FIIG · First Trust Intermediate Duration Investment Grade Corporate ETF · Holdings ETF

$19.76 -0.08 (-0.38%)

Ex-dividend: $0.0825 · Oct 21, 2026 Return incl. dividend (before tax) +0.04%

Volume · Oct 21 33K Avg daily vol (3M) 163.03K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 23

Total Value: $82,538,721

Total Shares: 4,204,796

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 23 13F filers · Δ vs Jun 30, 2026

Top Holder

38.8%

+20.1 pts

Top 5

85.8%

+37.4 pts

Top 10

94.7%

+30.3 pts

HHI

2,953

Highly concentrated+2,279

Who Holds FIIG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 140 filers, like-for-like change +0.3%; actively managed books -0.8%; index-like books +9.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	53.4%	93	-6.2%	12	7
Adviser	0.9%	1	+11.9%	0	0
Bank	1.6%	7	+62.4%	2	0
Broker-dealer	18.7%	1	+0.1%	0	0
Holding company	11.5%	4	+8.5%	1	0
Unknown	13.9%	34	+17.9%	7	2

Style	Share	Filers	Change	New	Exited
Index-like	11.6%	3	+9.5%	1	0
Systematic-like	0.5%	1	+74.5%	0	0
Concentrated	14.7%	24	+15.0%	3	3
Diversified active	73.2%	112	-3.7%	18	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.2%	87	-1.7%	11	7
Medium turnover	10.3%	34	+3.0%	4	1
High turnover	3.6%	8	+54.6%	4	0
Unknown	1.0%	11	+25.6%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.2%	13	+71.5%	6	1
Medium horizon	15.1%	35	-1.2%	4	2
Long horizon	82.6%	86	-0.5%	10	6
Unknown	1.1%	6	+79.9%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	22.0%	49	+11.4%	8	3
$1B to $10B	13.0%	49	+5.7%	8	5
$10B to $100B	23.2%	30	-20.3%	3	0
$100B or more	41.8%	12	+8.3%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	50.6%	88	-7.3%	12	7
Pooled investment vehicles	0.5%	1	+74.5%	0	0
Registered funds and BDCs	2.0%	1	+12.1%	0	0
Pension and profit sharing plans	0.1%	1	+8.7%	0	0
Other investment advisers	0.2%	2	+9.3%	0	0
Corporations	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	46.6%	47	+8.8%	10	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	2.8%	5	+19.3%	0	0
Other private funds	0.7%	3	-54.5%	0	0
Private funds, type not stated	0.1%	1	-15.1%	0	0
No private funds	49.7%	84	-5.8%	12	7
Unknown	46.6%	47	+8.8%	10	2

Location	Share	Filers	Change	New	Exited
United States	99.8%	139	+0.2%	22	9
Outside the US	0.2%	1	+14.2%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

140 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

19.3% of filers hold it in their top 10

Mar 31, 2026: 30

Holders above 5%

median weight 0.015%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

64.4%

of 13F shares, Herfindahl 0.067

Active holders

-0.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 8.6 quarters

Under 1 year 7.76% 1 to 3 years 92.0% 3 years or more 0.273% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.85

estimated per share

Mar 31, 2026: $20.87

Quarter-end price

$20.71

implied by 13F values

Estimated gain or loss

-0.7%

price against the estimated cost

Estimated at a loss

90.2%

of costed 13F value

Estimated cost covers 99.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of FIIG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 41,891 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	41,891	1
Active ETFs	438,029	1
Active funds	0	0
Unclassified	0	0
All registered funds	479,920	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -118

Institutional value: -84.6%

Shares held: -83.8%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small TCP Asset Management, LLC	+63,359	1,570,494
Large Concurrent Investment Advisors, LLC	+58,787	114,856
Small BAM Wealth Management, LLC	+50,622	94,750
Small MANCHESTER FINANCIAL INC	+49,084	1,631,388
Small Triumph Capital Management	+9,879	18,909

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small IAMS WEALTH MANAGEMENT, LLC	−17,372	54,117
Small GK Wealth Management LLC	−13,980	752
Mid Avior Wealth Management, LLC	−6,328	123,795
Small True Blue Financial, LLC	−5,742	41,845
Small WINEBRENNER CAPITAL MANAGEMENT LLC	−4,558	31,749

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Mid CX Institutional	72	$1

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small HBW ADVISORY SERVICES LLC	26,054	$539,578
Large Farther Finance Advisors, LLC	613	$12,695

Filter: New 1 Increased 14 Reduced 6 Sold out 2 Unchanged 2

Holder type: Registered adviser 18 Unknown 5

Showing 23 of 23

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MANCHESTER FINANCIAL INC FIIG

$32,024,146

38.80%

1,631,388

TCP Asset Management, LLC FIIG

$30,828,797

37.35%

1,570,494

IFP Advisors, Inc FIIG

$2,847,351

3.45%

145,051

INDEPENDENT FINANCIAL GROUP, LLC FIIG

$2,705,975

3.28%

137,849

Avior Wealth Management, LLC FIIG

$2,430,095

2.94%

123,795

Concurrent Investment Advisors, LLC FIIG

$2,254,623

2.73%

114,856

BAM Wealth Management, LLC FIIG

$1,859,941

2.25%

94,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	14,584	$286,283	15.4%	Other
Held directly	80,166	$1,573,658	84.6%	Sole

Atria Investments, Inc FIIG

$1,309,674

1.59%

66,718

IAMS WEALTH MANAGEMENT, LLC FIIG

$1,062,316

1.29%

54,117

True Blue Financial, LLC FIIG

$821,417

1.00%

41,845

Dynamic Advisor Solutions LLC FIIG

$746,823

0.90%

38,045

Ignite Planners, LLC FIIG

$734,613

0.89%

37,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	394	$7,734	1.1%	Defined
Held directly	37,029	$726,879	98.9%	Sole

Asset Allocation Strategies LLC FIIG

$666,438

0.81%

33,950

WINEBRENNER CAPITAL MANAGEMENT LLC FIIG

$623,232

0.76%

31,749

NOVEM GROUP FIIG

$562,144

0.68%

28,637

Triumph Capital Management FIIG

$371,183

0.45%

18,909

PRIVATE CLIENT SERVICES, LLC FIIG

$301,575

0.37%

15,363

Milestones Private Investment Advisors LLC FIIG

$228,885

0.28%

11,660

PRIVATE TRUST CO NA FIIG

$80,090

0.10%

4,080

Roxbury Financial LLC FIIG

$59,989

0.07%

3,056

GK Wealth Management LLC FIIG

$14,761

0.02%

752

AMERICAN NATIONAL BANK & TRUST FIIG

$4,652

0.01%

237

CX Institutional FIIG

0.00%