Smith, Graham & Co., Investment Advisors, LP

CIK

1470414

Location

Houston, TX

Portfolio Value

Small $854,683,441

Diversification

Diversified

Filing Date

Global Rank

#2,076 / 7,461 ▼ 63 · as of Dec 2023

Top Industry

Banks - Regional 9.6%

Period ended 2 years ago

Filed Jan 29, 2024 · 2y

16 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.

Style

Diversified active

Top 10 weight 15.8%, 112.7 effective positions, active share 88.3% against the S&P MidCap 400 as of 2023-12-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.0 quarters (12+), a floor since 65.5% of the book was already held when coverage starts

Closest benchmark: the S&P MidCap 400 as of 2023-12-31, active share 88.3%; sector active share 21.0% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

139 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

1.8%

+0.0 pts

Top 5

8.5%

+0.4 pts

Top 10

15.8%

+1.0 pts

HHI

Diversified+3

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Industrials	17.1%	$146,144,981	19
Financial Services	16.2%	$138,155,449	27
Technology	15.1%	$129,349,310	21
Consumer Cyclical	14.3%	$122,385,630	19
Unclassified	9.5%	$80,875,837	12
Healthcare	9.4%	$80,671,262	12
Real Estate	4.6%	$39,457,388	8
Basic Materials	4.0%	$33,854,124	5
Energy	3.9%	$33,418,421	6
Utilities	2.3%	$19,655,517	5
Consumer Defensive	1.9%	$15,994,112	3
Communication Services	1.7%	$14,721,410	2

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
GDOT	Green Dot Corp	+209,818	597,403	$5,914,289
MD	Pediatrix Medical Group, Inc.	+181,662	534,621	$4,971,975
BV	BrightView Holdings, Inc.	+75,196	804,280	$6,772,037
—		+69,398	180,641	$8,217,359
BANC	Banc Of California, Inc.	+50,672	481,795	$6,470,506
TITN	Titan Machinery Inc.	+48,438	286,708	$8,280,127
AMCX	AMC Global Media Inc.	+47,466	383,384	$7,203,785
—		+47,072	281,589	$6,462,468
ELAN	Elanco Animal Health Inc	+44,527	322,497	$4,805,205
NWN	Northwest Natural Holding Co	+34,560	212,044	$8,256,993
BGS	B&G Foods, Inc.	+25,891	630,628	$6,621,594
CARG	CarGurus, Inc.	+24,934	311,160	$7,517,625
—		+22,121	356,919	$4,921,913
LGND	Ligand Pharmaceuticals Inc	+21,272	83,121	$5,936,501
ZM	Zoom Communications, Inc.	+17,359	76,204	$5,479,829
OI	O-I Glass, Inc.	+16,681	341,029	$5,586,055
MTZ	Mastec Inc	+14,964	85,158	$6,448,163
—		+9,475	114,532	$4,803,472
INGR	Ingredion Inc	+4,390	35,101	$3,809,511
—		+3,796	254,495	$5,761,767
GBX	Greenbrier Companies Inc	+3,721	219,346	$9,690,706
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−173,853	352,062	$3,693,130
SFM	Sprouts Farmers Market, Inc.	−65,783	115,631	$5,563,007
JBLU	Jetblue Airways Corp	−36,711	358,823	$1,991,467
PTEN	Patterson Uti Energy Inc	−34,946	340,959	$3,682,357
M	Macy's, Inc.	−33,593	328,278	$6,604,953
DBI	Designer Brands Inc.	−31,659	309,368	$2,737,906
HPE	Hewlett Packard Enterprise Co	−25,994	254,056	$4,313,870
FULT	Fulton Financial Corp	−22,920	224,056	$3,687,961
REZI	Resideo Technologies, Inc.	−20,609	201,431	$3,790,922
HBAN	Huntington Bancshares Inc	−19,941	194,901	$2,479,140
VSH	Vishay Intertechnology Inc	−18,946	185,182	$4,438,812
RF	Regions Financial Corp	−18,809	183,853	$3,563,071
HST	Host Hotels & Resorts, Inc.	−18,520	181,260	$3,529,132
KEY	Keycorp	−17,531	171,327	$2,467,108
WDC	Western Digital Corp	−17,397	85,976	$4,502,565
CDP	Copt Defense Properties	−15,944	155,715	$3,990,975
RDN	Radian Group Inc	−15,684	153,364	$4,378,542
JBL	Jabil Inc	−14,625	57,925	$7,379,645
CNP	Centerpoint Energy Inc	−14,137	138,187	$3,948,002
GFF	Griffon Corp	−14,079	236,146	$14,393,098
TPR	Tapestry, Inc.	−13,028	127,327	$4,686,906
—		−12,874	125,847	$3,709,970
—		−11,919	116,643	$3,633,429
—		−11,471	112,128	$5,982,029
GNTX	Gentex Corp	−11,396	111,395	$3,638,160
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
PR	Permian Resources Corp	735,873	$10,007,872
PFBC	Preferred Bank	89,276	$6,521,611
CLFD	Clearfield, Inc.	177,037	$5,148,235
OGE	Oge Energy Corp.	92,374	$3,226,623
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
—		511,930	$10,361,463
WOR	Worthington Enterprises, Inc.	123,467	$7,632,721
—		245,440	$5,824,291
—		777,133	$5,812,955
—		273,099	$4,306,771
VISN	Vistance Networks, Inc.	354,497	$1,191,109
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

139 tracked positions · $854,683,441 total · filing declares 141 positions · $868,062 · as of Dec 31, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 139 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
KOP	Koppers Holdings Inc. Basic Materials	Reduced	294,724	-1,776	$15,095,763	+28.7%	13	$28.22	1.77%
		Reduced	209,371	-11,153	$15,078,899	+43.9%	16+	before history	1.76%
DY	Dycom Industries Inc Industrials	Reduced	128,368	-795	$14,773,873	+28.5%	16+	before history	1.73%
GFF	Griffon Corp Industrials	Reduced	236,146	-14,079	$14,393,098	+45.0%	7	$25.22	1.68%
GPI	Group 1 Automotive Inc Consumer Cyclical	Reduced	44,723	-6,689	$13,628,887	−1.3%	16+	before history	1.59%
LAD	Lithia Motors Inc Consumer Cyclical	Reduced	41,245	-249	$13,581,153	+10.8%	16+	before history	1.59%
SIGI	Selective Insurance Group Inc Financial Services	Reduced	123,962	-744	$12,331,739	−4.2%	16+	before history	1.44%
		Reduced	221,097	-1,331	$12,215,609	+33.2%	16+	before history	1.43%
DECK	Deckers Outdoor Corp Consumer Cyclical	Reduced	18,157	-8,896	$12,136,683	−12.7%	16+	before history	1.42%
SCSC	Scansource, Inc. Technology	Reduced	304,422	-1,825	$12,058,155	+29.9%	16+	before history	1.41%
		Reduced	221,253	-1,332	$11,230,802	+25.2%	16+	before history	1.31%
UCTT	Ultra Clean Holdings, Inc. Technology	Reduced	320,400	-1,917	$10,938,456	+14.4%	16+	before history	1.28%
PRIM	Primoris Services Corp Industrials	Reduced	303,528	-1,838	$10,080,164	+0.9%	6	$20.88	1.18%
PR	Permian Resources Corp Energy	NEW	735,873	NEW	$10,007,872	NEW	1	$13.69	1.17%
ITGR	Integer Holdings Corp Healthcare	Reduced	99,565	-607	$9,864,900	+25.6%	16+	before history	1.15%
TTEK	Tetra Tech Inc Industrials	Reduced	58,854	-358	$9,824,498	+9.1%	16+	before history	1.15%
GBX	Greenbrier Companies Inc Industrials	Added	219,346	+3,721	$9,690,706	+12.4%	16+	before history	1.13%
ECPG	Encore Capital Group Inc Financial Services	Reduced	190,387	-1,145	$9,662,140	+5.6%	16+	before history	1.13%
TTMI	Ttm Technologies Inc Technology	Reduced	610,841	-3,648	$9,657,396	+22.0%	16+	before history	1.13%
		Reduced	409,945	-2,470	$9,633,708	−7.6%	16+	before history	1.13%
ACH	Accendra Health Inc Healthcare	Reduced	491,489	-2,917	$9,470,993	+18.5%	16+	before history	1.11%
LZB	La-Z-Boy Inc Consumer Cyclical	Reduced	240,845	-1,427	$8,891,997	+18.9%	16+	before history	1.04%
PWR	Quanta Services, Inc. Industrials	Reduced	41,013	-5,391	$8,850,605	+2.0%	16+	before history	1.04%
CRUS	Cirrus Logic, Inc. Technology	Reduced	101,910	-621	$8,477,892	+11.8%	16+	before history	0.99%
AEIS	Advanced Energy Industries Inc Industrials	Reduced	77,567	-453	$8,448,597	+5.0%	16+	before history	0.99%
BLDR	Builders FirstSource, Inc. Industrials	Reduced	50,559	-7,872	$8,440,319	+16.0%	11	$47.25	0.99%
DCH	Dauch Corp Consumer Cyclical	Reduced	950,299	-5,691	$8,372,134	+20.6%	16+	before history	0.98%
TITN	Titan Machinery Inc. Industrials	Added	286,708	+48,438	$8,280,127	+30.7%	4	$34.71	0.97%
NWN	Northwest Natural Holding Co Utilities	Added	212,044	+34,560	$8,256,993	+21.9%	12	$46.91	0.97%
		Added	180,641	+69,398	$8,217,359	+33.3%	2	unpriced	0.96%
PBH	Prestige Consumer Healthcare Inc. Healthcare	Reduced	130,887	-808	$8,012,902	+6.4%	12	$42.02	0.94%
		Reduced	971,943	-5,764	$7,882,458	+25.4%	10	unpriced	0.92%
GATX	Gatx Corp Industrials	Reduced	64,774	-394	$7,787,130	+9.8%	16+	before history	0.91%
DRH	DiamondRock Hospitality Co Real Estate	Reduced	829,270	-4,999	$7,786,845	+16.2%	16+	before history	0.91%
BDC	Belden Inc. Technology	Reduced	100,594	-613	$7,770,886	−20.5%	16+	before history	0.91%
ENS	EnerSys Industrials	Reduced	74,505	-455	$7,522,024	+6.0%	16+	before history	0.88%
CARG	CarGurus, Inc. Communication Services	Added	311,160	+24,934	$7,517,625	+49.9%	2	$19.79	0.88%
		Reduced	260,405	-1,570	$7,408,522	−4.6%	16+	before history	0.87%
JBL	Jabil Inc Technology	Reduced	57,925	-14,625	$7,379,645	−19.8%	16+	before history	0.86%
		Reduced	439,448	-2,642	$7,286,048	+115.2%	16+	before history	0.85%
AMCX	AMC Global Media Inc. Communication Services	Added	383,384	+47,466	$7,203,785	+82.0%	2	$12.46	0.84%
WAFD	Wafd Inc Financial Services	Reduced	216,877	-1,267	$7,148,265	+27.9%	16+	before history	0.84%
HOPE	Hope Bancorp Inc Financial Services	Reduced	583,283	-3,518	$7,046,058	+35.7%	16+	before history	0.82%
BAND	Bandwidth Inc. Technology	Reduced	485,035	-2,882	$7,018,456	+27.6%	3	$12.61	0.82%
NMIH	NMI Holdings, Inc. Financial Services	Reduced	232,044	-1,351	$6,887,065	+8.9%	5	$20.95	0.81%
BV	BrightView Holdings, Inc. Industrials	Added	804,280	+75,196	$6,772,037	+19.9%	2	$7.95	0.79%
CRK	Comstock Resources Inc Energy	Reduced	756,938	-4,515	$6,698,901	−20.2%	10	$7.45	0.78%
BGS	B&G Foods, Inc. Consumer Defensive	Added	630,628	+25,891	$6,621,594	+10.7%	16+	before history	0.77%
WEX	WEX Inc. Technology	Reduced	33,979	-207	$6,610,614	+2.8%	16+	before history	0.77%
M	Macy's, Inc. Consumer Cyclical	Reduced	328,278	-33,593	$6,604,953	+57.2%	16+	before history	0.77%

Showing the top 50 of 139 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.