HTRB · Hartford Total Return Bond ETF ETF

Alerts for HTRB

$33.11 +0.02 (+0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,309,464

Total Shares: 68,459

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2024

Top Holder

100.0%

+60.6 pts

Top 5

100.0%

+41.3 pts

Top 10

100.0%

+26.4 pts

HHI

10,000

Highly concentrated+8,276

Quarterly Activity

vs Sep 30, 2024

New

1

Increased

0

Decreased

0

Sold Out

86

Unchanged

0

Holder count: -85

Institutional value: -99.8%

Shares held: -99.8%

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	68,459	$2,309,464

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Small Hartford Funds Management Co LLC	13,728,066	$479,933,187
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	1,994,475	$69,726,846
Small WMS Partners, LLC	1,757,689	$61,448,807
Mega BANK OF AMERICA CORP /DE/	1,486,576	$51,970,695
Small Financial Planning & Information Services, Inc.	1,459,028	$51,007,618

Filter: New 1 Increased 0 Reduced 0 Sold out 86 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC HTRB

$2,309,464

100.00%

68,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	68,459	$2,309,464	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	104	$3,635	0.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	645,902	$22,580,733	43.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	840,570	$29,386,327	56.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,355,948	$47,403,942	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	5,700	$199,272	1.3%	Defined
Truist Advisory Services, Inc.	418,847	$14,642,891	98.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	155	$5,418	0.0%	Defined
BNY Mellon Advisors, Inc. joint	402,967	$14,087,725	99.8%	Defined
Held directly	651	$22,758	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	192,271	$6,721,794	90.8%	Other
Held directly	19,399	$678,189	9.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	208,091	$7,274,861	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	203,166	$7,102,683	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	142,359	$4,976,870	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	89,089	$3,114,551	89.1%	Defined
CUSO Financial Services L.P. /CA	10,843	$379,071	10.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	78,291	$2,737,053	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	46,557	$1,627,632	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	35,831	$1,252,651	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	27,164	$949,653	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	9,293	$324,883	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	4,105	$143,510	50.1%	Defined
OSAIC INSTITUTIONS, INC.	44	$1,538	0.5%	Defined
American Portfolios Advisors	3,204	$112,011	39.1%	Sole
OSAIC FA, INC.	747	$26,115	9.1%	Defined
OSAIC FS, INC.	95	$3,321	1.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Harlow Wealth Managment, Inc.	772	$26,989	12.1%	Other
Held directly	5,598	$195,706	87.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	188	$6,572	11.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,525	$53,314	89.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
IRON Financial LLC	1,192	$41,672	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP ADVISORS, LLC	614	$21,465	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	4	$139	100.0%	Defined