ZECP · Zacks Earnings Consistent Portfolio ETF · Holdings ETF

$38.27 +0.09 (+0.24%)

Volume · Oct 21 22.44K Avg daily vol (3M) 43.05K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 19

Total Value: $33,136,140

Total Shares: 892,917

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 19 13F filers · Δ vs Jun 30, 2026

Top Holder

27.0%

+10.8 pts

Top 5

75.1%

+23.5 pts

Top 10

91.9%

+24.8 pts

HHI

1,486

Broadly held+788

Who Holds ZECP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 79 filers, like-for-like change +9.0%; actively managed books +9.0%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	63.4%	53	+7.6%	8	5
Bank	1.0%	3	+26.4%	0	0
Broker-dealer	2.9%	1	+768.3%	0	0
Holding company	0.0%	1	0.0%	0	0
Unknown	32.7%	21	+3.0%	3	2

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	0.0%	0	0
Concentrated	32.7%	23	+19.0%	2	1
Diversified active	67.3%	55	+5.6%	9	4
Systematic-like	0.0%	0	-100.0%	0	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	80.4%	49	+16.0%	7	3
Medium turnover	10.6%	17	-31.5%	2	1
High turnover	2.5%	3	-24.7%	1	3
Unknown	6.4%	10	+94.4%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	6.5%	10	+98.0%	2	0
Medium horizon	17.5%	27	+9.4%	4	1
Long horizon	73.2%	40	+6.3%	5	5
Unknown	2.8%	2	-17.0%	0	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	46.5%	43	+14.1%	5	0
$1B to $10B	44.5%	23	-2.2%	3	2
$10B to $100B	3.7%	6	+60.7%	3	2
$100B or more	5.2%	7	+66.9%	0	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	61.0%	51	+8.6%	8	3
Other investment advisers	2.4%	2	+9.4%	0	0
Pooled investment vehicles	0.0%	0	-100.0%	0	2
Unknown	36.6%	26	+11.4%	3	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.0%	2	-35.6%	0	2
Private equity funds	1.1%	1	-13.8%	0	0
Venture capital funds	1.4%	2	+528.8%	0	0
No private funds	59.8%	47	+7.6%	8	3
Real estate funds	0.1%	1	0.0%	0	0
Unknown	36.6%	26	+11.4%	3	2

Location	Share	Filers	Change	New	Exited
United States	100.0%	78	+9.0%	11	7
Outside the US	0.0%	1	+311.8%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

79 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

13.9% of filers hold it in their top 10

Mar 31, 2026: 14

Holders above 5%

median weight 0.073%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

67.0%

of 13F shares, Herfindahl 0.070

Active holders

+9.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 9.6 quarters

Under 1 year 14.0% 1 to 3 years 50.9% 3 years or more 35.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$31.61

estimated per share

Mar 31, 2026: $30.60

Quarter-end price

$37.74

implied by 13F values

Estimated gain or loss

+19.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 90.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -60

Institutional value: -88.6%

Shares held: -88.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Ignite Planners, LLC	+11,232	74,525
Small Independent Wealth Network Inc.	+7,627	21,866
Small TRUE Private Wealth Advisors	+7,425	241,325
Mid Cooper Financial Group	+6,386	17,005
Mid CoreCap Advisors, LLC	+5,698	11,673

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid Discipline Wealth Solutions, LLC	−27,293	34,951
Small Balboa Wealth Partners	−18,838	163,953
Small GK Wealth Management LLC	−2,107	6,087
Small Onyx Bridge Wealth Group LLC	−587	12,766
Small Revisor Wealth Management LLC	−260	11,446

Top New Positions

vs Jun 30, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Paragon Private Wealth Management, LLC	76,200	$2,875,787
Small Cornerstone Planning Group LLC	1,791	$67,592
Mid VALLEY WEALTH MANAGERS, INC.	197	$7,434

Filter: New 0 Increased 8 Reduced 5 Sold out 3 Unchanged 5

Holder type: Registered adviser 14 Unknown 5

Showing 19 of 19

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

TRUE Private Wealth Advisors ZECP

$8,955,570

27.03%

241,325

Balboa Wealth Partners ZECP

$6,084,295

18.36%

163,953

Farther Finance Advisors, LLC ZECP

$5,155,840

15.56%

138,934

Ignite Planners, LLC ZECP

$2,765,622

8.35%

74,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	32,655	$1,211,827	43.8%	Defined
Held directly	41,870	$1,553,795	56.2%	Sole

UNIQUE WEALTH, LLC ZECP

$1,923,893

5.81%

51,843

Integrity Wealth Partners, LLC ZECP

$1,760,201

5.31%

47,432

Discipline Wealth Solutions, LLC ZECP

$1,297,031

3.91%

34,951

INDEPENDENT FINANCIAL GROUP, LLC ZECP

$966,826

2.92%

26,053

Independent Wealth Network Inc. ZECP

$811,447

2.45%

21,866

OceanIQ Capital, LLC ZECP

$717,670

2.17%

19,339

Cooper Financial Group ZECP

$631,055

1.90%

17,005

Onyx Bridge Wealth Group LLC ZECP

$473,746

1.43%

12,766

CoreCap Advisors, LLC ZECP

$433,185

1.31%

11,673

Revisor Wealth Management LLC ZECP

$424,761

1.28%

11,446

OMNI 360 Wealth, Inc. ZECP

$270,977

0.82%

7,302

BDFS Capital LLC ZECP

$227,669

0.69%

6,135

GK Wealth Management LLC ZECP

$225,888

0.68%

6,087

IFP Advisors, Inc ZECP

$10,427

0.03%

281

Retirement Wealth Solutions LLC ZECP

$37

0.00%