Search, list, and read a company’s SEC filings and earnings-call transcripts, plus fails-to-deliver and Reg D private-placement records. The three search tools use hybrid keyword-plus-semantic matching; a typical workflow starts with ListCompanyDocuments (or SearchDocuments) to find a document, then drills in with SearchDocument, SearchDocumentKeyword, and ReadDocumentLines using the returned document ID.
SearchDocuments
The broadest search — hybrid keyword and semantic matching across the entire corpus (every company, plus 10-K, 10-Q, 8-K, and earnings-call transcripts), so it's the right starting point when you don't yet know which company or filing holds the answer. Each hit returns a matching excerpt with the company name, ticker, document type, and filing date. For discovery-style questions, excludeTickers keeps one dominant company's filings from filling every slot and maxResultsPerCompany spreads results across more issuers.
Parameters: query (required). Optional: documentType (one or a comma-separated list of TenK, TenQ, EightK, TwentyF, SixK, …), startDate / endDate (YYYY-MM-DD), excludeTickers, maxResults (default 5), maxResultsPerCompany (default 0 = unlimited).
Ask: "Which companies flag US export restrictions on AI chips to China in their filings?"
Returns (trimmed):
Relevant financial document excerpts:
## GDS Holdings Ltd (GDS)
**Document:** 20-F filed on 2026-04-29
**Excerpt 40 (line ~1,261):**
… In October 2022, the U.S. Department of Commerce’s Bureau of Industry and Security, or BIS, released broad changes in export control regulations, including new regulations restricting the export to China of advanced semiconductors …
## Alibaba Group Holding Ltd (BABA)
**Document:** 20-F filed on 2025-06-26
**Excerpt 617 (line ~16,587):**
… In April 2025, U.S. chip company Nvidia disclosed that the U.S. government had imposed export restrictions on its H20 AI chips to China. …
SearchCompanyDocuments
Hybrid keyword and semantic search scoped to a single ticker, spanning all of that company's filings and transcripts at once. Prefer it over SearchDocuments when the company is known — one call can surface excerpts from the 10-Q, an 8-K, and the latest earnings-call transcript together, each tagged with its document type and filing date.
Parameters: query (required), ticker (required). Optional: documentType (e.g. TenK,TenQ), startDate / endDate (YYYY-MM-DD), maxResults (default 5).
Ask: "What's driving NVIDIA's data-center revenue growth?"
Returns (trimmed):
Relevant financial document excerpts:
## Nvidia Corp (NVDA)
**Document:** Earnings Call filed on 2023-01-31
**Excerpt 1 (line ~1):**
… Starting with data center, revenue of $3.62 billion was down 6% sequentially and up 11% year-on-year. … Adoption of our new flagship H100 data center GPU is strong. …
SearchDocument
Runs the same hybrid search but confined to one document, identified by the UUID returned from ListCompanyDocuments. Use it to pull specific figures, risks, or management commentary out of a single 10-K, 10-Q, 8-K, or transcript once you know which one you want. Every excerpt in the result comes from that document only.
Parameters: query (required), documentId (required — UUID from ListCompanyDocuments). Optional: maxResults (default 5).
Ask: "Inside NVIDIA's latest 10-Q, what does it say about segment revenue growth?"
Returns (trimmed):
Relevant financial document excerpts:
## Nvidia Corp (NVDA)
**Document:** 10-Q filed on 2026-05-20
**Excerpt 23 (line ~1,015):**
… Compute & Networking revenue – The year-over-year increase in the first quarter of fiscal year 2027 was due to growth in Data Center products, driven by the ramp of our Blackwell systems …
SearchDocumentKeyword
Case-insensitive exact keyword or phrase search inside one document. It returns the matching lines with their line numbers and a little surrounding context (and bolds the matched term), which makes it ideal for finding a precise figure, term, or name that meaning-based search might paraphrase past. Pair it with ReadDocumentLines to read the full section around a hit.
Parameters: documentId (required — UUID from ListCompanyDocuments), keyword (required). Optional: maxResults (default 20).
Ask: "Find every mention of 'repurchase' in NVIDIA's latest 10-Q."
Returns (trimmed):
Keyword search for "repurchase" in Nvidia Corp (NVDA) 10-Q filed 2026-05-20 — 15 matches found:
287 │ | Proceeds related to employee stock plans | 515 | | 370 | |
288 │ | Payments related to **repurchase**s of common stock | (19,312) | | (14,095) | |
289 │ | Payments related to employee stock plan taxes | (2,129) | | (1,532) | |
772 │ We **repurchase**d 108 million and 126 million shares of our common stock for $20.2 billion and $14.5 billion during the first quarter of fiscal years 2027 and 2026, respectively. As of April 26, 2026, we were authorized, subject to certain specifications, to **repurchase** up to $38.5 billion of our common stock.
ListCompanyDocuments
Browses the filings and transcripts on file for one company, newest first and paginated. Each row gives the document ID, its type (10-K, 10-Q, 8-K, earnings-call transcript, investor-relations news), the filing date, the reporting period, and the line count — so it's the discovery step whose IDs feed SearchDocument, SearchDocumentKeyword, and ReadDocumentLines. Filter to a single form with documentType (e.g. TenQ).
Parameters: ticker (required). Optional: documentType (e.g. TenK), startDate / endDate (YYYY-MM-DD), page (default 1), maxItems (per page, default 10).
Ask: "What are NVIDIA's most recent SEC filings?"
Returns (trimmed):
Financial documents for Nvidia Corp (NVDA) — page 1:
ID | Type | Filed | Reporting For | Lines
---|------|-------|---------------|------
bd5d7724-a2df-4b0a-9868-c5a4d918bfe1 | 8-K | 2026-07-02 | 2026-06-28 | 83
8524e376-1abc-4317-af50-55c1603cc2a7 | 8-K | 2026-06-30 | 2026-06-24 | 193
048480c7-430d-4625-a8d4-4c888abde1f1 | Investor Relations News | 2026-06-23 | 2026-06-23 | 77
ReadDocumentLines
Reads a specific range of numbered lines straight from a document's text, returned with their line numbers. Use it to read a full table, paragraph, or section once SearchDocumentKeyword or a semantic search has pointed you at the relevant line numbers — for example, to see the buyback authorization in context rather than a truncated snippet.
Parameters: documentId (required — UUID from ListCompanyDocuments), startLine (required), endLine (required).
Ask: "Read NVIDIA's 10-Q around the buyback authorization (lines 771–776)."
Returns:
Nvidia Corp (NVDA) 10-Q filed 2026-05-20 — lines 771 to 776 of 1,622:
771 │
772 │ We repurchased 108 million and 126 million shares of our common stock for $20.2 billion and $14.5 billion during the first quarter of fiscal years 2027 and 2026, respectively. As of April 26, 2026, we were authorized, subject to certain specifications, to repurchase up to $38.5 billion of our common stock.
773 │
774 │ On May 18, 2026, our Board of Directors approved an additional $80.0 billion in share repurchase authorization, without expiration.
775 │
776 │ ### NVIDIA Corporation and Subsidiaries
GetFailsToDeliver
Returns SEC fails-to-deliver (FTD) records for a stock, newest first — each settlement date on which delivery of shares failed, the number of shares that failed, the price at settlement, and the resulting dollar value. Persistent or unusually large FTD counts can flag settlement stress or naked short selling.
Parameters: ticker (required). Optional: startDate / endDate (YYYY-MM-DD; default is the past ~3 months through the latest available), maxResults (default 90).
Ask: "Have there been any fails-to-deliver in NVIDIA recently?"
Returns (trimmed):
Fails-to-deliver for NVDA (Nvidia Corp):
| Settlement Date | Quantity | Price | Value |
|----------------|---------|-------|-------|
| 2026-06-04 | 10,650 | $214.75 | $2,287,088 |
| 2026-06-08 | 632 | $205.10 | $129,623 |
| 2026-06-09 | 430 | $208.64 | $89,715 |
GetExemptOfferings
Lists a company's recent Regulation D private placements from its SEC Form D notices, newest first. Each row shows the filing date, whether it's an amendment, the issuer's industry, the total offering amount and the amount sold so far (a dollar figure or Indefinite), the minimum investment, the number of investors, and the claimed exemption(s). Mega-caps rarely raise this way — NVIDIA has no Form D on file — so the example below uses Rigetti Computing (RGTI), a company that has tapped private capital.
Parameters: ticker (required). Optional: maxResults (default 50).
Ask: "Has Rigetti Computing raised money through private placements?"
Returns:
Recent exempt offerings (Form D) for Rigetti Computing, Inc. (RGTI) — showing 2 most recent notices:
| Filed | Amendment | Industry | Offering Amount | Sold | Min. Investment | Investors | Exemptions |
|-------|-----------|----------|-----------------|------|-----------------|-----------|------------|
| 2022-08-22 | No | Other Technology | $75,764,405 | $764,405 | $0 | 1 | 06b |
| 2022-01-04 | No | Other | $45,000,000 | $45,000,000 | $20,000,000 | 2 | 06c |