HOPE · Hope Bancorp Inc · Holdings

$13.66 +0.04 (+0.29%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.74B

127.74M

Volume · Oct 21 755.48K Avg daily vol (3M) 945.68K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HOPE: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 268

Total Value: $1,624,256,298

Total Shares: 118,744,401

Showing 1–100 of 268 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding HOPE

All superinvestors →

Mario Gabelli $7,797,600

Holder Concentration

Across 263 13F filers

Top Holder

15.5%

of institutional value

Top 5

44.2%

of institutional value

Top 10

65.5%

of institutional value

HHI

587

Broadly held

Who Holds HOPE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 263 filers, like-for-like change -0.2%; actively managed books -1.3%; index-like books +1.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.6%	137	-2.5%	18	13
Exempt adviser	0.3%	4	+427.9%	3	1
Adviser	10.1%	6	+2.5%	1	0
Bank	10.1%	15	-14.5%	0	1
Insurer	0.6%	2	-9.9%	0	0
Benefit plan	0.3%	5	+16.3%	0	0
Non-US	0.7%	8	+7.5%	2	0
Holding company	28.6%	8	+5.1%	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	6.9%	78	+12.7%	9	6

Style	Share	Filers	Change	New	Exited
Index-like	37.3%	38	+1.8%	0	0
Systematic-like	4.5%	19	+30.3%	9	6
Concentrated	6.2%	35	-19.5%	7	5
Diversified active	52.1%	171	-0.8%	17	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	53.6%	163	+2.4%	8	9
Medium turnover	25.4%	49	-3.5%	7	1
High turnover	5.4%	31	-7.3%	15	10
Unknown	15.7%	20	-0.6%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.7%	26	-8.5%	5	4
Medium horizon	22.4%	47	+1.9%	10	6
Long horizon	57.6%	181	+0.9%	15	9
Unknown	3.3%	9	+16.2%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.4%	48	-51.5%	8	6
$1B to $10B	7.4%	63	+4.0%	10	8
$10B to $100B	18.4%	89	+0.7%	12	5
$100B or more	72.9%	63	+1.2%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.1%	72	+12.6%	7	5
Pooled investment vehicles	4.8%	19	+11.5%	8	8
Registered funds and BDCs	29.4%	18	-0.4%	0	0
Pension and profit sharing plans	0.0%	1	+429.5%	0	0
Insurance companies	0.4%	3	-1.4%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.6%	5	+16.0%	1	0
Other investment advisers	0.1%	4	-4.8%	0	0
Other	0.1%	1	-1.9%	0	0
Diversified	6.2%	13	-21.3%	1	0
Unknown	57.4%	126	+1.6%	15	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.2%	34	-6.9%	10	7
Private equity funds	0.3%	9	+7.2%	2	0
Venture capital funds	0.0%	1	+34.1%	0	0
Real estate funds	0.2%	3	+20.5%	0	1
Liquidity funds	0.0%	1	0.0%	0	0
Securitized asset funds	0.2%	1	+8.4%	0	0
Other private funds	11.0%	13	-3.7%	1	1
Mixed private funds	0.4%	1	-0.5%	0	0
Private funds, type not stated	0.0%	1	+220.2%	1	1
No private funds	22.5%	77	+0.2%	7	4
Unknown	57.2%	122	+1.3%	12	7

Location	Share	Filers	Change	New	Exited
United States	97.4%	224	+1.5%	26	19
Outside the US	2.6%	39	-37.8%	7	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

263 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.760% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.002%

Mar 31, 2026: 2

Crowding

19.2%

of shares outstanding, 56th percentile

Mar 31, 2026: 19.9%

Private-fund advisers

18.9%

of shares outstanding

Institutional ownership

93.0%

97.8% of the estimated free float

Top 10 holders

65.5%

of 13F shares, Herfindahl 0.059

Active holders

-1.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.2 quarters

Under 1 year 22.7% 1 to 3 years 30.4% 3 years or more 46.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $21,270,184 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.24

estimated per share

Mar 31, 2026: $11.08

Quarter-end price

$13.68

implied by 13F values

Estimated gain or loss

+21.7%

price against the estimated cost

Estimated at a loss

0.100%

of costed 13F value

Estimated cost covers 25.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HOPE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PEBK Peoples Bancorp Of North Carolina Inc	3	0.447
2	FMBH First Mid Bancshares, Inc.	3	0.258
3	WSBC Wesbanco Inc	4	0.219
4	RNST Renasant Corp	4	0.214
5	CVBF Cvb Financial Corp	3	0.200
6	BBT Beacon Financial Corp	3	0.189
7	BUSE First Busey Corp	3	0.171
8	VOYA Voya Financial, Inc.	3	0.167
9	COLB Columbia Banking System, Inc.	3	0.113
10	CFG Citizens Financial Group Inc	3	0.067

Shareholder Targets

13F filers that own its peers but not HOPE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PEBK, FMBH, WSBC, RNST, CVBF, BBT, BUSE, VOYA, COLB, CFG, NVDA, AMZN. 6,403 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$99,346,749,138 5 held	9.87%	NVDA, AMZN, CFG
2	Capital Research Global Investors Adviser, Diversified active	$69,311,057,727 2 held	9.62%	NVDA, AMZN
3	Capital World Investors Adviser, Diversified active	$38,057,152,479 4 held	4.51%	NVDA, AMZN, CFG
4	Capital International Investors Adviser, Diversified active	$29,023,904,058 3 held	5.92%	NVDA, AMZN, CFG
5	Fisher Asset Management, LLC Adviser, Diversified active	$26,635,435,848 6 held	8.50%	NVDA, AMZN, COLB
6	HSBC HOLDINGS PLC Unknown, Index-like	$21,766,665,479 9 held	10.6%	NVDA, AMZN, CFG
7	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$21,639,941,519 3 held	12.9%	NVDA, AMZN, RNST
8	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$20,642,807,154 6 held	7.00%	NVDA, AMZN, VOYA
9	Sumitomo Mitsui Trust Group, Inc. Bank, Index-like	$17,738,601,466 3 held	10.1%	NVDA, AMZN, CFG
10	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$15,445,268,712 4 held	9.44%	NVDA, AMZN, VOYA

Fund Ownership of HOPE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 29.16% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.87%	+0.67 pp	6,221,798	77
Index ETFs	24.29%	-0.19 pp	31,025,921	60
Active ETFs	2.39%	-2.07 pp	3,048,400	17
Active funds	13.49%	+0.39 pp	17,232,922	88
Unclassified	2.62%	+2.62 pp	3,347,515	12
All registered funds	47.66%	+1.42 pp	60,876,556	254

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 140 Exempt adviser 3 Adviser 6 Bank 15 Insurer 2 Benefit plan 5 Non-US 8 Holding company 8 Unknown 81

Showing 100 of 268

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$252,702,986

15.56%

18,472,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	102,108	$1,396,837	0.6%	Sole
BlackRock Investment Management (Australia) Ltd	451	$6,169	0.0%	Sole
BlackRock Asset Management Canada Ltd	820	$11,217	0.0%	Sole
BlackRock Investment Management, LLC	398,475	$5,451,138	2.2%	Sole
BLACKROCK ADVISORS LLC	281,825	$3,855,366	1.5%	Sole
BlackRock Fund Advisors	13,483,470	$184,453,869	73.0%	Sole
BlackRock Institutional Trust Company, N.A.	3,473,651	$47,519,545	18.8%	Sole
BlackRock Fund Managers Ltd.	15,459	$211,479	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	30,213	$413,313	0.2%	Sole
BlackRock (Netherlands) B.V.	2,058	$28,153	0.0%	Sole
BlackRock Asset Management Ireland Ltd	400,634	$5,480,673	2.2%	Sole
BlackRock Life Ltd	4,395	$60,123	0.0%	Sole
BlackRock Asset Management Schweiz AG	24,260	$331,876	0.1%	Sole
Aperio Group, LLC	254,504	$3,481,614	1.4%	Sole
SpiderRock Advisors, LLC	118	$1,614	0.0%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$156,484,603

9.63%

11,438,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	11,438,933	$156,484,603	100.0%	Defined

STATE STREET CORP

$103,662,224

6.38%

7,577,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	7,577,648	$103,662,224	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$103,593,126

6.38%

7,572,597

DIMENSIONAL FUND ADVISORS LP

$102,404,483

6.30%

7,485,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	17,406	$238,114	0.2%	Defined
DFA Australia Ltd.	40,841	$558,704	0.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	870	$11,901	0.0%	Defined
Dimensional Ireland Ltd	121,453	$1,661,477	1.6%	Defined
Held directly	7,305,138	$99,934,287	97.6%	Sole

HoldCo Asset Management, LP

$85,666,718

5.27%

6,262,187

FULLER & THALER ASSET MANAGEMENT, INC.

$78,159,079

4.81%

5,713,383

VANGUARD CAPITAL MANAGEMENT LLC

$75,598,484

4.65%

5,526,205

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$58,005,525

3.57%

4,240,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	4,240,170	$58,005,525	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$49,381,722

3.04%

3,609,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	3,609,775	$49,381,722	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$46,677,418

2.87%

3,412,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	474,468	$6,490,722	13.9%	Defined
Held directly	2,937,624	$40,186,696	86.1%	Defined

TWO SIGMA INVESTMENTS, LP

$44,851,029

2.76%

3,278,584

FRONTIER CAPITAL MANAGEMENT CO LLC

$33,133,110

2.04%

2,422,011

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$27,364,336

1.68%

2,000,317

GOLDMAN SACHS GROUP INC

$25,122,621

1.55%

1,836,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	853,648	$11,677,904	46.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	982,801	$13,444,717	53.5%	Defined

MORGAN STANLEY

$22,873,707

1.41%

1,672,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,807	$52,079	0.2%	Defined
MORGAN STANLEY & CO. LLC	61,050	$835,164	3.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	351,705	$4,811,324	21.0%	Defined
MORGAN STANLEY AIP GP LP	454	$6,210	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	8,737	$119,522	0.5%	Defined
Morgan Stanley Investment Management LTD	18,668	$255,377	1.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	36,512	$499,483	2.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,191,122	$16,294,548	71.2%	Defined

NORTHERN TRUST CORP

$21,241,918

1.31%

1,552,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,421,505	$19,446,188	91.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	69,007	$944,014	4.4%	Defined
MASON STREET ADVISORS, LLC joint	42,578	$582,467	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	19,682	$269,249	1.3%	Other

LSV ASSET MANAGEMENT

$20,610,288

1.27%

1,506,600

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$15,260,190

0.94%

1,115,511

Rhino Investment Partners, Inc

$12,283,778

0.76%

897,937

Invesco Ltd.

$12,172,721

0.75%

889,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	47,954	$656,009	5.4%	Defined
Invesco Trust Co joint	49,976	$683,671	5.6%	Defined
Invesco Capital Management LLC	791,889	$10,833,041	89.0%	Defined

BANK OF AMERICA CORP /DE/

$12,098,180

0.74%

884,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	349,756	$4,784,662	39.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	36,770	$503,013	4.2%	Defined
BOFA SECURITIES, INC.	81,989	$1,121,609	9.3%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	415,855	$5,688,896	47.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$11,494,948

0.71%

840,274

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$11,079,691

0.68%

809,919

Bank of New York Mellon Corp

$10,384,265

0.64%

759,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	1,685	$23,050	0.2%	Defined
Mellon Investments Corporation	360,469	$4,931,215	47.5%	Defined
BNY Mellon Investment Adviser, Inc.	103,502	$1,415,907	13.6%	Defined
The Bank of New York Mellon	254,554	$3,482,298	33.5%	Defined
BNY Mellon, NA joint	38,873	$531,782	5.1%	Defined
Held directly	1	$13	0.0%	Defined

CITADEL ADVISORS LLC

$8,892,807

0.55%

650,059

PRINCIPAL FINANCIAL GROUP INC

$8,451,339

0.52%

617,788

Dana Investment Advisors, Inc.

$8,154,866

0.50%

596,116

RENAISSANCE TECHNOLOGIES LLC

$8,006,986

0.49%

585,306

GAMCO INVESTORS, INC. ET AL

$7,797,600

0.48%

570,000

AQR CAPITAL MANAGEMENT LLC

$6,855,468

0.42%

501,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	204	$2,790	0.0%	Other
Prism Planning Partners LLC	926	$12,667	0.2%	Other
Compound Planning, Inc.	35	$478	0.0%	Other
Arax Advisory Partners	3,869	$52,927	0.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,345	$45,759	0.7%	Other
Stokes Family Office, LLC	84	$1,149	0.0%	Other
Held directly	492,668	$6,739,698	98.3%	Defined

Empowered Funds, LLC

$6,793,747

0.42%

496,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	496,619	$6,793,747	100.0%	Other

FMR LLC

$6,671,557

0.41%

487,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	58,549	$800,950	12.0%	Defined
STRATEGIC ADVISERS LLC	429,138	$5,870,607	88.0%	Defined

ALLIANCEBERNSTEIN L.P.

$6,206,287

0.38%

453,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	453,676	$6,206,287	100.0%	Defined

UBS Group AG

$6,163,742

0.38%

450,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	24,882	$340,385	5.5%	Defined
UBS AG	411,484	$5,629,101	91.3%	Defined
UBS Switzerland AG	14,200	$194,256	3.2%	Defined

ACADIAN ASSET MANAGEMENT LLC

$6,043,468

0.37%

441,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	441,774	$6,043,468	100.0%	Defined

Public Sector Pension Investment Board

$6,018,338

0.37%

439,937

AMERIPRISE FINANCIAL INC

$5,522,615

0.34%

403,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	403,649	$5,521,918	100.0%	Defined
Ameriprise Financial Services, LLC	51	$697	0.0%	Defined

Nuveen, LLC

$5,152,926

0.32%

376,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	103,948	$1,422,007	27.6%	Defined
TEACHERS ADVISORS, LLC joint	272,728	$3,730,919	72.4%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$4,578,449

0.28%

334,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	334,682	$4,578,449	100.0%	Defined

RHUMBLINE ADVISERS

$4,540,911

0.28%

331,938

Legal & General Group Plc

$3,924,654

0.24%

286,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	195,543	$2,675,028	68.2%	Defined
Legal & General Investment Management Ltd joint	91,347	$1,249,626	31.8%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$3,655,309

0.23%

267,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	267,201	$3,655,309	100.0%	Defined

Verition Fund Management LLC

$3,623,380

0.22%

264,867

Swiss National Bank

$3,344,171

0.21%

244,457

Quantinno Capital Management LP

$3,343,255

0.21%

244,390

GABELLI FUNDS LLC

$3,146,400

0.19%

230,000

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,136,561

0.19%

229,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	5,500	$75,240	2.4%	Defined
UBS Asset Management Switzerland AG	183,432	$2,509,349	80.0%	Sole
UBS Asset Management (UK) Ltd.	19,954	$272,969	8.7%	Defined
Held directly	20,395	$279,003	8.9%	Defined

JPMORGAN CHASE & CO

$3,037,424

0.19%

222,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	52,018	$711,606	23.4%	Defined
J.P. Morgan Investment Management Inc.	169,492	$2,318,650	76.3%	Defined
J.P. Morgan Securities plc	524	$7,168	0.2%	Defined

MALTESE CAPITAL MANAGEMENT LLC

$2,775,671

0.17%

202,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	84,467	$1,155,508	41.6%	Defined
Malta Opportunity Fund LP	88,321	$1,208,231	43.5%	Defined
Held directly	30,112	$411,932	14.8%	Sole

FIRST TRUST ADVISORS LP

$2,767,682

0.17%

202,316

PRICE T ROWE ASSOCIATES INC /MD/

$2,652,757

0.16%

193,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	193,915	$2,652,757	100.0%	Defined

Cresset Asset Management, LLC

$2,487,584

0.15%

181,841

JACOBS LEVY EQUITY MANAGEMENT, INC

$2,344,902

0.14%

171,411

FRANKLIN RESOURCES INC

$2,247,663

0.14%

164,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	80,335	$1,098,982	48.9%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	451	$6,169	0.3%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	4,990	$68,263	3.0%	Defined
FRANKLIN ADVISERS INC	75,509	$1,032,963	46.0%	Defined
PUTNAM ADVISORY CO LLC	3,018	$41,286	1.8%	Defined

Bridge City Capital, LLC

$2,194,750

0.14%

160,435

Vanguard Global Advisers, LLC

$2,173,026

0.13%

158,847

Squarepoint Ops LLC

$2,132,178

0.13%

155,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	155,861	$2,132,178	100.0%	Defined

Qube Research & Technologies Ltd

$2,105,420

0.13%

153,905

DEUTSCHE BANK AG\

$2,065,240

0.13%

150,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	12,311	$168,414	8.2%	Defined
DWS Investments UK Ltd	132,788	$1,816,539	88.0%	Defined
DWS International GmbH	5,869	$80,287	3.9%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$2,020,276

0.12%

147,681

FIFTH THIRD BANCORP

$2,016,760

0.12%

147,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	147,424	$2,016,760	100.0%	Defined

Balyasny Asset Management L.P.

$2,009,331

0.12%

146,881

CITIGROUP INC

$1,920,150

0.12%

140,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	9,622	$131,628	6.9%	Defined
Citigroup Financial Products Inc. joint	130,740	$1,788,522	93.1%	Defined

Trexquant Investment LP

$1,880,630

0.12%

137,473

PRUDENTIAL FINANCIAL INC

$1,831,341

0.11%

133,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	133,870	$1,831,341	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,763,529

0.11%

128,913

SEI INVESTMENTS CO

$1,698,877

0.10%

124,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	68,351	$935,041	55.0%	Sole
SEI TRUST CO	55,836	$763,836	45.0%	Sole

Russell Investments Group, Ltd.

$1,616,386

0.10%

118,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	65,902	$901,539	55.8%	Defined
Russell Investments Limited joint	36,516	$499,538	30.9%	Other
Russell Investments Trust Company	15,739	$215,309	13.3%	Defined

WELLS FARGO & COMPANY/MN

$1,589,545

0.10%

116,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	108,829	$1,488,780	93.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	10	$136	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,254	$99,234	6.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	102	$1,395	0.1%	Defined

XTX Topco Ltd

$1,521,462

0.09%

111,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	111,218	$1,521,462	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,404,621

0.09%

102,677

CANADA LIFE ASSURANCE Co

$1,396,905

0.09%

102,113

Creative Planning

$1,359,915

0.08%

99,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	434	$5,937	0.4%	Defined
Held directly	98,975	$1,353,978	99.6%	Sole

NEW YORK STATE COMMON RETIREMENT FUND

$1,277,356

0.08%

93,374

Thrivent Financial for Lutherans

$1,148,408

0.07%

83,948

NATIXIS

$1,038,312

0.06%

75,900

MetLife Investment Management, LLC

$997,559

0.06%

72,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	72,921	$997,559	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$997,504

0.06%

72,917

Rafferty Asset Management, LLC

$996,027

0.06%

72,809

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$995,248

0.06%

74,887

STRS OHIO

$968,544

0.06%

70,800

BARCLAYS PLC

$961,840

0.06%

70,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	67,468	$922,962	96.0%	Defined
BARCLAYS CAPITAL INC.	2,842	$38,878	4.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$935,192

0.06%

68,362

Pinnacle Holdings, LLC

$929,761

0.06%

67,965

Illinois Municipal Retirement Fund

$917,189

0.06%

67,046

RAYMOND JAMES FINANCIAL INC

$863,631

0.05%

63,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	63,035	$862,318	99.8%	Defined
Raymond James Financial Services Advisors, Inc.	96	$1,313	0.2%	Defined

Four Tree Island Advisory LLC

$809,719

0.05%

59,190

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$788,255

0.05%

57,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	57,621	$788,255	100.0%	Defined

Engineers Gate Manager LP

$772,071

0.05%

56,438

CAXTON ASSOCIATES LLP

$758,898

0.05%

55,475

Jump Financial, LLC

$750,484

0.05%

54,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	160	$2,188	0.3%	Defined
Leap GP LLC joint	54,700	$748,296	99.7%	Defined

NorthCrest Asset Manangement, LLC

$748,771

0.05%

56,341

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$740,963

0.05%

54,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	54,164	$740,963	100.0%	Defined

Louisiana State Employees Retirement System

$722,976

0.04%

54,400

Inspire Investing, LLC

$680,976

0.04%

49,779

BAILARD, INC.

$676,527

0.04%

50,905

IEQ CAPITAL, LLC

$672,631

0.04%

49,169

Zurcher Kantonalbank (Zurich Cantonalbank)

$644,396

0.04%

47,105

Steward Partners Investment Advisory, LLC

$591,673

0.04%

43,251

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Key facts CIK 1128361 CUSIP 43940T109 13F (30d) 39 filings 39 filers Visit website Investor relations