CALI · Holdings ETF

$50.04 +0.04 (+0.08%)

Volume · Oct 20 188.89K Avg daily vol (3M) 179.83K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 31

Total Value: $45,116,639

Total Shares: 905,775

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 31 13F filers · Δ vs Jun 30, 2026

Top Holder

23.8%

+13.0 pts

Top 5

60.0%

+19.8 pts

Top 10

79.7%

+25.7 pts

HHI

1,059

Broadly held+633

Who Holds CALI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 107 filers, like-for-like change +34.1%; actively managed books +34.3%; index-like books -60.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.4%	77	+31.4%	20	4
Bank	9.4%	3	+472.3%	1	1
Broker-dealer	10.8%	1	+41.4%	0	0
Holding company	0.9%	2	+40.0%	0	0
Unknown	28.5%	24	-0.2%	3	6

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	1	-60.8%	0	1
Systematic-like	0.1%	1	-74.6%	0	0
Concentrated	24.3%	45	+19.1%	10	1
Diversified active	75.5%	60	+42.0%	14	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	75.9%	75	+36.4%	16	7
Medium turnover	6.0%	12	+103.1%	4	0
High turnover	2.2%	2	-42.7%	1	4
Unknown	15.9%	18	+25.3%	3	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.2%	15	+58.6%	3	1
Medium horizon	12.9%	23	+44.3%	9	1
Long horizon	78.6%	68	+31.0%	12	8
Unknown	0.4%	1	-39.8%	0	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	36.8%	52	+39.4%	13	1
$1B to $10B	37.0%	31	+54.9%	5	4
$10B to $100B	14.5%	18	+21.9%	5	3
$100B or more	11.6%	6	+1.4%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	47.6%	71	+27.5%	18	3
Pooled investment vehicles	2.2%	2	+338.7%	1	0
Pension and profit sharing plans	0.1%	1	new	1	0
Other investment advisers	0.0%	1	-73.1%	0	1
Registered funds and BDCs	0.0%	0	—	0	0
Corporations	0.0%	0	—	0	0
Unknown	50.1%	32	+37.5%	4	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.2%	4	+307.9%	1	0
Private equity funds	1.8%	4	-0.5%	1	0
Real estate funds	1.3%	1	+31.9%	0	0
Other private funds	3.4%	6	+81.4%	3	1
Mixed private funds	0.0%	0	—	0	0
No private funds	39.4%	61	+21.4%	15	3
Unknown	49.9%	31	+37.5%	4	7

Location	Share	Filers	Change	New	Exited
United States	99.6%	106	+33.5%	24	11
Outside the US	0.4%	1	+72100.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -76

Institutional value: -72.1%

Shares held: -71.7%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid BAILARD, INC.	+74,481	132,246
Small Shum Financial Group, Inc.	+15,623	24,215
Mid KWB Wealth	+15,183	40,915
Small TriaGen Wealth Management LLC	+8,070	39,090
Small SWEENEY & MICHEL, LLC	+2,768	87,090

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−119,367	30,251
Small Elmwood Wealth Management, Inc.	−13,587	216,023
Small Selby Wealth Management, LLC	−5,711	5,286
Small Richard P Slaughter Associates Inc	−5,564	5,825
Mid Apella Capital, LLC	−3,834	4,688

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid Robertson Stephens Wealth Management, LLC	66,451	$3,309,924
Small Fortitude Family Office, LLC	41,952	$2,089,629
Small Spectrum Asset Management, Inc. (NB/CA)	21,230	$1,057,466
Small FORONJY FINANCIAL LLC	18,239	$908,484
Mid INDEPENDENT FINANCIAL GROUP, LLC	15,091	$751,682

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Stone Summit Wealth LLC	4,916	$248,430
Micro RIVER'S EDGE WEALTH MANAGEMENT, LLC	4,154	$209,922

Filter: New 9 Increased 11 Reduced 7 Sold out 2 Unchanged 4

Holder type: Registered adviser 20 Unknown 11

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Elmwood Wealth Management, Inc. Registered adviser CALI	$10,760,105	23.85%	216,023	—	-13,587 -5.9%	Shares	2026-10-14
Mid BAILARD, INC. Registered adviser CALI	$6,587,173	14.60%	132,246	—	+74,481 +128.9%	Shares	2026-10-13
Small SWEENEY & MICHEL, LLC Registered adviser CALI	$4,337,952	9.61%	87,090	—	+2,768 +3.3%	Shares	2026-10-16
Mid Robertson Stephens Wealth Management, LLC Registered adviser CALI	$3,309,924	7.34%	66,451	—	New	Shares	2026-10-16
Small Fortitude Family Office, LLC Registered adviser CALI	$2,089,629	4.63%	41,952	—	New	Shares	2026-10-14
Mid KWB Wealth Registered adviser CALI	$2,037,976	4.52%	40,915	—	+15,183 +59.0%	Shares	2026-10-16
Small FINANCIAL MANAGEMENT NETWORK INC Registered adviser CALI	$1,994,492	4.42%	40,042	—	-2,968 -6.9%	Shares	2026-10-09
Small TriaGen Wealth Management LLC Registered adviser CALI	$1,947,072	4.32%	39,090	—	+8,070 +26.0%	Shares	2026-10-14
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC CALI	$1,506,802	3.34%	30,251	—	-119,367 -79.8%	Shares	2026-10-13
Mid KANAWHA CAPITAL MANAGEMENT LLC Registered adviser CALI	$1,394,680	3.09%	28,000	—	+2,000 +7.7%	Shares	2026-10-19
Small Shum Financial Group, Inc. CALI	$1,206,149	2.67%	24,215	—	+15,623 +181.8%	Shares	2026-10-13
Small Spectrum Asset Management, Inc. (NB/CA) Registered adviser CALI	$1,057,466	2.34%	21,230	—	New	Shares	2026-10-19
Small FORONJY FINANCIAL LLC CALI	$908,484	2.01%	18,239	—	New	Shares	2026-10-14
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser CALI	$751,682	1.67%	15,091	—	New	Shares	2026-10-13
Small Weaver Consulting Group CALI	$595,229	1.32%	11,950	—	+1,650 +16.0%	Shares	2026-10-07
Micro Kroeger Financial Partners Registered adviser CALI	$561,607	1.24%	11,275	—	+1,108 +10.9%	Shares	2026-10-19
Small FIDUCIARY FINANCIAL GROUP, LLC CALI	$481,164	1.07%	9,660	—	New	Shares	2026-10-13
Small Capital Advantage, Inc. Registered adviser CALI	$468,811	1.04%	9,412	—	+99 +1.1%	Shares	2026-10-14
Small WESPAC Advisors SoCal, LLC CALI	$434,891	0.96%	8,731	—	-1,175 -11.9%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser CALI	$386,226	0.86%	7,754	—	+875 +12.7%	Shares	2026-10-08
Small 3 FACTOR INDEXING, LLC Registered adviser CALI	$338,160	0.75%	6,789	—	0 0.0%	Shares	2026-10-15
Small Richard P Slaughter Associates Inc Registered adviser CALI	$290,143	0.64%	5,825	—	-5,564 -48.9%	Shares	2026-10-13
Small NWF Advisory Services Inc. Registered adviser CALI	$266,881	0.59%	5,358	—	0 0.0%	Shares	2026-10-19
Small Selby Wealth Management, LLC CALI	$263,295	0.58%	5,286	—	-5,711 -51.9%	Shares	2026-10-16
Small Ignite Planners, LLC Registered adviser CALI	$261,502	0.58%	5,250	—	New	Shares	2026-10-14
Small Meritas Wealth Management, LLC Registered adviser CALI	$256,621	0.57%	5,152	—	+183 +3.7%	Shares	2026-10-14
Mid Apella Capital, LLC CALI	$233,509	0.52%	4,688	—	-3,834 -45.0%	Shares	2026-10-08
Small Peak Financial Management, Inc. Registered adviser CALI	$219,164	0.49%	4,400	—	0 0.0%	Shares	2026-10-16
Small UNION SAVINGS BANK CALI	$147,138	0.33%	2,954	—	0 0.0%	Shares	2026-10-14
Small Signature Resources Capital Management, LLC CALI	$15,739	0.03%	316	—	New	Shares	2026-10-16
Mid Blue Trust, Inc. CALI	$6,973	0.02%	140	—	New	Shares	2026-10-15
Small Stone Summit Wealth LLC CALI	$248,430	0.55%	4,916	—	Sold Out	Shares	2026-07-23
Micro RIVER'S EDGE WEALTH MANAGEMENT, LLC Registered adviser CALI	$209,922	0.47%	4,154	—	Sold Out	Shares	2026-07-16
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