NWN · Northwest Natural Holding Co · Holdings

$49.47 -0.46 (-0.92%) At close · Oct 28 Q2 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.10B

42.09M

Volume · Oct 28 214.42K Avg daily vol (3M) 249.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NWN: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 324

Total Value: $1,682,564,965

Total Shares: 34,319,405

Showing 1–100 of 325 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding NWN

All superinvestors →

Mario Gabelli $17,843,122

Holder Concentration

Across 323 13F filers

Top Holder

19.5%

of institutional value

Top 5

42.3%

of institutional value

Top 10

55.4%

of institutional value

HHI

589

Broadly held

Who Holds NWN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 321 filers, like-for-like change +3.5%; actively managed books +2.6%; index-like books +4.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.5%	164	+2.6%	16	25
Exempt adviser	0.6%	3	+89.0%	2	2
Adviser	4.0%	7	+11.0%	0	2
Bank	9.8%	21	+3.7%	1	0
Insurer	1.3%	2	-6.4%	0	0
Broker-dealer	0.1%	2	-2.1%	0	0
Benefit plan	0.3%	5	+2.3%	0	0
Non-US	1.7%	11	+7.6%	0	0
Holding company	24.6%	10	+4.8%	2	0
Unknown	11.2%	96	-0.1%	11	10

Style	Share	Filers	Change	New	Exited
Index-like	45.8%	39	+4.5%	2	1
Systematic-like	3.3%	15	-1.3%	3	9
Concentrated	0.7%	56	+21.7%	12	9
Diversified active	50.2%	211	+2.6%	15	20
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	62.0%	200	+4.4%	14	14
Medium turnover	18.8%	68	+5.6%	6	7
High turnover	3.7%	27	-15.2%	10	15
Unknown	15.5%	26	+2.7%	2	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.1%	34	+3.6%	7	9
Medium horizon	23.1%	46	+3.4%	8	3
Long horizon	53.6%	229	+2.3%	17	21
Unknown	7.3%	12	+13.4%	0	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.8%	63	-2.5%	8	11
$1B to $10B	4.9%	90	+9.9%	15	11
$10B to $100B	22.1%	98	+0.6%	6	12
$100B or more	72.2%	70	+4.1%	3	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.3%	92	+7.2%	10	11
Pooled investment vehicles	2.5%	14	-11.5%	4	12
Registered funds and BDCs	30.3%	26	+2.4%	1	0
Pension and profit sharing plans	0.1%	2	-2.6%	0	0
Insurance companies	1.4%	4	-0.1%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.7%	5	+15.4%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.1%	5	-4.0%	0	0
Other	0.1%	1	-0.3%	0	0
Diversified	9.0%	12	+6.7%	1	2
Unknown	53.5%	158	+4.2%	16	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.8%	29	+1.6%	9	11
Private equity funds	2.2%	9	-13.3%	0	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	4	+215.9%	0	1
Securitized asset funds	0.5%	1	+12.5%	0	0
Other private funds	10.6%	20	+3.8%	1	4
Mixed private funds	0.3%	2	+20.2%	0	0
Private funds, type not stated	0.1%	1	-54.8%	0	3
No private funds	24.7%	99	+5.2%	8	8
Unknown	52.9%	155	+3.7%	14	12

Location	Share	Filers	Change	New	Exited
United States	92.6%	270	+1.8%	23	29
Outside the US	7.4%	51	+31.5%	9	10

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

321 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

19.4%

of shares outstanding, 57th percentile

Mar 31, 2026: 20.0%

Private-fund advisers

18.3%

of shares outstanding

Institutional ownership

81.6%

82.2% of the estimated free float

Top 10 holders

55.4%

of 13F shares, Herfindahl 0.059

Active holders

+2.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.0 quarters

Under 1 year 22.6% 1 to 3 years 32.0% 3 years or more 45.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$45.06

estimated per share

Mar 31, 2026: $44.01

Quarter-end price

$49.06

implied by 13F values

Estimated gain or loss

+8.9%

price against the estimated cost

Estimated at a loss

27.9%

of costed 13F value

Estimated cost covers 25.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NWN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SR Spire Inc	4	0.159
2	OGS ONE Gas, Inc.	3	0.131
3	ABCB Ameris Bancorp	3	0.115
4	CMS Cms Energy Corp	4	0.095
5	XEL Xcel Energy Inc	6	0.078
6	YUMC Yum China Holdings, Inc.	3	0.073
7	LNT Alliant Energy Corp	4	0.070
8	DVN Devon Energy Corp	6	0.070
9	AEE Ameren Corp	4	0.069
10	DTE Dte Energy Co	4	0.069

Shareholder Targets

13F filers that own its peers but not NWN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SR, OGS, ABCB, CMS, XEL, YUMC, LNT, DVN, AEE, DTE, PEG, PPG, KEY, ED, ATI, WEC, FE, NI, IRM, WSO. 3,314 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$6,989,106,006 7 held	0.830%	FE, DTE, ATI
2	Capital Research Global Investors Adviser, Diversified active	$6,923,663,663 5 held	0.970%	XEL, DTE, ATI
3	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$5,538,225,262 15 held	0.960%	DVN, PPG, CMS
4	BANK OF NOVA SCOTIA Bank, Diversified active	$3,952,122,912 16 held	6.13%	KEY, ATI, DTE
5	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$3,504,472,328 13 held	1.20%	XEL, CMS, LNT
6	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$3,028,082,736 7 held	1.99%	NI, AEE, OGS
7	COHEN & STEERS, INC. Adviser, Diversified active	$2,634,214,145 10 held	4.19%	IRM, NI, LNT
8	Capital International Investors Adviser, Diversified active	$2,591,286,433 3 held	0.540%	WSO, ATI, CMS
9	GQG Partners LLC Registered adviser, Diversified active	$1,657,631,714 3 held	3.08%	XEL, DVN, CMS
10	Boston Partners Registered adviser, Diversified active	$1,522,041,479 6 held	1.36%	FE, DTE, XEL

Fund Ownership of NWN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 34.44% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.92%	+0.68 pp	2,069,283	77
Index ETFs	29.52%	+0.73 pp	12,427,019	82
Active ETFs	1.03%	-0.28 pp	433,324	17
Active funds	11.42%	+2.41 pp	4,809,156	92
Unclassified	0.69%	+0.30 pp	289,319	11
All registered funds	47.58%	+3.83 pp	20,028,101	279

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 163 Exempt adviser 3 Adviser 7 Bank 21 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 11 Holding company 10 Unknown 100

Showing 100 of 325

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$329,209,175

19.57%

6,710,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	32,911	$1,614,613	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	19,904	$976,490	0.3%	Sole
BlackRock Asset Management Canada Ltd	67,815	$3,327,003	1.0%	Sole
BlackRock Investment Management, LLC	139,178	$6,828,072	2.1%	Sole
BLACKROCK ADVISORS LLC	96,475	$4,733,063	1.4%	Sole
BlackRock Fund Advisors	4,763,073	$233,676,361	71.0%	Sole
BlackRock Institutional Trust Company, N.A.	1,304,953	$64,020,994	19.4%	Sole
BlackRock Fund Managers Ltd.	7,858	$385,513	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	16,323	$800,806	0.2%	Sole
BlackRock (Netherlands) B.V.	2,823	$138,496	0.0%	Sole
BlackRock Asset Management Ireland Ltd	145,746	$7,150,298	2.2%	Sole
BlackRock Life Ltd	968	$47,490	0.0%	Sole
BlackRock Asset Management Schweiz AG	6,428	$315,357	0.1%	Sole
Aperio Group, LLC	105,324	$5,167,195	1.6%	Sole
SpiderRock Advisors, LLC	559	$27,424	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$134,166,393

7.97%

2,734,741

VANGUARD CAPITAL MANAGEMENT LLC

$93,205,610

5.54%

1,899,829

STATE STREET CORP

$84,916,187

5.05%

1,730,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,730,864	$84,916,187	100.0%	Defined

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

$71,620,338

4.26%

1,459,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, LLC (also a manager on 2 through 13)	586,236	$28,760,738	40.2%	Defined
Natixis Advisors, LLC	504,671	$24,759,159	34.6%	Defined
Principal Management Corporation	221,695	$10,876,356	15.2%	Defined
Mason Street Advisors, LLC	147,250	$7,224,085	10.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$60,208,639

3.58%

1,227,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	159,026	$7,801,815	13.0%	Defined
Held directly	1,068,219	$52,406,824	87.0%	Defined

Invesco Ltd.

$45,645,765

2.71%

930,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	20,573	$1,009,310	2.2%	Defined
Invesco Trust Co joint	17,114	$839,612	1.8%	Defined
Invesco Capital Management LLC	892,720	$43,796,843	95.9%	Defined

MORGAN STANLEY

$39,950,878

2.37%

814,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	379	$18,593	0.0%	Defined
MORGAN STANLEY & CO. LLC	21,567	$1,058,077	2.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	123,389	$6,053,464	15.2%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	19,465	$954,952	2.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	267,916	$13,143,958	32.9%	Defined
Parametric Sas	113,869	$5,586,413	14.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	267,742	$13,135,421	32.9%	Defined

DIMENSIONAL FUND ADVISORS LP

$37,394,413

2.22%

762,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,528	$222,143	0.6%	Defined
DFA Australia Ltd.	29,141	$1,429,657	3.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	300	$14,718	0.0%	Defined
Dimensional Ireland Ltd	21,627	$1,061,020	2.8%	Defined
Held directly	706,622	$34,666,875	92.7%	Sole

FIRST TRUST ADVISORS LP

$36,603,813

2.18%

746,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	4,485	$220,034	0.6%	Other
Held directly	741,618	$36,383,779	99.4%	Sole

DUFF & PHELPS INVESTMENT MANAGEMENT CO

$30,078,195

1.79%

613,090

GOLDMAN SACHS GROUP INC

$28,439,443

1.69%

579,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	477,848	$23,443,222	82.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	101,839	$4,996,221	17.6%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$27,924,804

1.66%

569,197

GABELLI FUNDS LLC

$25,511,200

1.52%

520,000

Bank of New York Mellon Corp

$24,160,329

1.44%

492,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	35	$1,717	0.0%	Defined
Mellon Investments Corporation	365,729	$17,942,664	74.3%	Defined
BNY Mellon Investment Adviser, Inc.	34,289	$1,682,218	7.0%	Defined
The Bank of New York Mellon	80,827	$3,965,372	16.4%	Defined
BNY Mellon, NA joint	11,019	$540,591	2.2%	Defined
BNY Mellon Advisors, Inc.	564	$27,669	0.1%	Defined
Held directly	2	$98	0.0%	Defined

NORTHERN TRUST CORP

$24,110,437

1.43%

491,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	450,067	$22,080,286	91.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	20,535	$1,007,447	4.2%	Defined
MASON STREET ADVISORS, LLC joint	14,187	$696,014	2.9%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,659	$326,690	1.4%	Other

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$23,009,532

1.37%

469,008

TWO SIGMA INVESTMENTS, LP

$19,628,317

1.17%

400,088

MetLife Investment Management, LLC

$18,365,463

1.09%

374,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	374,347	$18,365,463	100.0%	Defined

GAMCO INVESTORS, INC. ET AL

$17,843,122

1.06%

363,700

Allianz Asset Management GmbH

$16,286,791

0.97%

331,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	586	$28,749	0.2%	Defined
Allianz Global Investors GmbH	331,391	$16,258,042	99.8%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$15,787,360

0.94%

321,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	321,797	$15,787,360	100.0%	Defined

Nuveen, LLC

$14,495,806

0.86%

295,471

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	112,097	$5,499,478	37.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	90,051	$4,417,902	30.5%	Defined
TEACHERS ADVISORS, LLC joint	93,323	$4,578,426	31.6%	Defined

VICTORY CAPITAL MANAGEMENT INC

$14,415,250

0.86%

293,829

VANGUARD FIDUCIARY TRUST CO

$13,740,037

0.82%

280,066

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$13,548,164

0.81%

276,155

NATIXIS ADVISORS, LLC

$12,879,476

0.77%

262,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vaughn Nelson Investment Management, L.P.	151,570	$7,436,024	57.7%	Other
Natixis Investment Managers, L.P.	110,955	$5,443,452	42.3%	Defined

GLENMEDE TRUST CO NA

$12,640,700

0.75%

257,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	243,382	$11,940,320	94.5%	Sole
Held directly	14,276	$700,380	5.5%	Sole

Legal & General Group Plc

$12,104,376

0.72%

246,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	95,247	$4,672,817	38.6%	Defined
Legal & General Investment Management Ltd joint	151,479	$7,431,559	61.4%	Defined

AQR CAPITAL MANAGEMENT LLC

$12,046,877

0.72%

245,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	64	$3,139	0.0%	Other
Arax Advisory Partners	3,208	$157,384	1.3%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,140	$55,928	0.5%	Other
Stokes Family Office, LLC	174	$8,536	0.1%	Other
Held directly	240,968	$11,821,890	98.1%	Defined

PRINCIPAL FINANCIAL GROUP INC

$11,950,525

0.71%

243,590

Edgestream Partners, L.P.

$11,501,577

0.68%

234,439

AMERICAN CENTURY COMPANIES INC

$10,597,499

0.63%

216,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	216,011	$10,597,499	100.0%	Defined

JUPITER ASSET MANAGEMENT LTD

$10,545,447

0.63%

214,950

THOMPSON SIEGEL & WALMSLEY LLC

$10,123,825

0.60%

206,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	206,356	$10,123,825	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$10,102,533

0.60%

205,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	177,522	$8,709,229	86.2%	Defined
Prudential Trust Co	28,400	$1,393,304	13.8%	Defined

Baird Financial Group, Inc.

$9,556,642

0.57%

194,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	194,795	$9,556,642	100.0%	Defined

SG Americas Securities, LLC

$8,880,448

0.53%

181,012

FRANKLIN RESOURCES INC

$8,800,234

0.52%

179,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	131,013	$6,427,497	73.0%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	717	$35,176	0.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	50	$2,453	0.0%	Defined
FRANKLIN ADVISERS INC	43,620	$2,139,997	24.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,424	$167,981	1.9%	Defined
PUTNAM ADVISORY CO LLC	553	$27,130	0.3%	Defined

BANK OF AMERICA CORP /DE/

$8,069,093

0.48%

164,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	86,338	$4,235,742	52.5%	Defined
BOFA SECURITIES, INC.	7,239	$355,145	4.4%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	70,897	$3,478,206	43.1%	Defined

Dana Investment Advisors, Inc.

$8,044,221

0.48%

163,967

Amundi

$7,972,641

0.47%

162,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	16,576	$813,218	10.2%	Defined
CPR Asset Management	145,932	$7,159,423	89.8%	Defined

Qube Research & Technologies Ltd

$7,971,563

0.47%

162,486

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,844,885

0.47%

159,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,814	$236,174	3.0%	Defined
UBS Asset Management Switzerland AG	116,084	$5,695,080	72.6%	Defined
UBS Asset Management (UK) Ltd.	13,586	$666,528	8.5%	Defined
Held directly	25,420	$1,247,103	15.9%	Defined

AMERIPRISE FINANCIAL INC

$7,659,147

0.46%

156,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	145,019	$7,114,632	92.9%	Defined
Ameriprise Financial Services, LLC joint	3,581	$175,683	2.3%	Defined
Ameriprise Bank, FSB	260	$12,755	0.2%	Defined
Columbia Threadneedle Management Ltd	7,258	$356,077	4.6%	Defined

ProShare Advisors LLC

$7,196,807

0.43%

146,694

Public Sector Pension Investment Board

$7,093,928

0.42%

144,597

CSM Advisors, LLC

$6,449,672

0.38%

131,465

EXCHANGE TRADED CONCEPTS, LLC

$6,021,329

0.36%

122,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Madison Avenue Financial Solutions, LLC	43,119	$2,115,418	35.1%	Other
TORTOISE CAPITAL ADVISORS, L.L.C.	79,615	$3,905,911	64.9%	Other

RHUMBLINE ADVISERS

$5,499,282

0.33%

112,093

JPMORGAN CHASE & CO

$4,934,746

0.29%

100,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	43	$2,109	0.0%	Other
JPMorgan Chase Bank, N.A.	17,807	$873,611	17.7%	Defined
J.P. Morgan Investment Management Inc.	54,865	$2,691,676	54.5%	Defined
J.P. Morgan Securities LLC	1,025	$50,286	1.0%	Defined
JPMorgan Asset Management (Taiwan) Ltd	26,661	$1,307,988	26.5%	Defined
55I, LLC	151	$7,408	0.2%	Other
J.P. Morgan SE	34	$1,668	0.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$4,533,928

0.27%

92,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	92,416	$4,533,928	100.0%	Defined

TCW GROUP INC

$4,401,663

0.26%

89,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TCW INVESTMENT MANAGEMENT Co LLC	89,720	$4,401,663	100.0%	Defined

WELLS FARGO & COMPANY/MN

$4,346,125

0.26%

88,588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	39,326	$1,929,333	44.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,849	$188,831	4.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	45,392	$2,226,931	51.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	21	$1,030	0.0%	Defined

GRACE & WHITE INC /NY

$4,203,286

0.25%

90,064

Swiss National Bank

$4,003,296

0.24%

81,600

UBS Group AG

$3,716,048

0.22%

75,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	21,352	$1,047,529	28.2%	Defined
UBS AG	54,133	$2,655,764	71.5%	Defined
UBS Securities LLC	260	$12,755	0.3%	Defined

CITIGROUP INC

$3,713,890

0.22%

75,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	3,400	$166,804	4.5%	Defined
Citigroup Financial Products Inc. joint	72,301	$3,547,086	95.5%	Defined

WEDGE CAPITAL MANAGEMENT L L P/NC

$3,658,507

0.22%

78,391

DEUTSCHE BANK AG\

$3,647,266

0.22%

74,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	8,109	$397,827	10.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	20,421	$1,001,854	27.5%	Defined
DWS Investments UK Ltd	43,712	$2,144,510	58.8%	Defined
DWS International GmbH	2,101	$103,075	2.8%	Defined

XTX Topco Ltd

$3,471,681

0.21%

70,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	70,764	$3,471,681	100.0%	Defined

CANADA LIFE ASSURANCE Co

$3,452,401

0.21%

70,371

BESSEMER GROUP INC

$3,334,165

0.20%

67,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	67,864	$3,329,407	99.9%	Defined
BESSEMER TRUST Co OF FLORIDA	97	$4,758	0.1%	Defined

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

$3,307,036

0.20%

67,408

PRICE T ROWE ASSOCIATES INC /MD/

$3,303,504

0.20%

67,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	67,336	$3,303,504	100.0%	Defined

LSV ASSET MANAGEMENT

$3,296,832

0.20%

67,200

NORDEA INVESTMENT MANAGEMENT AB

$3,295,507

0.20%

67,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	19,139	$938,959	28.5%	Defined
Nordea Investment Funds S.A.	48,034	$2,356,548	71.5%	Defined

Cetera Investment Advisers

$3,280,102

0.19%

66,859

MARTINGALE ASSET MANAGEMENT L P

$3,171,581

0.19%

64,647

Point72 Asset Management, L.P.

$2,976,273

0.18%

60,666

Cambridge Investment Research Advisors, Inc.

$2,870,893

0.17%

58,518

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$2,840,616

0.17%

60,866

PANAGORA ASSET MANAGEMENT INC

$2,732,642

0.16%

55,700

Quantinno Capital Management LP

$2,584,873

0.15%

52,688

ALLIANCEBERNSTEIN L.P.

$2,376,809

0.14%

48,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	48,447	$2,376,809	100.0%	Defined

HENNESSY ADVISORS INC

$2,340,309

0.14%

47,703

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,270,055

0.13%

46,271

Maryland State Retirement & Pension System

$2,265,492

0.13%

46,178

Magellan Asset Management Ltd

$2,264,953

0.13%

46,167

North Star Investment Management Corp.

$2,240,160

0.13%

48,000

Penn Capital Management Company, LLC

$2,128,566

0.13%

43,387

Janney Montgomery Scott LLC

$2,068,909

0.12%

42,171

MACQUARIE GROUP LTD

$1,861,091

0.11%

37,935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Macquarie Investment Management Australia Limited	37,935	$1,861,091	100.0%	Sole

State of New Jersey Common Pension Fund D

$1,773,322

0.11%

36,146

NORGES BANK

$1,766,160

0.10%

36,000

Panoramic Capital Partners, LLC

$1,702,283

0.10%

34,698

Ilex Capital Partners (UK) LLP

$1,646,649

0.10%

33,564

SEGALL BRYANT & HAMILL, LLC

$1,629,920

0.10%

33,223

Vanguard Investments Australia, Ltd.

$1,589,494

0.09%

32,399

VANGUARD ASSET MANAGEMENT, Ltd

$1,554,269

0.09%

31,681

FMR LLC

$1,542,053

0.09%

31,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	27,810	$1,364,358	88.5%	Defined
STRATEGIC ADVISERS LLC	3,622	$177,695	11.5%	Defined

FIFTH THIRD BANCORP

$1,513,844

0.09%

30,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	30,857	$1,513,844	100.0%	Defined

IEQ CAPITAL, LLC

$1,474,596

0.09%

30,057

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$1,471,800

0.09%

30,000

Trexquant Investment LP

$1,439,714

0.09%

29,346

JENNISON ASSOCIATES LLC

$1,432,355

0.09%

29,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	29,196	$1,432,355	100.0%	Defined

SEI INVESTMENTS CO

$1,410,867

0.08%

28,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,023	$50,188	3.6%	Sole
SEI TRUST CO	27,735	$1,360,679	96.4%	Sole

LPL Financial LLC

$1,384,718

0.08%

28,225

BNP PARIBAS ARBITRAGE, SA

$1,383,442

0.08%

28,199

RAYMOND JAMES FINANCIAL INC

$1,376,770

0.08%

28,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	21,695	$1,064,356	77.3%	Defined
Raymond James Financial Services Advisors, Inc.	6,368	$312,414	22.7%	Defined

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Key facts CIK 1733998 CUSIP 66765N105 13F (30d) 76 filings 65 filers Visit website Investor relations