VOTE · TCW Transform 500 ETF ETF

Alerts for VOTE

$90.81 -0.28 (-0.31%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $4,126,838

Total Shares: 46,806

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 1 13F filers · Δ vs Dec 31, 2023

Top Holder

100.0%

+78.0 pts

Top 5

100.0%

+27.6 pts

Top 10

100.0%

+8.6 pts

HHI

10,000

Highly concentrated+8,756

Quarterly Activity

vs Dec 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

53

Unchanged

0

Holder count: -53

Institutional value: -99.0%

Shares held: -99.4%

Top Buyers

vs Dec 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Dec 31, 2023

Institution	Sold	Now Holds	Open
Small Financial Insights, Inc.	−27,055	46,806

Top New Positions

vs Dec 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Dec 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega JPMORGAN CHASE & CO	1,685,595	$93,752,793
Small Jordan Park Group LLC	1,206,696	$67,116,431
Micro Angeles Investment Advisors, LLC	1,014,623	$56,433,331
Large Betterment LLC	964,591	$53,650,551
Large Thrivent Financial for Lutherans	669,601	$37,243,207

Filter: New 0 Increased 0 Reduced 1 Sold out 53 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Financial Insights, Inc. VOTE

$4,126,838

100.00%

46,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,685,595	$93,752,793	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	669,601	$37,243,207	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	583,026	$32,427,906	99.8%	Defined
PNC Delaware Trust Company	858	$47,721	0.1%	Defined
PNC Investments LLC	74	$4,115	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	164,040	$9,123,904	46.9%	Defined
Goldman Sachs Trust Company, N.A.	186,088	$10,350,214	53.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	160,000	$8,899,200	88.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,986	$110,461	1.1%	Defined
BOFA SECURITIES, INC.	17,183	$955,718	9.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	1,569	$87,267	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT	152,322	$8,472,149	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	42,092	$2,341,157	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc.	41,444	$2,305,115	100.0%	Defined
Held directly	2	$111	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	20,871	$1,160,845	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	13,725	$763,383	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Western International Securities, Inc.	4,866	$270,646	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	3,998	$222,368	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50	$2,781	10.2%	Defined
American Portfolios Advisors	438	$24,361	89.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	100	$5,562	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	2	$111	100.0%	Sole