Search, list, and read a company’s SEC filings and earnings-call transcripts, plus Reg D private-placement records. Start with SearchDocuments or ListFilings, then use SearchDocument and ReadDocumentLines with a returned document ID. For the research workflow, the free tier and client setup, see the SEC filings MCP server page.
SearchDocuments
Hybrid keyword and semantic search across the filing corpus. Omit ticker for market-wide discovery, or pass one ticker to scope the same search to a company. Each hit returns a matching excerpt with company, ticker, document type, and filing date. For discovery questions, excludeTickers keeps one dominant company from filling every slot and maxResultsPerCompany spreads results across issuers.
Parameters: query (required). Optional: ticker; documentTypes (JSON array of TenK, TenQ, EightK, TwentyF, SixK, …); startDate / endDate (YYYY-MM-DD); excludeTickers (JSON array, max 25); maxResults (default 5); maxResultsPerCompany (default 0 = unlimited); maxExcerptChars (default 0 = full excerpt).
Ask: "Which companies flag US export restrictions on AI chips to China in their filings?"
Returns (trimmed):
Relevant financial document excerpts:
## GDS Holdings Ltd (GDS)
**Document:** 20-F filed on 2026-04-29
**Excerpt 40 (line ~1,261):**
… In October 2022, the U.S. Department of Commerce’s Bureau of Industry and Security, or BIS, released broad changes in export control regulations, including new regulations restricting the export to China of advanced semiconductors …
## Alibaba Group Holding Ltd (BABA)
**Document:** 20-F filed on 2025-06-26
**Excerpt 617 (line ~16,587):**
… In April 2025, U.S. chip company Nvidia disclosed that the U.S. government had imposed export restrictions on its H20 AI chips to China. …
SearchDocument
Runs search inside one document identified by the UUID returned from ListFilings. Pass searchMode: "exact" for a literal case-insensitive substring scan with precise line numbers; the default semantic mode finds meaning-based excerpts.
Parameters: query (required), documentId (required — UUID from ListFilings). Optional: maxResults (default 5), maxExcerptChars (default 0 = full excerpt), searchMode (semantic — default — or exact).
Ask: "Inside NVIDIA's latest 10-Q, what does it say about segment revenue growth?"
Returns (trimmed):
Relevant financial document excerpts:
## Nvidia Corp (NVDA)
**Document:** 10-Q filed on 2026-05-20
**Excerpt 23 (line ~1,015):**
… Compute & Networking revenue – The year-over-year increase in the first quarter of fiscal year 2027 was due to growth in Data Center products, driven by the ramp of our Blackwell systems …
ListFilings
Lists stored filings and transcripts newest first and paginated. Omit ticker for a market-wide catalyst feed, or pass one ticker for company-scoped results. Each row gives company identity, document ID, type, filing date, reporting period, exact SEC item numbers, and line count; those IDs feed SearchDocument and ReadDocumentLines.
Parameters: all optional: ticker; documentType (e.g. TenK, EightK, EsefAnnualReport or EsefReport; ESEF reports require an explicit type filter); itemNumber (exact SEC item such as 2.02 or 5.02); startDate / endDate (YYYY-MM-DD); page (default 1); maxItems (per page, default 10, max 500).
Ask: "List the latest Item 2.02 earnings 8-Ks across the market."
Returns (trimmed):
Market-wide filings — page 1 of 9,984 (99,839 documents):
Ticker | Company | ID | Type | Filed | Reporting For | Items | Lines
-------|---------|----|------|-------|---------------|-------|------
GLTK | GlobalTech Corp | fe397a7c-cd5a-45b1-b67d-b77cd3af7dc5 | 8-K | 2026-08-28 | 2026-08-28 | 2.02,9.01 | 180
IBIO | iBio, Inc. | 329f494d-db4c-4b37-b3e0-3eda4fcbdbbe | 8-K | 2026-08-28 | 2026-08-28 | 2.02,9.01 | 326
ESTC | Elastic N.V. | fa2bbfe2-ef62-42df-857f-c0635381d2a9 | 8-K | 2026-08-27 | 2026-08-27 | 2.02,9.01 | 595
ReadDocumentLines
Reads a specific range of numbered lines from a document. Use it after SearchDocument has located the relevant line numbers.
Parameters: documentId (required — UUID from ListFilings), startLine (required), endLine (required).
Ask: "Read NVIDIA's 10-Q around the buyback authorization (lines 771–776)."
Returns:
Nvidia Corp (NVDA) 10-Q filed 2026-05-20 — lines 771 to 776 of 1,622:
771 │
772 │ We repurchased 108 million and 126 million shares of our common stock for $20.2 billion and $14.5 billion during the first quarter of fiscal years 2027 and 2026, respectively. As of April 26, 2026, we were authorized, subject to certain specifications, to repurchase up to $38.5 billion of our common stock.
773 │
774 │ On May 18, 2026, our Board of Directors approved an additional $80.0 billion in share repurchase authorization, without expiration.
775 │
776 │ ### NVIDIA Corporation and Subsidiaries
GetFormDOfferings
Lists a company's recent Regulation D private placements from its SEC Form D notices, newest first. Each row shows the filing date, whether it's an amendment, the issuer's industry, the total offering amount and the amount sold so far (a dollar figure or Indefinite), the minimum investment, the number of investors, and the claimed exemption(s). Mega-caps rarely raise this way — NVIDIA has no Form D on file — so the example below uses Rigetti Computing (RGTI), a company that has tapped private capital.
Parameters: ticker (required). Optional: maxResults (default 50), offset (default 0), fromDate / toDate (inclusive YYYY-MM-DD filing-date window; inverted ranges are rejected).
Ask: "Has Rigetti Computing raised money through private placements?"
Returns:
Recent exempt offerings (Form D) for Rigetti Computing, Inc. (RGTI) — showing notices 1-2 of 2, newest first:
| Filed | Amendment | First Sale | Industry | Offering Amount | Sold | Remaining | Min. Investment | Investors | Exemptions | Accession |
|-------|-----------|------------|----------|-----------------|------|-----------|-----------------|-----------|------------|-----------|
| 2022-08-22 | No | 2022-08-16 | Other Technology | $75,764,405 | $764,405 | $75,000,000 | $0 | 1 | 06b | 0001838359-22-000004 |
| 2022-01-04 | No | 2021-12-29 | Other | $45,000,000 | $45,000,000 | $0 | $20,000,000 | 2 | 06c | 0001838359-22-000001 |