River Oaks Capital LLC

CIK

1343119

Location

Wayzata, MN

Portfolio Value

Micro $60,750,075

Diversification

Diversified

Filing Date

Global Rank

#6,643 / 7,036 ▲ 51 · as of Sep 2023

Top Industry

Banks - Regional 100.0%

3Y Alpha vs SPY

-36.3%

Period ended 3 years ago

Filed Oct 27, 2023 · 3y

8 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.9%, 25.5 effective positions, active share 98.8% against the Russell 2000 as of 2023-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

28.5% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.8 quarters (4 to under 12)

Closest benchmark: the Russell 2000 as of 2023-09-30, active share 98.8%; sector active share 83.9% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

41 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

8.5%

+0.0 pts

Top 5

29.8%

−0.6 pts

Top 10

50.9%

−1.0 pts

HHI

392

Diversified−2

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Financial Services	95.6%	$58,102,845	38
Unclassified	4.4%	$2,647,230	3

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
PEBO	Peoples Bancorp Inc	+86,000	109,500	$2,779,110
COLB	Columbia Banking System, Inc.	+54,700	82,700	$1,678,810
FRME	First Merchants Corp	+9,780	60,500	$1,683,110
BKU	BankUnited, Inc.	+6,000	34,500	$783,150
—		+4,100	79,500	$3,204,645
FISI	Financial Institutions Inc	+3,300	139,000	$2,339,370
USB	US Bancorp De	+300	44,900	$1,484,394
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
—		−107,671	26,386	$594,740
—		−18,058	138,445	$1,964,535
ORRF	Orrstown Financial Services Inc	−13,129	154,500	$3,246,045
TFC	Truist Financial Corp	−13,100	15,200	$434,872
HWC	Hancock Whitney Corp	−8,700	1,600	$59,184
UBSI	United Bankshares Inc	−5,500	18,700	$515,933
—		−4,200	4,900	$87,955
BWB	Bridgewater Bancshares Inc	−3,782	80,296	$761,206
ISTR	Investar Holding Corp	−3,150	20,150	$213,388
PLBC	Plumas Bancorp	−2,591	107,121	$3,657,110
FBIZ	First Business Financial Services, Inc.	−2,583	94,600	$2,838,946
OSBC	Old Second Bancorp Inc	−1,398	381,100	$5,186,771
CVBF	Cvb Financial Corp	−1,300	33,900	$561,723
SFST	Southern First Bancshares Inc	−1,101	94,899	$2,556,579
SMBC	Southern Missouri Bancorp, Inc.	−731	10,769	$416,652
FIBK	First Interstate Bancsystem Inc	−300	28,700	$715,778
FXNC	First National Corp	−1	48,057	$846,283
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
OCFC	Oceanfirst Financial Corp	4,000	$62,480
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

41 tracked positions · $60,750,075 total · filing declares 46 positions · $67,915,002 · as of Sep 30, 2023

All sectors Financial Services

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
OSBC	Old Second Bancorp Inc Financial Services	Reduced	381,100	-1,398	$5,186,771	+3.8%	8	before history	8.54%
PLBC	Plumas Bancorp Financial Services	Reduced	107,121	-2,591	$3,657,110	−6.6%	8	before history	6.02%
ORRF	Orrstown Financial Services Inc Financial Services	Reduced	154,500	-13,129	$3,246,045	+1.1%	8	before history	5.34%
		Added	79,500	+4,100	$3,204,645	+12.6%	3	$45.12	5.28%
FBIZ	First Business Financial Services, Inc. Financial Services	Reduced	94,600	-2,583	$2,838,946	−0.9%	8	before history	4.67%
PEBO	Peoples Bancorp Inc Financial Services	Added	109,500	+86,000	$2,779,110	+345.4%	2	$26.46	4.57%
EFSC	Enterprise Financial Services Corp Financial Services	Held	69,400	0	$2,602,500	−4.1%	8	before history	4.28%
SFST	Southern First Bancshares Inc Financial Services	Reduced	94,899	-1,101	$2,556,579	+7.6%	8	before history	4.21%
USCB	Uscb Financial Holdings, Inc. Financial Services	Held	234,600	0	$2,465,646	+3.0%	8	before history	4.06%
ABCB	Ameris Bancorp Financial Services	Held	62,700	0	$2,407,053	+12.2%	8	before history	3.96%
MRBK	Meridian Corp Financial Services	Held	243,974	0	$2,389,725	−0.1%	8	before history	3.93%
FISI	Financial Institutions Inc Financial Services	Added	139,000	+3,300	$2,339,370	+9.5%	8	before history	3.85%
UNTY	Unity Bancorp Inc Financial Services	Held	94,973	0	$2,225,217	−0.7%	8	before history	3.66%
		Reduced	138,445	-18,058	$1,964,535	+2.3%	8	before history	3.23%
FRME	First Merchants Corp Financial Services	Added	60,500	+9,780	$1,683,110	+17.5%	6	$35.71	2.77%
COLB	Columbia Banking System, Inc. Financial Services	Added	82,700	+54,700	$1,678,810	+195.6%	2	$20.95	2.76%
USB	US Bancorp De Financial Services	Added	44,900	+300	$1,484,394	+0.7%	3	$37.08	2.44%
BY	Byline Bancorp, Inc. Financial Services	Held	73,800	0	$1,454,598	+9.0%	8	before history	2.39%
EWBC	East West Bancorp Inc Financial Services	Held	26,400	0	$1,391,544	−0.2%	8	before history	2.29%
WAL	Western Alliance Bancorporation Financial Services	Held	28,600	0	$1,314,742	+26.0%	8	before history	2.16%
CZWI	Citizens Community Bancorp Inc. Financial Services	Held	131,299	0	$1,260,470	+8.5%	8	before history	2.07%
FSBW	FS Bancorp, Inc. Financial Services	Held	31,714	0	$935,563	−1.9%	8	before history	1.54%
TBBK	Bancorp, Inc. Financial Services	Held	25,400	0	$876,300	+5.7%	8	before history	1.44%
BCAL	California BanCorp CA Financial Services	Held	60,700	0	$850,407	+2.1%	2	$14.23	1.40%
FXNC	First National Corp Financial Services	Reduced	48,057	-1	$846,283	+6.5%	8	before history	1.39%
BKU	BankUnited, Inc. Financial Services	Added	34,500	+6,000	$783,150	+27.5%	2	$21.46	1.29%
CCB	Coastal Financial Corp Financial Services	Held	18,000	0	$772,380	+14.0%	8	before history	1.27%
BWB	Bridgewater Bancshares Inc Financial Services	Reduced	80,296	-3,782	$761,206	−8.1%	8	before history	1.25%
FIBK	First Interstate Bancsystem Inc Financial Services	Reduced	28,700	-300	$715,778	+3.5%	8	before history	1.18%
CNOB	ConnectOne Bancorp, Inc. Financial Services	Held	36,600	0	$652,578	+7.5%	8	before history	1.07%
		Reduced	26,386	-107,671	$594,740	−78.5%	8	before history	0.98%
CVBF	Cvb Financial Corp Financial Services	Reduced	33,900	-1,300	$561,723	+20.2%	2	$13.79	0.92%
UBSI	United Bankshares Inc Financial Services	Reduced	18,700	-5,500	$515,933	−28.1%	8	before history	0.85%
TFC	Truist Financial Corp Financial Services	Reduced	15,200	-13,100	$434,872	−49.4%	3	$39.29	0.72%
SMBC	Southern Missouri Bancorp, Inc. Financial Services	Reduced	10,769	-731	$416,652	−5.8%	8	before history	0.69%
BOH	Bank Of Hawaii Corp Financial Services	Held	7,500	0	$372,675	+20.5%	3	$57.75	0.61%
ISTR	Investar Holding Corp Financial Services	Reduced	20,150	-3,150	$213,388	−24.4%	8	before history	0.35%
MPB	Mid Penn Bancorp Inc Financial Services	Held	7,600	0	$152,988	−8.8%	8	before history	0.25%
		Reduced	4,900	-4,200	$87,955	−46.1%	8	before history	0.14%
HWC	Hancock Whitney Corp Financial Services	Reduced	1,600	-8,700	$59,184	−85.0%	8	before history	0.10%
PEBK	Peoples Bancorp Of North Carolina Inc Financial Services	Held	700	0	$15,400	+21.1%	8	before history	0.03%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.