Lighthouse Financial Advisors, Inc.

CIK

1623210

Location

NEW MARKET, MD

Portfolio Value

Small $312,036,317

Diversification

Diversified

Filing Date

Global Rank

#3,163 / 6,038 ▲ 84 · as of Mar 2021

Top Industry

Specialty Chemicals 16.2%

Period ended 5 years ago

Filed May 10, 2021 · 5y

5 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2021, never from the firm's own description.

Style

Concentrated

8.4 effective positions (12 or fewer)

Turnover

Low turnover

20.2% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.7 quarters, but 87.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2021-03-31, active share 84.9%; sector active share 34.4% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

107 tracked positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020

Top Position

31.9%

−0.5 pts

Top 5

52.3%

+4.4 pts

Top 10

59.9%

+4.1 pts

HHI

1,194

Diversified+17

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2021

Sector	% Portfolio	Value	Positions
Unclassified	54.1%	$168,944,863	49
Basic Materials	8.7%	$27,029,942	4
Healthcare	7.6%	$23,665,741	10
Industrials	6.6%	$20,740,221	10
Financial Services	5.8%	$18,063,180	8
Consumer Defensive	5.6%	$17,612,746	8
Technology	5.6%	$17,535,700	7
Consumer Cyclical	4.7%	$14,670,726	6
Communication Services	1.0%	$2,974,103	3
Utilities	0.3%	$799,095	2

Last Quarter's Activity

Export CSV

Mar 31, 2021 vs Dec 31, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	+23,975	87,630	$27,965,361
ARCC	Ares Capital Corp	+21,174	112,936	$2,113,032
SHW	Sherwin Williams Co	+15,629	24,149	$17,822,201
SCHM	Schwab U.S. Mid-Cap ETF	+13,526	496,286	$36,938,566
SCHX	Schwab U.S. Large-Cap ETF	+12,729	468,015	$44,943,480
—		+11,549	49,843	$1,534,167
CODI	Compass Diversified Holdings	+9,551	36,007	$833,562
—		+9,033	33,068	$1,382,903
—		+5,759	83,732	$10,043,653
ESPO	VanEck Video Gaming and eSports ETF	+5,216	19,107	$1,305,963
SCHG	Schwab U.S. Large-Cap Growth ETF	+4,396	44,921	$5,829,847
—		+3,827	15,083	$1,338,314
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+3,263	16,834	$1,388,805
EFG	iShares MSCI EAFE Growth ETF	+3,262	28,383	$0
MUB	iShares National Muni Bond ETF	+2,195	4,992	$0
IGV	iShares Expanded Tech-Software Sector ETF	+1,680	7,701	$0
V	Visa Inc.	+1,620	13,345	$2,825,536
ZTS	Zoetis Inc.	+1,543	11,855	$1,866,925
CRM	Salesforce, Inc.	+1,539	13,622	$2,886,093
ZS	Zscaler, Inc.	+1,440	17,089	$2,933,668
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+1,408	13,720	$2,944,174
PYPL	PayPal Holdings, Inc.	+1,210	14,390	$3,494,467
VEEV	Veeva Systems Inc	+1,180	10,334	$2,699,654
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+1,070	10,116	$2,778,359
TDOC	Teladoc Health, Inc.	+1,044	9,239	$1,679,188
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PTLC	Pacer Trendpilot US Large Cap ETF	−93,511	24,505	$851,303
T	At&T Inc.	−72,006	7,697	$232,987
APYX	Apyx Medical Corp	−10,000	162,598	$1,570,696
GOVT	iShares U.S. Treasury Bond ETF	−4,563	31,699	$0
ABT	Abbott Laboratories	−3,884	23,659	$2,835,294
PNR	PENTAIR plc	−3,672	51,165	$3,188,602
LOW	Lowes Companies Inc	−3,035	18,402	$3,499,692
ABBV	AbbVie Inc.	−2,254	26,396	$2,856,575
—		−2,217	59,993	$6,122,885
NUE	Nucor Corp	−1,798	47,832	$3,839,474
IEFA	iShares Core MSCI EAFE ETF	−1,561	5,256	$0
SCHA	Schwab U.S. Small-Cap ETF	−1,281	51,384	$5,121,443
CLX	Clorox Co	−1,173	13,448	$2,593,850
JNJ	Johnson & Johnson	−1,163	19,235	$3,161,272
TROW	Price T Rowe Group Inc	−1,160	18,963	$3,254,050
MKC	Mccormick & Co Inc	−1,125	31,837	$2,838,586
VIG	Vanguard Specialized Funds	−1,062	5,951	$875,273
BF-B	Brown Forman Corp	−844	36,004	$2,483,195
PEP	Pepsico Inc	−729	18,063	$2,555,011
DUK	Duke Energy CORP	−633	3,710	$358,126
PPG	Ppg Industries Inc	−609	18,887	$2,837,960
MDT	Medtronic plc	−593	22,632	$2,673,518
XT	iShares Future Exponential Technologies ETF	−528	7,777	$0
CTAS	Cintas Corp	−445	8,771	$2,993,630
QUAL	iShares MSCI USA Quality Factor ETF	−439	4,383	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
GOOG	Alphabet Inc.	1,228	$2,532,000
SWK	Stanley Black & Decker, Inc.	12,612	$2,518,238
AMCR	Amcor plc	203,111	$2,372,336
TGT	Target Corp	11,762	$2,329,699
MELI	Mercadolibre Inc	1,170	$1,722,403
LUV	Southwest Airlines Co	3,994	$243,873
NSC	Norfolk Southern Corp	758	$203,538
PSLV	Sprott Physical Silver Trust	14,245	$125,071
SDS	ProShares UltraShort S&P500	10,770	$115,777
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	1,906	$0
ESGE	iShares Trust	4,771	$0
PFF	iShares Preferred and Income Securities ETF	52,224	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
SYY	Sysco Corp	33,677	$2,500,854
—		55,452	$2,456,523
GOOGL	Alphabet Inc.	1,126	$1,973,472
LMT	Lockheed Martin Corp	4,214	$1,495,885
MA	Mastercard Inc	766	$273,416
NOC	Northrop Grumman Corp	859	$261,754
BLV	VANGUARD LONG-TERM BOND INDEX FUND	2,285	$250,527
—		1,332	$233,000
COST	Costco Wholesale Corp	614	$231,342
KO	Coca Cola Co	3,880	$212,779
TSLA	Tesla, Inc.	295	$208,172
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	3,280	$0
IEMG	iShares Trust	4,488	$0
IWF	iShares Russell 1000 Growth ETF	923	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

107 tracked positions · $312,036,317 total · filing declares 108 positions · $330,188,000 · as of Mar 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 107 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHX	Schwab U.S. Large-Cap ETF	Added	468,015	+12,729	$44,943,480	+8.5%	5+	before history	14.40%
SCHM	Schwab U.S. Mid-Cap ETF	Added	496,286	+13,526	$36,938,566	+12.2%	5+	before history	11.84%
QQQ	Invesco Qqq Trust, Series 1	Added	87,630	+23,975	$27,965,361	+40.0%	5+	before history	8.96%
SHW	Sherwin Williams Co Basic Materials	Added	24,149	+15,629	$17,822,201	+184.6%	5+	before history	5.71%
		Added	83,732	+5,759	$10,043,653	+3.5%	5+	before history	3.22%
SCHF	Schwab International Equity ETF	Reduced	173,007	-360	$6,508,523	+4.3%	5+	before history	2.09%
		Reduced	59,993	-2,217	$6,122,885	−4.1%	5+	before history	1.96%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	44,921	+4,396	$5,829,847	+12.0%	2	unpriced	1.87%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	51,384	-1,281	$5,121,443	+9.3%	5+	before history	1.64%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	131,743	-230	$4,993,059	+10.0%	5+	before history	1.60%
ITW	Illinois Tool Works Inc Industrials	Added	20,827	+274	$4,613,597	+10.1%	5+	before history	1.48%
SHOP	Shopify Inc. Technology	Added	3,684	+336	$4,076,346	+7.6%	5+	before history	1.31%
NUE	Nucor Corp Basic Materials	Reduced	47,832	-1,798	$3,839,474	+45.4%	5+	before history	1.23%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,214	+128	$3,756,213	+6.2%	5+	before history	1.20%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	72,625	+1,044	$3,501,251	−0.7%	5+	before history	1.12%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	18,402	-3,035	$3,499,692	+1.7%	5+	before history	1.12%
PYPL	PayPal Holdings, Inc. Financial Services	Added	14,390	+1,210	$3,494,467	+13.2%	5+	before history	1.12%
TROW	Price T Rowe Group Inc Financial Services	Reduced	18,963	-1,160	$3,254,050	+6.8%	5+	before history	1.04%
PNR	PENTAIR plc Industrials	Reduced	51,165	-3,672	$3,188,602	+9.5%	5+	before history	1.02%
JNJ	Johnson & Johnson Healthcare	Reduced	19,235	-1,163	$3,161,272	−1.5%	5+	before history	1.01%
CTAS	Cintas Corp Industrials	Reduced	8,771	-445	$2,993,630	−8.1%	5+	before history	0.96%
MMM	3M Co Industrials	Reduced	15,523	-296	$2,990,972	+8.2%	5+	before history	0.96%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	13,720	+1,408	$2,944,174	+12.8%	2	unpriced	0.94%
ZS	Zscaler, Inc. Technology	Added	17,089	+1,440	$2,933,668	−6.1%	5+	before history	0.94%
SPGI	S&P Global Inc. Financial Services	Reduced	8,224	-286	$2,902,003	+3.7%	5+	before history	0.93%
CRM	Salesforce, Inc. Technology	Added	13,622	+1,539	$2,886,093	+7.3%	5+	before history	0.92%
ABBV	AbbVie Inc. Healthcare	Reduced	26,396	-2,254	$2,856,575	−6.9%	5+	before history	0.92%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	12,703	-142	$2,847,250	+3.3%	5+	before history	0.91%
MKC	Mccormick & Co Inc Consumer Defensive	Reduced	31,837	-1,125	$2,838,586	−9.9%	5+	before history	0.91%
PPG	Ppg Industries Inc Basic Materials	Reduced	18,887	-609	$2,837,960	+0.9%	5+	before history	0.91%
ABT	Abbott Laboratories Healthcare	Reduced	23,659	-3,884	$2,835,294	−6.0%	5+	before history	0.91%
ADP	Automatic Data Processing Inc Technology	Reduced	14,995	-202	$2,826,107	+5.5%	5+	before history	0.91%
V	Visa Inc. Financial Services	Added	13,345	+1,620	$2,825,536	+10.2%	5+	before history	0.91%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	10,116	+1,070	$2,778,359	+14.7%	2	unpriced	0.89%
VEEV	Veeva Systems Inc Healthcare	Added	10,334	+1,180	$2,699,654	+8.3%	5+	before history	0.87%
MDT	Medtronic plc Healthcare	Reduced	22,632	-593	$2,673,518	−1.7%	5+	before history	0.86%
CINF	Cincinnati Financial Corp Financial Services	Reduced	25,796	-367	$2,659,309	+16.3%	5+	before history	0.85%
GD	General Dynamics Corp Industrials	Reduced	14,459	-67	$2,625,176	+21.4%	5+	before history	0.84%
CLX	Clorox Co Consumer Defensive	Reduced	13,448	-1,173	$2,593,850	−12.1%	5+	before history	0.83%
PEP	Pepsico Inc Consumer Defensive	Reduced	18,063	-729	$2,555,011	−8.3%	5+	before history	0.82%
GOOG	Alphabet Inc. Communication Services	NEW	1,228	NEW	$2,532,000	NEW	1	unpriced	0.81%
ECL	Ecolab Inc. Basic Materials	Reduced	11,820	-354	$2,530,307	−3.9%	5+	before history	0.81%
SWK	Stanley Black & Decker, Inc. Industrials	NEW	12,612	NEW	$2,518,238	NEW	1	$181.32	0.81%
ROP	Roper Technologies Inc Technology	Reduced	6,234	-181	$2,514,421	−9.1%	5+	before history	0.81%
BF-B	Brown Forman Corp Consumer Defensive	Reduced	36,004	-844	$2,483,195	−15.2%	5+	before history	0.80%
AMCR	Amcor plc Consumer Cyclical	NEW	203,111	NEW	$2,372,336	NEW	1	$11.40	0.76%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	17,452	-187	$2,363,524	−3.7%	4	$117.65	0.76%
TGT	Target Corp Consumer Defensive	NEW	11,762	NEW	$2,329,699	NEW	1	$187.16	0.75%
WMT	Walmart Inc. Consumer Defensive	Reduced	16,517	-201	$2,243,505	−6.9%	4	$124.34	0.72%
ISRG	Intuitive Surgical Inc Healthcare	Added	2,936	+308	$2,169,527	+0.9%	5+	before history	0.70%

Showing the top 50 of 107 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.