CEFS · Saba Closed-End Funds ETF ETF

Alerts for CEFS

$25.27 +0.00 (+0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $254,194

Total Shares: 9,914

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+79.5 pts

Top 5

100.0%

+35.2 pts

Top 10

100.0%

+20.3 pts

HHI

10,000

Highly concentrated+8,967

Quarterly Activity

vs Sep 30, 2023

New

1

Increased

0

Decreased

0

Sold Out

30

Unchanged

0

Holder count: -29

Institutional value: -99.1%

Shares held: -99.4%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	9,914	$254,194

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	332,325	$5,822,334
Large OSAIC HOLDINGS, INC.	268,948	$4,711,967
Mega ENVESTNET ASSET MANAGEMENT INC	177,761	$3,114,372
Large Tidal Investments LLC	138,539	$2,427,203
Large Cetera Investment Advisers	134,115	$2,349,694

Filter: New 1 Increased 0 Reduced 0 Sold out 30 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC CEFS

$254,194

100.00%

9,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,914	$254,194	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	51,040	$894,220	19.0%	Defined
SECURITIES AMERICA ADVISORS INC	32,756	$573,885	12.2%	Defined
ARBOR POINT ADVISORS, LLC	2,658	$46,568	1.0%	Defined
American Portfolios Advisors	182,244	$3,192,914	67.8%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	250	$4,380	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	50,159	$878,785	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	2,795	$48,968	5.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	45,638	$799,577	94.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	25,896	$453,697	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	11,253	$197,152	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	5,000	$87,600	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	2,177	$38,141	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	4	$70	1.1%	Sole
UBS Securities LLC	362	$6,342	98.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$17	100.0%	Defined