YUMC · Yum China Holdings, Inc. · Holdings

$45.10 +0.09 (+0.20%) At close · Oct 20

Market Cap

$15.47B

342.46M

Volume · Oct 20 1.5M Avg daily vol (3M) 1.56M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of YUMC: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 665

Total Value: $9,543,576,982

Total Shares: 234,489,783

Showing 1–100 of 682 holdings by value · page 1 of 7

Institutional Ownership Trend

27 quarters

Superinvestors Holding YUMC

All superinvestors →

Robert Vinall $16,267,118 Francois Rochon $1,472,791

Holder Concentration

Across 666 13F filers

Top Holder

10.3%

of institutional value

Top 5

33.8%

of institutional value

Top 10

50.7%

of institutional value

HHI

355

Broadly held

Who Holds YUMC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 665 filers, like-for-like change -1.4%; actively managed books -1.1%; index-like books -2.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	31.5%	351	-2.2%	42	57
Exempt adviser	6.1%	11	+2.9%	2	3
Adviser	1.7%	10	-9.5%	0	2
Bank	21.9%	30	+0.5%	0	1
Insurer	9.4%	3	-6.4%	0	0
Broker-dealer	0.1%	2	-0.6%	0	0
Registered fund	0.0%	1	new	1	0
Benefit plan	0.1%	3	+10.0%	0	0
Non-US	6.5%	18	-5.4%	2	0
Holding company	6.3%	11	-14.3%	0	0
Unknown	16.6%	225	+7.4%	16	38

Style	Share	Filers	Change	New	Exited
Index-like	18.0%	36	-2.9%	1	1
Systematic-like	2.9%	31	+1.2%	4	4
Concentrated	11.8%	144	+8.6%	19	30
Diversified active	62.1%	453	-2.9%	39	65
Unknown	5.2%	1	-0.6%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	70.5%	435	-3.2%	29	53
Medium turnover	14.2%	111	+1.1%	13	28
High turnover	4.1%	56	+19.8%	13	16
Unknown	11.2%	63	+1.6%	8	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.8%	76	-3.4%	17	11
Medium horizon	8.2%	104	+0.7%	11	23
Long horizon	77.7%	452	-2.0%	30	60
Unknown	6.4%	33	+5.5%	5	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.0%	216	-5.4%	32	40
$1B to $10B	14.4%	215	+10.6%	20	45
$10B to $100B	16.0%	157	-4.1%	10	15
$100B or more	62.6%	77	-2.7%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	250	-6.2%	31	37
Pooled investment vehicles	8.9%	39	+12.4%	8	7
Registered funds and BDCs	10.4%	20	-3.3%	1	4
Pension and profit sharing plans	0.1%	3	-6.2%	0	1
Insurance companies	0.0%	3	-6.5%	0	0
Charitable organizations	0.0%	1	-100.0%	0	1
Governments and sovereign funds	1.9%	8	+11.3%	0	1
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	5	-2.5%	1	0
Other	0.1%	1	-35.0%	0	2
Diversified	8.5%	18	-13.6%	1	4
Unknown	68.5%	316	-1.0%	21	44

Private funds	Share	Filers	Change	New	Exited
Hedge funds	10.1%	66	-8.6%	12	12
Private equity funds	5.3%	11	0.0%	2	4
Venture capital funds	0.0%	2	0.0%	0	0
Real estate funds	0.0%	6	+9.6%	0	0
Securitized asset funds	0.3%	1	+13.2%	0	0
Other private funds	11.8%	33	+8.0%	3	3
Mixed private funds	1.2%	3	+12.7%	0	0
Private funds, type not stated	0.4%	7	-16.4%	1	1
No private funds	8.6%	233	-6.3%	26	40
Liquidity funds	0.0%	0	—	0	0
Unknown	62.4%	303	-1.4%	19	41

Location	Share	Filers	Change	New	Exited
United States	57.0%	517	-4.9%	52	86
Outside the US	43.0%	147	+4.0%	11	15
Unknown	0.0%	1	0.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 10 holders with no observed 2026-06-30 13F.

Conviction and Crowding

665 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.95% of filers hold it in their top 10

Mar 31, 2026: 17

Holders above 5%

median weight 0.006%

Mar 31, 2026: 13

Crowding

20.2%

of shares outstanding, 59th percentile

Mar 31, 2026: 19.6%

Private-fund advisers

19.4%

of shares outstanding

Institutional ownership

66.6%

71.9% of the estimated free float

Top 10 holders

50.9%

of 13F shares, Herfindahl 0.036

Active holders

-1.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.4 quarters

Under 1 year 14.1% 1 to 3 years 18.1% 3 years or more 67.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $70,348,278 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$44.49

estimated per share

Mar 31, 2026: $44.77

Quarter-end price

$40.69

implied by 13F values

Estimated gain or loss

-8.5%

price against the estimated cost

Estimated at a loss

76.2%

of costed 13F value

Estimated cost covers 43.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies YUMC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BZ Kanzhun Ltd	10	0.195
2	HTHT H World Group Ltd	10	0.182
3	HDB Hdfc Bank Ltd	19	0.169
4	ATHM Autohome Inc.	5	0.149
5	PDD PDD Holdings Inc.	16	0.147
6	BAP Credicorp Ltd	12	0.140
7	NTES NetEase, Inc.	12	0.139
8	IBN Icici Bank Ltd	13	0.132
9	YUM Yum Brands Inc	24	0.131
10	TLK Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk	4	0.119

Shareholder Targets

13F filers that own its peers but not YUMC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BZ, HTHT, HDB, ATHM, PDD, BAP, NTES, IBN, YUM, TLK, BABA, TCOM, RELX, VIPS, TAL, TSM, ATAT, YMM, GOOGL, ABLZF. 5,992 filers in all.

#	Filer	In peers	Of book	Largest peers
1	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$96,791,966,200 15 held	5.14%	GOOGL, YUM, PDD
2	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$65,581,914,462 7 held	2.95%	GOOGL, YUM, BAP
3	Capital World Investors Adviser, Diversified active	$64,663,396,933 12 held	7.66%	GOOGL, TSM, BAP
4	Capital Research Global Investors Adviser, Diversified active	$44,857,059,263 8 held	6.23%	GOOGL, TSM, YUM
5	Berkshire Hathaway Inc Insurer, Concentrated	$37,764,088,381 1 held	12.6%	GOOGL
6	Capital International Investors Adviser, Diversified active	$34,098,171,484 11 held	6.96%	GOOGL, TSM, YUM
7	Sanders Capital, LLC Registered adviser, Concentrated	$23,221,167,671 4 held	23.3%	TSM, GOOGL, PDD
8	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$16,777,003,067 2 held	9.97%	GOOGL, TSM
9	Jupiter Topco LLC Unknown, Diversified active	$15,649,512,153 7 held	6.38%	GOOGL, TSM, YMM
10	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$9,004,398,665 2 held	5.32%	GOOGL, BABA

Fund Ownership of YUMC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 6.77% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.72%	+0.12 pp	2,480,214	21
Index ETFs	6.05%	-0.10 pp	20,714,810	53
Active ETFs	0.96%	-0.32 pp	3,278,244	25
Active funds	7.25%	+1.35 pp	24,838,890	121
Unclassified	0.44%	+0.37 pp	1,505,601	13
All registered funds	15.42%	+1.41 pp	52,817,759	233

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 350 Exempt adviser 11 Adviser 10 Bank 30 Insurer 3 Broker-dealer 2 Registered fund 1 Benefit plan 3 Non-US 18 Holding company 11 Unknown 226

Showing 100 of 682

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Compact Export CSV

Holder

Value (USD)

% of 13F

JPMORGAN CHASE & CO

$985,664,807

10.33%

24,117,074

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	17	$694	0.0%	Other
JPMorgan Chase Bank, N.A.	1,062,413	$43,420,819	4.4%	Other
J.P. Morgan Investment Management Inc.	14,799,477	$604,854,624	61.4%	Other
J.P. Morgan Securities LLC	44,715	$1,827,502	0.2%	Defined
J.P. Morgan Securities plc	830,752	$33,952,834	3.4%	Defined
JPMorgan Asset Management (UK) Ltd	5,620,906	$229,726,428	23.3%	Defined
JPMorgan Asset Management (Canada) Inc.	1,204,250	$49,217,697	5.0%	Defined
JPMorgan Asset Management (Asia Pacific) Ltd	187,869	$7,678,206	0.8%	Defined
JPMorgan Asset Management (Japan) Ltd	290,763	$11,883,483	1.2%	Defined
JPMorgan Asset Management (Taiwan) Ltd	74,954	$3,063,369	0.3%	Defined
55I, LLC	459	$18,758	0.0%	Other
J.P. Morgan SE	499	$20,393	0.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$863,593,644

9.05%

21,130,258

Primavera Capital Management Ltd

$491,896,402

5.15%

12,035,635

BLS CAPITAL FONDSMAEGLERSELSKAB A/S

$442,841,244

4.64%

10,835,362

VANGUARD CAPITAL MANAGEMENT LLC

$442,095,040

4.63%

10,817,104

ROYAL BANK OF CANADA

$433,247,540

4.54%

10,600,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	84,239	$3,442,847	0.8%	Defined
RBC Dominion Securities Inc.	26,848	$1,097,277	0.3%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	15,850	$647,789	0.1%	Defined
RBC Private Counsel (USA) Inc.	946	$38,663	0.0%	Defined
RBC Trust Co (Delaware) Ltd	1,156	$47,245	0.0%	Defined
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd	10,462,558	$427,604,745	98.7%	Defined
RBC Rochdale, LLC	9,028	$368,974	0.1%	Defined

Dodge & Cox

$341,900,518

3.58%

8,365,562

London & Capital Asset Management Ltd

$320,344,659

3.36%

7,838,137

Westwood Global Investments, LLC

$286,566,093

3.00%

7,011,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Northern Trust Corporation	44,641	$1,824,477	0.6%	Defined
Held directly	6,967,008	$284,741,616	99.4%	Sole

NORGES BANK

$229,764,151

2.41%

5,621,829

GOLDMAN SACHS GROUP INC

$179,738,124

1.88%

4,397,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	794,985	$32,491,036	18.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	2,024,771	$82,752,390	46.0%	Defined
GOLDMAN SACHS INTERNATIONAL	1,546,501	$63,205,495	35.2%	Defined
Goldman Sachs Trust Company, N.A. joint	31,544	$1,289,203	0.7%	Other

BARCLAYS PLC

$149,360,067

1.57%

3,654,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	816,218	$33,358,829	22.3%	Defined
BARCLAYS CAPITAL INC.	330,121	$13,492,045	9.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	2,508,177	$102,509,193	68.6%	Defined

Bank of New York Mellon Corp

$146,825,591

1.54%

3,592,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	155	$6,334	0.0%	Defined
Mellon Investments Corporation joint	285,504	$11,668,547	7.9%	Defined
Newton Investment Management Limited joint	3,001,320	$122,663,948	83.5%	Defined
BNY Mellon Securities Corporation	35,310	$1,443,119	1.0%	Defined
The Bank of New York Mellon	227,050	$9,279,533	6.3%	Defined
BNY Mellon, NA joint	42,233	$1,726,061	1.2%	Defined
BNY Mellon Advisors, Inc.	929	$37,968	0.0%	Defined
Held directly	2	$81	0.0%	Defined

FIL Ltd

$141,469,379

1.48%

3,461,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investment Management (Singapore) Ltd	3,176,018	$129,803,855	91.8%	Defined
FIL Investments International	285,430	$11,665,524	8.2%	Defined

GUARDCAP ASSET MANAGEMENT Ltd

$133,059,764

1.39%

3,255,683

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUARDIAN CAPITAL LP	3,255,683	$133,059,764	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$119,148,842

1.25%

2,915,313

Mondrian Investment Partners LTD

$118,892,587

1.25%

2,909,043

FMR LLC

$116,349,491

1.22%

2,846,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC joint	1,551,203	$63,397,666	54.5%	Defined
STRATEGIC ADVISERS LLC	91,364	$3,734,046	3.2%	Defined
Fidelity Institutional Asset Management Trust Co	220,238	$9,001,127	7.7%	Defined
FIAM LLC	984,014	$40,216,652	34.6%	Defined

DIMENSIONAL FUND ADVISORS LP

$107,949,274

1.13%

2,641,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	166,866	$6,819,813	6.3%	Defined
DFA Australia Ltd.	12,532	$512,182	0.5%	Defined
Dimensional Ireland Ltd	156,816	$6,409,069	5.9%	Defined
Held directly	2,305,070	$94,208,210	87.3%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$106,625,413

1.12%

2,608,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,219,922	$49,858,212	46.8%	Defined
Wellington Managment Canada LLC	74,169	$3,031,287	2.8%	Defined
Wellington Management Hong Kong Ltd	41,820	$1,709,183	1.6%	Defined
Wellington Management Japan Pte Ltd	34,272	$1,400,696	1.3%	Defined
Wellington Management International Ltd	602,898	$24,640,441	23.1%	Defined
Wellington Trust Company, NA joint	172,233	$7,039,162	6.6%	Defined
Wellington Management Australia Pty Ltd	451,378	$18,447,818	17.3%	Defined
Wellington Management Europe GmbH	12,200	$498,614	0.5%	Defined

ALLIANCEBERNSTEIN L.P.

$106,222,642

1.11%

2,599,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	2,599,037	$106,222,642	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$100,746,062

1.06%

2,465,037

MILLENNIUM MANAGEMENT LLC

$100,231,345

1.05%

2,452,443

BANK OF AMERICA CORP /DE/

$96,255,304

1.01%

2,355,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,026,563	$41,955,629	43.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	206,249	$8,429,396	8.8%	Defined
BOFA SECURITIES, INC.	59,320	$2,424,408	2.5%	Defined
MERRILL LYNCH INTERNATIONAL	489,981	$20,025,523	20.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	573,045	$23,420,348	24.3%	Defined

Vontobel Holding Ltd.

$87,168,455

0.91%

2,120,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	196,923	$8,093,535	9.3%	Defined
Vontobel Asset Management Ltd	1,918,342	$78,843,856	90.4%	Defined
Vontobel Swiss Financial Advisers AG	5,622	$231,064	0.3%	Defined

UBS Group AG

$85,141,934

0.89%

2,083,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	359,480	$14,691,947	17.3%	Defined
UBS AG	1,674,702	$68,445,070	80.4%	Defined
UBS Switzerland AG	43,081	$1,760,720	2.1%	Defined
UBS Bank (Canada)	5,963	$243,707	0.3%	Defined
UBS Securities LLC	12	$490	0.0%	Defined

FRANKLIN RESOURCES INC

$80,128,084

0.84%

1,960,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	1,879	$76,794	0.1%	Defined
Fiduciary Trust Co International of Pennsylvania	5,400	$220,698	0.3%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	647	$26,442	0.0%	Defined
FRANKLIN ADVISERS INC	231,881	$9,476,976	11.8%	Defined
FRANKLIN ADVISORY SERVICES LLC	219,303	$8,962,913	11.2%	Defined
TEMPLETON ASSET MANAGEMENT LTD	1,363,200	$55,713,984	69.5%	Defined
Held directly	138,250	$5,650,277	7.1%	Defined

Temasek Holdings (Private) Ltd

$78,328,131

0.82%

1,916,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aranda Investments Pte. Ltd. joint	1,916,519	$78,328,131	100.0%	Defined

Legal & General Group Plc

$76,370,702

0.80%

1,868,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	25,070	$1,024,610	1.3%	Defined
Legal & General Investment Management Ltd joint	1,843,555	$75,346,092	98.7%	Defined

JANE STREET GROUP, LLC

$74,057,460

0.78%

1,812,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	671	$27,423	0.0%	Defined
Jane Street Global Trading, LLC	5,154	$210,643	0.3%	Defined
Jane Street Asia Trading Ltd	1,806,200	$73,819,394	99.7%	Defined

LOOMIS SAYLES & CO L P

$69,997,966

0.73%

1,712,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	157,449	$6,434,940	9.2%	Defined
Held directly	1,555,249	$63,563,026	90.8%	Defined

North of South Capital LLP

$62,795,978

0.66%

1,536,481

HSBC HOLDINGS PLC

$61,786,202

0.65%

1,511,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	600	$24,522	0.0%	Defined
HSBC Global Asset Management (Hong Kong) Ltd	361,413	$14,770,949	23.9%	Defined
HSBC Global Asset Management (UK) Ltd	349,303	$14,276,013	23.1%	Defined
Hang Seng Investment Management Ltd	800,458	$32,714,718	52.9%	Defined

LSV ASSET MANAGEMENT

$58,729,740

0.62%

1,436,989

NORDEA INVESTMENT MANAGEMENT AB

$58,540,143

0.61%

1,432,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	264,089	$10,793,317	18.4%	Defined
Nordea Investment Funds S.A.	727,201	$29,720,704	50.8%	Defined
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA INC	7,384	$301,784	0.5%	Defined
Held directly	433,676	$17,724,338	30.3%	Sole

Alberta Investment Management Corp

$53,131,000

0.56%

1,300,000

VANGUARD ASSET MANAGEMENT, Ltd

$50,383,636

0.53%

1,232,778

MACKENZIE FINANCIAL CORP

$48,337,153

0.51%

1,182,705

Amundi

$47,967,194

0.50%

1,173,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,173,653	$47,967,194	100.0%	Defined

Qube Research & Technologies Ltd

$46,728,264

0.49%

1,143,339

Invesco Ltd.

$46,421,614

0.49%

1,135,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	45,197	$1,847,200	4.0%	Defined
Invesco Hong Kong Limited	574,438	$23,477,281	50.6%	Defined
Invesco Asset Management Limited joint	47,950	$1,959,716	4.2%	Defined
Invesco Management S.A.	8,350	$341,264	0.7%	Defined
Invesco Capital Management LLC	459,901	$18,796,153	40.5%	Defined

TODD ASSET MANAGEMENT LLC

$46,410,050

0.49%

1,135,553

MORGAN STANLEY

$42,865,555

0.45%

1,048,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	87,186	$3,563,291	8.3%	Defined
MORGAN STANLEY & CO. LLC	75,868	$3,100,725	7.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	90,674	$3,705,846	8.6%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,593	$678,155	1.6%	Defined
Morgan Stanley Investment Management LTD	5,000	$204,350	0.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	366,689	$14,986,579	35.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	366,702	$14,987,110	35.0%	Defined
EATON VANCE MANAGEMENT	7,266	$296,961	0.7%	Defined
Calvert Research & Management	23,103	$944,219	2.2%	Defined
BOSTON MANAGEMENT & RESEARCH	9,746	$398,319	0.9%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$42,631,006

0.45%

1,043,088

ALTRINSIC GLOBAL ADVISORS LLC

$41,311,314

0.43%

1,010,798

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CI INVESTMENTS INC.	14,122	$577,166	1.4%	Sole
VANGUARD TRUSTEES' EQUITY FUND	990,515	$40,482,348	98.0%	Sole
Held directly	6,161	$251,800	0.6%	Sole

DEUTSCHE BANK AG\

$39,056,430

0.41%

955,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	70,794	$2,893,350	7.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	16,402	$670,349	1.7%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	2,974	$121,547	0.3%	Other
DWS Investments UK Ltd	772,387	$31,567,456	80.8%	Defined
DBX Advisors LLC	4,882	$199,527	0.5%	Defined
DWS Investments Hong Kong Ltd	16,879	$689,844	1.8%	Defined
DWS International GmbH	71,308	$2,914,357	7.5%	Defined

DANSKE BANK A/S

$36,567,491

0.38%

894,727

STATE STREET CORP

$36,225,328

0.38%

886,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	886,355	$36,225,328	100.0%	Defined

Perseverance Asset Management International

$34,212,849

0.36%

837,114

RAYMOND JAMES FINANCIAL INC

$34,051,329

0.36%

833,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	784,939	$32,080,456	94.2%	Defined
Raymond James Financial Services Advisors, Inc.	40,177	$1,642,033	4.8%	Defined
RAYMOND JAMES TRUST N.A.	8,046	$328,840	1.0%	Defined

Public Sector Pension Investment Board

$34,030,119

0.36%

832,643

AMERICAN CENTURY COMPANIES INC

$33,888,177

0.36%

829,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	829,170	$33,888,177	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$32,628,564

0.34%

798,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	798,350	$32,628,564	100.0%	Sole

CITIGROUP INC

$30,921,912

0.32%

756,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	17,856	$729,774	2.4%	Defined
Citigroup Financial Products Inc. joint	738,736	$30,192,138	97.6%	Defined

TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY

$30,861,345

0.32%

755,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TODD INTL INTRINSIC VALUE	607,600	$24,832,612	80.5%	Sole
TODD INTL INTRINSIC VALUE OPPORTUNITY FUND	107,910	$4,410,281	14.3%	Sole
MED TODD INTL INTRINSIC VALUE	39,600	$1,618,452	5.2%	Sole

Point72 Asset Management, L.P.

$29,461,466

0.31%

720,858

RENAISSANCE TECHNOLOGIES LLC

$28,400,563

0.30%

694,900

ASSETMARK, INC

$27,908,937

0.29%

682,871

Pictet North America Advisors SA

$27,778,766

0.29%

679,686

Swiss National Bank

$26,239,520

0.27%

642,024

Swedbank AB

$26,171,676

0.27%

640,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	640,364	$26,171,676	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$24,815,731

0.26%

607,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	8,032	$328,267	1.3%	Defined
UBS Asset Management Switzerland AG	399,221	$16,316,162	65.7%	Sole
UBS Asset Management (UK) Ltd.	22,473	$918,471	3.7%	Defined
Held directly	177,461	$7,252,831	29.2%	Other

Nuveen, LLC

$24,496,577

0.26%

599,378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	50,685	$2,071,495	8.5%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	284,048	$11,609,041	47.4%	Defined
TEACHERS ADVISORS, LLC joint	264,645	$10,816,041	44.2%	Defined

AVIVA PLC

$24,160,954

0.25%

591,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	591,166	$24,160,954	100.0%	Defined

Sumitomo Mitsui Trust Group, Inc.

$24,136,473

0.25%

590,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd. joint	590,567	$24,136,473	100.0%	Defined

Holowesko Partners Ltd.

$23,872,167

0.25%

584,100

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$23,655,556

0.25%

578,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	578,800	$23,655,556	100.0%	Other

Man Group plc

$23,305,462

0.24%

570,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	220,346	$9,005,541	38.6%	Defined
GLG Partners LP	187,293	$7,654,664	32.8%	Defined
Numeric Investors LLC	70,992	$2,901,443	12.4%	Defined
Man Investments Australia Ltd	91,603	$3,743,814	16.1%	Defined

MARSHALL WACE, LLP

$22,924,677

0.24%

560,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	532,503	$21,763,397	94.9%	Other
MARSHALL WACE ASIA Ltd	28,414	$1,161,280	5.1%	Other

Axxion S.A.

$21,252,400

0.22%

520,000

Ninety One UK Ltd

$18,187,695

0.19%

442,523

BlackRock, Inc.

$18,090,079

0.19%

442,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	31,865	$1,302,322	7.2%	Sole
BlackRock Investment Management, LLC	36	$1,471	0.0%	Sole
BlackRock Fund Managers Ltd.	86,944	$3,553,401	19.6%	Sole
BlackRock Investment Management (UK) Ltd.	53,557	$2,188,874	12.1%	Sole
BlackRock Asset Management Deutschland AG	11,696	$478,015	2.6%	Sole
BlackRock (Luxembourg) S.A.	449	$18,350	0.1%	Sole
Aperio Group, LLC	252,716	$10,328,502	57.1%	Sole
SpiderRock Advisors, LLC	5,362	$219,144	1.2%	Sole

SEB Asset Management AB

$17,724,542

0.19%

433,681

LAZARD ASSET MANAGEMENT LLC

$17,213,299

0.18%

421,172

USS Investment Management Ltd

$17,127,758

0.18%

419,079

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
USS Investment Management Ltd	419,079	$17,127,758	100.0%	Sole

RV Capital AG

$16,267,118

0.17%

398,021

HERITAGE INVESTORS MANAGEMENT CORP

$15,965,824

0.17%

390,649

ENVESTNET ASSET MANAGEMENT INC

$15,903,783

0.17%

389,131

Russell Investments Group, Ltd.

$15,638,166

0.16%

382,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	16,800	$686,616	4.4%	Defined
Russell Investment Management, LLC	121,445	$4,963,456	31.7%	Defined
Russell Investments Canada Limited	3,250	$132,827	0.8%	Defined
Russell Investments Capital, LLC	32,363	$1,322,675	8.5%	Defined
Russell Investments Ireland Limited joint	3,300	$134,871	0.9%	Other
Russell Investments Limited joint	187,224	$7,651,844	48.9%	Other
Russell Investments Trust Company	18,250	$745,877	4.8%	Defined

True Light Capital Pte. Ltd.

$15,525,940

0.16%

379,886

MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC

$15,169,554

0.16%

371,166

BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp

$15,058,551

0.16%

368,450

ROYAL LONDON ASSET MANAGEMENT LTD

$14,994,017

0.16%

366,871

Pictet Asset Management Holding SA

$14,917,059

0.16%

364,988

Universal- Beteiligungs- und Servicegesellschaft mbH

$14,872,388

0.16%

363,895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	363,895	$14,872,388	100.0%	Defined

NORTHERN TRUST CORP

$14,843,614

0.16%

363,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	339,282	$13,866,454	93.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	23,909	$977,160	6.6%	Defined

BANK OF MONTREAL /CAN/

$14,112,610

0.15%

345,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	89,787	$3,669,594	26.0%	Defined
BMO Bank N.A.	27,075	$1,106,555	7.8%	Defined
BMO Delaware Trust Co	8	$326	0.0%	Defined
BMO Family Office, LLC	3,133	$128,045	0.9%	Defined
BMO NESBITT BURNS INC.	40,241	$1,644,649	11.7%	Defined
Burgundy Asset Management Ltd.	183,763	$7,510,393	53.2%	Defined
BMO NESBITT BURNS SECURITIES LTD.	543	$22,192	0.2%	Defined
Stoker Ostler Wealth Advisors, Inc.	755	$30,856	0.2%	Defined

BARCLAYS PLC

$13,487,100

0.14%

330,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	330,000	$13,487,100	100.0%	Defined

JUPITER ASSET MANAGEMENT LTD

$13,450,317

0.14%

329,100

NEW YORK STATE COMMON RETIREMENT FUND

$13,394,284

0.14%

327,729

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$12,052,563

0.13%

294,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	294,900	$12,052,563	100.0%	Other

Korea Investment CORP

$11,787,684

0.12%

288,419

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$10,523,003

0.11%

257,475

Crossmark Global Holdings, Inc.

$10,408,117

0.11%

254,664

VAN ECK ASSOCIATES CORP

$10,279,908

0.11%

251,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	72,690	$2,970,840	28.9%	Sole
VanEck Investments Limited	74,400	$3,040,728	29.6%	Sole
Held directly	104,437	$4,268,340	41.5%	Sole

AMERIPRISE FINANCIAL INC

$10,179,122

0.11%

249,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	45,919	$1,876,709	18.4%	Defined
Ameriprise Financial Services, LLC	202,642	$8,281,978	81.4%	Defined
Ameriprise Bank, FSB	500	$20,435	0.2%	Defined

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$10,098,200

0.11%

247,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	157,006	$6,416,835	63.5%	Defined
BNP Paribas Asset Management USA, Inc.	85,469	$3,493,118	34.6%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	4,606	$188,247	1.9%	Defined

CIBC WORLD MARKET INC.

$9,984,786

0.10%

244,306

State of New Jersey Common Pension Fund D

$9,776,676

0.10%

239,214

Value Partners Investments Inc.

$9,698,572

0.10%

235,975

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Key facts CIK 1673358 CUSIP 98850P109 13F (30d) 89 filings 89 filers Visit website Investor relations