UMAR · Holdings ETF

$43.48 +0.03 (+0.07%)

Volume · Oct 20 399 Avg daily vol (3M) 23.39K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 18

Total Value: $33,386,020

Total Shares: 773,541

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 18 13F filers · Δ vs Jun 30, 2026

Top Holder

25.8%

−4.5 pts

Top 5

80.2%

+21.9 pts

Top 10

93.8%

+22.2 pts

HHI

1,803

Moderately concentrated+535

Who Holds UMAR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 87 filers, like-for-like change +87.5%; actively managed books +87.1%; index-like books +803.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.3%	61	+80.9%	7	1
Bank	0.7%	2	-13.4%	0	2
Broker-dealer	0.3%	1	+1.4%	0	0
Holding company	2.6%	2	+21.8%	0	0
Unknown	28.2%	21	+126.9%	2	1

Style	Share	Filers	Change	New	Exited
Index-like	0.3%	1	+803.0%	0	0
Concentrated	31.9%	28	+96.4%	3	1
Diversified active	67.8%	58	+83.0%	6	3
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	41.1%	57	-2.0%	5	2
Medium turnover	40.2%	19	+332.2%	2	1
High turnover	2.1%	3	+121.8%	0	0
Unknown	16.6%	8	+1376.5%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.5%	10	+1120.4%	3	1
Medium horizon	20.3%	25	-0.1%	2	0
Long horizon	62.0%	51	+97.6%	4	3
Unknown	0.2%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	36.9%	34	+73.7%	5	1
$1B to $10B	47.0%	32	+183.2%	2	0
$10B to $100B	11.6%	15	+2.5%	2	1
$100B or more	4.5%	6	+7.3%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	68.1%	60	+81.3%	7	1
Corporations	0.2%	1	0.0%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Unknown	31.7%	26	+103.4%	2	3

Private funds	Share	Filers	Change	New	Exited
Private equity funds	0.6%	2	+404.2%	1	0
Other private funds	1.8%	4	+28.1%	1	0
Mixed private funds	0.0%	0	—	0	0
No private funds	65.2%	54	+81.9%	5	0
Real estate funds	0.8%	1	+79.3%	0	1
Hedge funds	0.0%	0	—	0	0
Unknown	31.7%	26	+103.4%	2	3

Location	Share	Filers	Change	New	Exited
United States	100.0%	86	+87.5%	9	3
Outside the US	0.0%	1	-21.8%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

33 13F filers, quarter ended Dec 31, 2022

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

30.3% of filers hold it in their top 10

Sep 30, 2022: 9

Holders above 5%

median weight 0.012%

Sep 30, 2022: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

90.1%

of 13F shares, Herfindahl 0.153

Active holders

+21.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 3.5 quarters

Under 1 year 61.9% 1 to 3 years 26.5% 3 years or more 11.5% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Dec 31, 2022, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.67

estimated per share

Sep 30, 2022: $28.93

Quarter-end price

$28.16

implied by 13F values

Estimated gain or loss

-1.8%

price against the estimated cost

Estimated at a loss

98.5%

of costed 13F value

Estimated cost covers 80.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -69

Institutional value: -81.9%

Shares held: -82.3%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+29,052	33,919
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	+11,966	163,706
Mid CoreCap Advisors, LLC	+530	1,006

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Kellett Wealth Advisors, LLC	−16,350	29,506
Small KFG WEALTH MANAGEMENT, LLC	−5,221	190,338
Mid WealthPlan Investment Management, LLC	−4,555	32,317
Small Lantz Financial LLC	−2,726	199,849
Mid SteelPeak Wealth, LLC	−1,427	18,472

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	20,933	$903,468

Top Sold-Out Positions

vs Jun 30, 2026

No fully closed positions this quarter.

Filter: New 1 Increased 3 Reduced 7 Sold out 0 Unchanged 7

Holder type: Registered adviser 15 Unknown 3

Showing 18 of 18

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Lantz Financial LLC Registered adviser UMAR	$8,625,482	25.84%	199,849	—	-2,726 -1.3%	Shares	2026-10-15
Small KFG WEALTH MANAGEMENT, LLC Registered adviser UMAR	$8,214,988	24.61%	190,338	—	-5,221 -2.7%	Shares	2026-10-16
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser UMAR	$7,065,550	21.16%	163,706	—	+11,966 +7.9%	Shares	2026-10-14
Large Concurrent Investment Advisors, LLC Registered adviser UMAR	$1,463,944	4.38%	33,919	—	+29,052 +596.9%	Shares	2026-10-16
Mid WealthPlan Investment Management, LLC Registered adviser UMAR	$1,394,801	4.18%	32,317	—	-4,555 -12.4%	Shares	2026-10-15
Small Kellett Wealth Advisors, LLC Registered adviser UMAR	$1,273,478	3.81%	29,506	—	-16,350 -35.7%	Shares	2026-10-15
Small FIDUCIARY FINANCIAL GROUP, LLC UMAR	$982,969	2.94%	22,775	—	0 0.0%	Shares	2026-10-13
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC UMAR	$903,468	2.71%	20,933	—	New	Shares	2026-10-13
Mid SteelPeak Wealth, LLC Registered adviser UMAR	$797,251	2.39%	18,472	—	-1,427 -7.2%	Shares	2026-10-16
Small WealthPLAN Partners, LLC Registered adviser UMAR	$582,012	1.74%	13,485	—	-261 -1.9%	Shares	2026-10-15
Small CRA Financial Services, LLC Registered adviser UMAR	$485,765	1.45%	11,255	—	0 0.0%	Shares	2026-10-16
Mid Retirement Planning Group, LLC Registered adviser UMAR	$358,357	1.07%	8,303	—	0 0.0%	Shares	2026-10-19
Small Blue Sky Capital Consultants Group, Inc. UMAR	$325,253	0.97%	7,536	—	0 0.0%	Shares	2026-10-13
Small BFI Wealth Solutions, LLC Registered adviser UMAR	$284,856	0.85%	6,600	—	0 0.0%	Shares	2026-10-16
Small NewCorp Financial Services, Inc. Registered adviser UMAR	$249,335	0.75%	5,777	—	-1,354 -19.0%	Shares	2026-10-14
Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser UMAR	$241,954	0.72%	5,606	—	0 0.0%	Shares	2026-10-15
Large Farther Finance Advisors, LLC Registered adviser UMAR	$93,139	0.28%	2,158	—	0 0.0%	Shares	2026-10-08
Mid CoreCap Advisors, LLC Registered adviser UMAR	$43,418	0.13%	1,006	—	+530 +111.3%	Shares	2026-10-08
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