BOURGEON CAPITAL MANAGEMENT LLC

Registered adviser

CIK

1088731

Location

Darien, CT

Portfolio Value

Small $682,457,087

Diversification

Diversified

Filing Date

Global Rank

#3,127 / 8,811 ▼ 89 · as of Jun 2026

Top Industry

Software - Infrastructure 11.3%

Period ended 21 days ago

Filed Oct 19, 2026 · 2d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108054

Roster of Oct 1, 2026

Regulatory AUM

$1,277,800,000

Main clients

Individuals and high net worth (94% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Mar 22, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Aug 2026 to Oct 2026	$1,277,800,000	Individuals and high net worth (94%)
Apr 2026 to Jul 2026	$1,067,600,000	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$917,600,000	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$782,900,000	Individuals and high net worth (96%)
May 2023 to Mar 2024	$760,100,000	Individuals and high net worth (89%)
Apr 2023	$760,100,000	Individuals and high net worth (89%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.4%, 38.7 effective positions, active share 73.9% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

45.4% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 14.9 quarters (12+), a floor since 39.6% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 73.9%; sector active share 22.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

110 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.0%

+0.3 pts

Top 5

21.9%

+0.4 pts

Top 10

37.0%

+0.1 pts

HHI

251

Diversified−1

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	24.8%	$169,074,477	17
Healthcare	18.0%	$123,084,576	16
Industrials	14.5%	$99,022,118	14
Financial Services	13.6%	$93,013,459	9
Basic Materials	6.7%	$45,882,151	7
Energy	6.2%	$42,484,358	10
Communication Services	6.1%	$41,335,720	4
Unclassified	3.8%	$26,153,115	23
Consumer Cyclical	2.6%	$17,694,576	2
Consumer Defensive	2.4%	$16,078,385	4
Utilities	1.2%	$8,269,664	2
Real Estate	0.1%	$364,488	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TEVA	Teva Pharmaceutical Industries Ltd	+56,020	324,990	$12,869,604
NXPI	NXP Semiconductors N.V.	+24,110	59,841	$14,214,032
QCOM	Qualcomm Inc	+22,059	96,068	$17,680,354
GOOGL	Alphabet Inc.	+12,380	112,981	$38,874,502
RTX	RTX Corp	+11,835	101,924	$18,922,190
AA	Alcoa Corp	+11,097	26,805	$1,125,810
MDLZ	Mondelez International, Inc.	+9,622	254,222	$14,699,116
BSX	Boston Scientific Corp	+4,304	326,373	$14,246,181
ENPH	Enphase Energy, Inc.	+4,215	381,144	$12,573,940
MP	MP Materials Corp.	+3,907	46,707	$2,208,774
MRVL	Marvell Technology, Inc.	+3,594	86,663	$22,897,231
CC	Chemours Co	+3,500	26,000	$352,820
ALLO	Allogene Therapeutics, Inc.	+3,000	48,000	$76,800
MSFT	Microsoft Corp	+2,835	52,779	$27,070,349
XYZ	Block, Inc.	+2,700	217,113	$15,964,318
JPM	Jpmorgan Chase & Co	+2,526	91,238	$30,184,267
CW	Curtiss Wright Corp	+2,272	13,126	$7,138,181
BIV	Vanguard Bond Index Funds	+2,136	31,599	$2,302,303
AVAV	AeroVironment Inc	+1,900	16,150	$2,296,853
UNP	Union Pacific Corp	+1,822	62,757	$17,078,062
IESC	IES Holdings, Inc.	+1,564	3,128	$1,004,338
DHR	Danaher Corp	+1,488	67,820	$15,025,521
CVX	Chevron Corp	+1,156	20,572	$4,201,008
PFE	Pfizer Inc	+1,070	373,919	$10,664,169
EOG	Eog Resources Inc	+1,066	83,001	$11,434,217
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PRIM	Primoris Services Corp	−89,545	20,945	$1,560,821
OKTA	Okta, Inc.	−75,970	74,628	$15,605,461
VST	Vistra Corp.	−32,932	57,696	$7,982,241
FCX	Freeport-Mcmoran Inc	−11,190	169,751	$11,882,570
MDB	MongoDB, Inc.	−6,824	13,578	$4,733,426
SQQQ	ProShares UltraPro Short QQQ	−6,300	15,000	$516,150
AGG	iShares Core U.S. Aggregate Bond ETF	−4,075	6,342	$0
BAC	Bank Of America Corp	−2,622	300,314	$16,346,091
PANW	Palo Alto Networks Inc	−2,218	26,558	$10,551,758
CSRE	Cohen & Steers Real Estate Active ETF	−2,203	35,101	$937,196
GBIL	Goldman Sachs ETF Trust	−1,905	14,308	$1,432,373
MRK	Merck & Co., Inc.	−1,241	162,649	$23,634,526
COP	Conocophillips	−1,201	74,726	$9,351,958
IEV	iShares Europe ETF	−962	14,989	$0
SCHE	Schwab Emerging Markets Equity ETF	−952	13,498	$492,002
DVYA	iShares Asia/Pacific Dividend ETF	−764	11,671	$581,711
PPG	Ppg Industries Inc	−631	93,874	$9,793,874
AAPL	Apple Inc.	−534	49,535	$16,496,145
ECL	Ecolab Inc.	−515	73,873	$20,284,048
AX	Axos Financial, Inc.	−450	2,750	$238,067
IGRO	iShares International Dividend Growth ETF	−442	7,192	$0
ETN	Eaton Corp plc	−442	48,065	$20,654,011
EMGF	iShares Emerging Markets Equity Factor ETF	−268	7,192	$514,515
PWR	Quanta Services, Inc.	−212	10,332	$6,638,413
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	−175	32,589	$7,536,206
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
MDGL	Madrigal Pharmaceuticals, Inc.	20,095	$10,127,076
EXE	EXPAND ENERGY Corp	111,211	$9,351,732
QNT	Quantinuum Inc.	48,250	$2,318,895
MCHPP	Microchip Technology Inc	29,500	$1,964,405
KTOS	Kratos Defense & Security Solutions, Inc.	18,657	$796,467
BF-B	Brown Forman Corp	19,000	$497,800
NXT	Nextpower Inc.	4,500	$350,685
AMD	Advanced Micro Devices Inc	561	$343,197
META	Meta Platforms, Inc.	428	$310,377
SHEL	Shell plc	2,679	$254,638
ALVO	Alvotech	42,500	$246,500
T	At&T Inc.	9,807	$239,290
NEM	NEWMONT Corp	2,031	$234,255
AMAT	Applied Materials Inc	429	$219,382
FRMI	Fermi Inc.	32,000	$134,720
NKTX	Nkarta, Inc.	25,100	$65,762
—		11,780	$0
MUB	iShares National Muni Bond ETF	3,600	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
ILMN	Illumina, Inc.	19,613	$3,448,553
FLNC	Fluence Energy, Inc.	57,225	$1,137,633
MU	Micron Technology Inc	488	$563,293
COHR	Coherent Corp.	1,056	$416,560
BILL	BILL Holdings, Inc.	8,750	$316,400
FND	Floor & Decor Holdings, Inc.	3,500	$207,760
ASML	Asml Holding NV	102	$202,922
WPC	W. P. Carey Inc.	2,800	$200,200
TZA	Direxion Daily Small Cap Bear 3X Shares	52,000	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

110 tracked positions · $682,457,087 total · filing declares 113 positions · $696,368,632 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 110 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Added	112,981	+12,380	$38,874,502	+8.1%	5.70%
JPM	Jpmorgan Chase & Co Financial Services	Added	91,238	+2,526	$30,184,267	+3.9%	4.42%
LLY	ELI LILLY & Co Healthcare	Reduced	24,270	-156	$28,082,331	−4.1%	4.11%
MSFT	Microsoft Corp Technology	Added	52,779	+2,835	$27,070,349	+45.3%	3.97%
MRK	Merck & Co., Inc. Healthcare	Reduced	162,649	-1,241	$23,634,526	+12.2%	3.46%
MRVL	Marvell Technology, Inc. Technology	Added	86,663	+3,594	$22,897,231	−7.5%	3.36%
ETN	Eaton Corp plc Industrials	Reduced	48,065	-442	$20,654,011	−0.1%	3.03%
ECL	Ecolab Inc. Basic Materials	Reduced	73,873	-515	$20,284,048	−2.1%	2.97%
HUBB	Hubbell Inc Industrials	Added	43,537	+598	$19,748,383	−12.1%	2.89%
RTX	RTX Corp Industrials	Added	101,924	+11,835	$18,922,190	+10.7%	2.77%
QCOM	Qualcomm Inc Technology	Added	96,068	+22,059	$17,680,354	+29.3%	2.59%
AMZN	Amazon Com Inc Consumer Cyclical	Added	70,159	+594	$17,480,114	+5.4%	2.56%
UNP	Union Pacific Corp Industrials	Added	62,757	+1,822	$17,078,062	+3.0%	2.50%
C	Citigroup Inc Financial Services	Reduced	129,195	-2	$16,728,168	−7.5%	2.45%
AAPL	Apple Inc. Technology	Reduced	49,535	-534	$16,496,145	+13.9%	2.42%
BAC	Bank Of America Corp Financial Services	Reduced	300,314	-2,622	$16,346,091	−5.3%	2.40%
XYZ	Block, Inc. Technology	Added	217,113	+2,700	$15,964,318	−2.0%	2.34%
OKTA	Okta, Inc. Technology	Reduced	74,628	-75,970	$15,605,461	−24.1%	2.29%
DHR	Danaher Corp Healthcare	Added	67,820	+1,488	$15,025,521	+18.9%	2.20%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	254,222	+9,622	$14,699,116	+3.9%	2.15%
BSX	Boston Scientific Corp Healthcare	Added	326,373	+4,304	$14,246,181	+3.6%	2.09%
NXPI	NXP Semiconductors N.V. Technology	Added	59,841	+24,110	$14,214,032	+41.6%	2.08%
TEVA	Teva Pharmaceutical Industries Ltd Healthcare	Added	324,990	+56,020	$12,869,604	+41.2%	1.89%
ENPH	Enphase Energy, Inc. Technology	Added	381,144	+4,215	$12,573,940	−32.3%	1.84%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	169,751	-11,190	$11,882,570	+4.4%	1.74%
EOG	Eog Resources Inc Energy	Added	83,001	+1,066	$11,434,217	+7.6%	1.68%
V	Visa Inc. Financial Services	Reduced	29,891	-133	$10,740,733	+4.3%	1.57%
CNS	Cohen & Steers, Inc. Financial Services	Added	146,315	+940	$10,697,089	−3.4%	1.57%
PFE	Pfizer Inc Healthcare	Added	373,919	+1,070	$10,664,169	+18.8%	1.56%
PANW	Palo Alto Networks Inc Technology	Reduced	26,558	-2,218	$10,551,758	+7.5%	1.55%
MDGL	Madrigal Pharmaceuticals, Inc. Healthcare	NEW	20,095	NEW	$10,127,076	NEW	1.48%
PPG	Ppg Industries Inc Basic Materials	Reduced	93,874	-631	$9,793,874	−14.6%	1.44%
COP	Conocophillips Energy	Reduced	74,726	-1,201	$9,351,958	+18.5%	1.37%
EXE	EXPAND ENERGY Corp Energy	NEW	111,211	NEW	$9,351,732	NEW	1.37%
VST	Vistra Corp. Utilities	Reduced	57,696	-32,932	$7,982,241	−44.5%	1.17%
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	Reduced	32,589	-175	$7,536,206	−18.9%	1.10%
CW	Curtiss Wright Corp Industrials	Added	13,126	+2,272	$7,138,181	−13.2%	1.05%
PWR	Quanta Services, Inc. Industrials	Reduced	10,332	-212	$6,638,413	−12.6%	0.97%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Reduced	6,983	-1,037	$5,325,445	−11.1%	0.78%
ADI	Analog Devices Inc Technology	Added	13,330	+17	$5,288,144	+0.0%	0.77%
MDB	MongoDB, Inc. Technology	Reduced	13,578	-6,824	$4,733,426	−30.9%	0.69%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Reduced	6,056	-1,155	$4,480,047	−15.6%	0.66%
BLK	BlackRock, Inc. Financial Services	Reduced	4,037	-90	$4,272,316	+7.7%	0.63%
CVX	Chevron Corp Energy	Added	20,572	+1,156	$4,201,008	+30.5%	0.62%
XOM	ExxonMobil Holdings Corp Energy	Added	24,586	+28	$4,001,371	+19.2%	0.59%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,957	-146	$3,464,238	−2.5%	0.51%
JNJ	Johnson & Johnson Healthcare	Added	9,875	+19	$2,614,307	+4.4%	0.38%
COR	Cencora, Inc. Healthcare	Added	8,125	+1	$2,439,531	+6.1%	0.36%
QNT	Quantinuum Inc. Technology	NEW	48,250	NEW	$2,318,895	NEW	0.34%
BIV	Vanguard Bond Index Funds	Added	31,599	+2,136	$2,302,303	+1.9%	0.34%

Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.