	$12,013,590	100.0%	Defined
Ameriprise Financial Services, LLC	94	$2,157	0.0%	Defined

Atlantic Union Bankshares Corp

$11,175,043

2.13%

486,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	486,930	$11,175,043	100.0%	Sole

Nuveen, LLC

$11,093,088

2.12%

483,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	228,649	$5,247,494	47.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	196,996	$4,521,058	40.8%	Defined
TEACHERS ADVISORS, LLC joint	57,714	$1,324,536	11.9%	Defined

GOLDMAN SACHS GROUP INC

$11,040,624

2.11%

481,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	324,861	$7,455,559	67.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	156,212	$3,585,065	32.5%	Defined

AQR CAPITAL MANAGEMENT LLC

$10,929,268

2.09%

476,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	49	$1,124	0.0%	Other
Prism Planning Partners LLC	414	$9,501	0.1%	Other
Compound Planning, Inc.	9	$206	0.0%	Other
Arax Advisory Partners	12,030	$276,088	2.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,322	$30,339	0.3%	Other
Stokes Family Office, LLC	522	$11,979	0.1%	Other
Held directly	461,875	$10,600,031	97.0%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$7,749,503

1.48%

337,669

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$7,724,717

1.48%

336,589

NORTHERN TRUST CORP

$7,252,841

1.39%

316,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	311,286	$7,144,013	98.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,742	$108,828	1.5%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,880,272

1.31%

299,794

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

$6,867,351

1.31%

299,231

RENAISSANCE TECHNOLOGIES LLC

$6,414,869

1.23%

279,515

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$6,395,843

1.22%

278,686

MORGAN STANLEY

$6,188,576

1.18%

269,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1	$22	0.0%	Defined
MORGAN STANLEY & CO. LLC	13,207	$303,100	4.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	84,487	$1,938,976	31.3%	Defined
MORGAN STANLEY AIP GP LP	75	$1,721	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	202	$4,635	0.1%	Defined
Morgan Stanley Investment Management LTD	2,566	$58,889	1.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	81,479	$1,869,942	30.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	87,638	$2,011,291	32.5%	Defined

ALLIANCEBERNSTEIN L.P.

$5,775,826

1.10%

251,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	251,670	$5,775,826	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$5,017,696

0.96%

218,636

Bank of New York Mellon Corp

$5,017,142

0.96%

218,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	128,124	$2,940,445	58.6%	Defined
The Bank of New York Mellon	63,621	$1,460,101	29.1%	Defined
Newton Investment Management North America, LLC	26,866	$616,574	12.3%	Defined
Held directly	1	$22	0.0%	Defined

ALGERT GLOBAL LLC

$4,888,854

0.93%

213,022

Connor, Clark & Lunn Investment Management Ltd.

$4,817,044

0.92%

209,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	209,893	$4,817,044	100.0%	Sole

LSV ASSET MANAGEMENT

$4,704,222

0.90%

204,977

VANGUARD FIDUCIARY TRUST CO

$4,665,161

0.89%

203,275

Creative Planning

$4,482,662

0.86%

195,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	6,174	$141,693	3.2%	Defined
Held directly	189,149	$4,340,969	96.8%	Sole

CITADEL ADVISORS LLC

$4,234,596

0.81%

184,514

Empowered Funds, LLC

$4,203,889

0.80%

183,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	183,176	$4,203,889	100.0%	Other

ACADIAN ASSET MANAGEMENT LLC

$3,524,752

0.67%

153,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	153,584	$3,524,752	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$3,519,198

0.67%

153,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	153,342	$3,519,198	100.0%	Defined

Petiole USA ltd

$3,384,826

0.65%

147,487

MENDON CAPITAL ADVISORS CORP

$3,321,209

0.63%

144,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELCO Management Co., LLC	9,715	$222,959	6.7%	Sole
Hurricane Capital Partners Ltd	10,000	$229,500	6.9%	Sole
Held directly	125,000	$2,868,750	86.4%	Sole

GENDELL JEFFREY L

$3,140,478

0.60%

136,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Associates, LLC	136,840	$3,140,478	100.0%	Defined

BANC FUNDS CO LLC

$3,126,776

0.60%

136,243

HoldCo Asset Management, LP

$3,123,816

0.60%

136,114

Knights of Columbus Asset Advisors LLC

$3,020,380

0.58%

131,607

Curi Capital, LLC

$2,896,243

0.55%

126,198

FIRST TRUST ADVISORS LP

$2,617,080

0.50%

114,034

CORBYN INVESTMENT MANAGEMENT INC/MD

$2,583,252

0.49%

112,560

BROWN ADVISORY INC

$2,304,639

0.44%

100,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	100,420	$2,304,639	100.0%	Defined

Siena Capital Partners GP, LLC

$2,288,413

0.44%

99,713

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$2,279,325

0.44%

99,317

Fisher Asset Management, LLC

$2,241,274

0.43%

97,659

TWO SIGMA INVESTMENTS, LP

$2,232,805

0.43%

97,290

Quantinno Capital Management LP

$2,138,641

0.41%

93,187

LAZARD ASSET MANAGEMENT LLC

$2,075,047

0.40%

90,416

PRICE T ROWE ASSOCIATES INC /MD/

$1,817,708

0.35%

79,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	79,203	$1,817,708	100.0%	Defined

UBS Group AG

$1,714,708

0.33%

74,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,771	$40,644	2.4%	Defined
UBS AG	72,944	$1,674,064	97.6%	Defined

SALZHAUER MICHAEL

$1,660,593

0.32%

72,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Salzhauer Henry joint	72,357	$1,660,593	100.0%	Other

BARCLAYS PLC

$1,565,855

0.30%

68,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	67,370	$1,546,141	98.7%	Defined
BARCLAYS CAPITAL INC.	859	$19,714	1.3%	Defined

Jackson Creek Investment Advisors LLC

$1,496,523

0.29%

65,208

IEQ CAPITAL, LLC

$1,485,163

0.28%

64,713

TRED AVON FAMILY WEALTH, LLC

$1,384,060

0.26%

61,816

D. E. Shaw & Co., Inc.

$1,283,823

0.25%

55,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	55,940	$1,283,823	100.0%	Defined

BANK OF AMERICA CORP /DE/

$1,271,498

0.24%

55,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	45,283	$1,039,244	81.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	10,120	$232,254	18.3%	Defined

LPL Financial LLC

$1,190,691

0.23%

51,882

Equitable Holdings, Inc.

$1,167,099

0.22%

50,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	50,854	$1,167,099	100.0%	Defined

FRANKLIN RESOURCES INC

$1,163,082

0.22%

50,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	20,720	$475,524	40.9%	Defined
FRANKLIN ADVISERS INC	28,681	$658,228	56.6%	Defined
PUTNAM ADVISORY CO LLC	1,278	$29,330	2.5%	Defined

Y-Intercept (Hong Kong) Ltd

$1,125,948

0.22%

50,288

Hoxton Planning & Management, LLC

$1,115,559

0.21%

49,824

PRINCIPAL FINANCIAL GROUP INC

$1,092,190

0.21%

47,590

Invesco Ltd.

$1,014,136

0.19%

44,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	4,079	$93,612	9.2%	Defined
Invesco Trust Co joint	12,472	$286,232	28.2%	Defined
Invesco Capital Management LLC	27,638	$634,292	62.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$994,446

0.19%

43,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	43,331	$994,446	100.0%	Other

RHUMBLINE ADVISERS

$919,055

0.18%

40,046

FMR LLC

$723,062

0.14%

31,506

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	5,409	$124,136	17.2%	Defined
STRATEGIC ADVISERS LLC	26,097	$598,926	82.8%	Defined

CITIGROUP INC

$712,825

0.14%

31,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,368	$54,345	7.6%	Defined
Citigroup Financial Products Inc. joint	28,692	$658,480	92.4%	Defined

DEUTSCHE BANK AG\

$702,384

0.13%

30,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	30,605	$702,384	100.0%	Defined

ZACKS INVESTMENT MANAGEMENT

$662,520

0.13%

28,868

WELLS FARGO & COMPANY/MN

$662,405

0.13%

28,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	26,278	$603,080	91.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,980	$45,441	6.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	605	$13,884	2.1%	Defined

ALPS ADVISORS INC

$647,534

0.12%

28,215

Russell Investments Group, Ltd.

$639,730

0.12%

27,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	15,673	$359,695	56.2%	Defined
Russell Investments Capital, LLC	12,202	$280,035	43.8%	Defined

Squarepoint Ops LLC

$632,754

0.12%

27,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	27,571	$632,754	100.0%	Defined

ROYAL BANK OF CANADA

$587,588

0.11%

25,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	973	$22,330	3.8%	Defined
RBC Capital Markets, LLC	24,630	$565,258	96.2%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$572,900

0.11%

24,963

STRS OHIO

$472,770

0.09%

20,600

Diversify Advisory Services, LLC

$470,637

0.09%

21,020

DIVERSIFY WEALTH MANAGEMENT, LLC

$470,637

0.09%

21,020

Janney Montgomery Scott LLC

$453,377

0.09%

19,755

RAYMOND JAMES FINANCIAL INC

$451,471

0.09%

19,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	11,768	$270,075	59.8%	Defined
Raymond James Financial Services Advisors, Inc.	7,904	$181,396	40.2%	Defined

MetLife Investment Management, LLC

$447,066

0.09%

19,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	19,480	$447,066	100.0%	Defined

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$446,239

0.09%

19,444

XTX Topco Ltd

$439,423

0.08%

19,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	19,147	$439,423	100.0%	Defined

Trexquant Investment LP

$435,912

0.08%

18,994

Mariner, LLC

$433,020

0.08%

18,868

MARSHALL WACE, LLP

$431,987

0.08%

18,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	18,823	$431,987	100.0%	Other

Fiduciary Trust Co

$429,623

0.08%

18,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co of New England	1,796	$41,218	9.6%	Defined
Held directly	16,924	$388,405	90.4%	Sole

Sequoia Financial Advisors, LLC

$417,598

0.08%

18,196

Rafferty Asset Management, LLC

$405,916

0.08%

17,687

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$387,414

0.07%

17,303

Sanctuary Advisors, LLC

$371,032

0.07%

16,167

Quantbot Technologies LP

$369,816

0.07%

16,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	16,114	$369,816	100.0%	Sole

SEI INVESTMENTS CO

$360,865

0.07%

15,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	172	$3,947	1.1%	Sole
SEI TRUST CO	15,552	$356,918	98.9%	Sole

Engineers Gate Manager LP

$349,758

0.07%

15,240

ANCHYRA PARTNERS LLC

$349,015

0.07%

15,588

SG Americas Securities, LLC

$338,879

0.06%

14,766

Sterling Capital Management LLC

$337,846

0.06%

14,721

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Key facts CIK 1035092 CUSIP 825107105 13F (30d) 27 filings 27 filers Visit website Investor relations