Hammer Asset Management, LLC

CIK

1749890

Location

AUBURN, CA

Portfolio Value

Micro $20,027,728

Diversification

Diversified

Filing Date

Global Rank

#5,902 / 6,028 ▼ 641 · as of Dec 2020

Top Industry

Drug Manufacturers - General 11.7%

Period ended 5 years ago

Filed Jan 19, 2021 · 5y

4 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.2%, 35.3 effective positions, active share 82.6% against the Dow Jones Industrial Average as of 2021-01-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 3.9 quarters, but 96.0% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2021-01-31, active share 82.6%; sector active share 31.0% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

40 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

5.4%

−1.7 pts

Top 5

20.2%

−5.0 pts

Top 10

36.2%

−4.4 pts

HHI

283

Diversified−32

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Consumer Cyclical	30.7%	$6,155,096	13
Technology	16.6%	$3,324,141	6
Industrials	12.8%	$2,563,834	5
Healthcare	11.0%	$2,208,910	4
Financial Services	9.5%	$1,911,493	3
Basic Materials	7.1%	$1,417,467	4
Unclassified	5.4%	$1,080,024	2
Communication Services	5.1%	$1,013,340	2
Energy	1.8%	$353,423	1

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
ORCL	Oracle Corp	+309	7,006	$453,218
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MCI	Barings Corporate Investors	−15,996	67,511	$889,794
GPK	Graphic Packaging Holding Co	−7,493	38,522	$652,562
AAPL	Apple Inc.	−6,802	5,033	$667,828
GT	Goodyear Tire & Rubber Co	−5,586	26,202	$285,863
TJX	Tjx Companies Inc	−4,309	9,735	$664,803
GM	General Motors Co	−3,619	14,013	$583,501
GNTX	Gentex Corp	−2,889	15,871	$538,503
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−2,784	5,824	$484,848
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−2,709	6,127	$595,176
PFE	Pfizer Inc	−2,660	13,446	$494,947
BHP	BHP Group Ltd	−2,053	4,044	$264,234
TSCO	Tractor Supply Co	−1,731	2,817	$396,013
INTC	Intel Corp	−1,698	9,736	$485,047
EMN	Eastman Chemical Co	−1,590	5,096	$511,026
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−1,498	5,386	$587,289
AMAT	Applied Materials Inc	−1,319	6,619	$571,219
LUV	Southwest Airlines Co	−1,253	5,881	$274,113
MPV	Barings Participation Investors	−1,251	50,542	$600,438
T	At&T Inc.	−1,222	11,432	$328,785
MGA	Magna International Inc	−1,182	5,486	$388,408
RIO	Rio Tinto PLC	−1,024	4,872	$366,471
ABBV	AbbVie Inc.	−1,015	6,657	$713,297
BBY	Best Buy Co Inc	−925	3,686	$367,825
CVX	Chevron Corp	−899	4,185	$353,423
C	Citigroup Inc	−843	6,832	$421,261
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
THO	Thor Industries Inc	4,920	$457,510
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
UPS	United Parcel Service Inc	1,539	$256,443
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

40 tracked positions · $20,027,728 total · filing declares 41 positions · $20,639,000 · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MCI	Barings Corporate Investors Financial Services	Reduced	67,511	-15,996	$889,794	−14.8%	4+	before history	4.44%
ABBV	AbbVie Inc. Healthcare	Reduced	6,657	-1,015	$713,297	+6.1%	4+	before history	3.56%
VZ	Verizon Communications Inc Communication Services	Reduced	11,652	-839	$684,555	−7.9%	4+	before history	3.42%
CMI	Cummins Inc Industrials	Reduced	3,011	-615	$683,798	−10.7%	4+	before history	3.41%
AAPL	Apple Inc. Technology	Reduced	5,033	-6,802	$667,828	−51.3%	4+	before history	3.33%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	9,735	-4,309	$664,803	−14.9%	4+	before history	3.32%
GPK	Graphic Packaging Holding Co Consumer Cyclical	Reduced	38,522	-7,493	$652,562	+0.6%	4+	before history	3.26%
CAT	Caterpillar Inc Industrials	Reduced	3,359	-410	$611,405	+8.8%	4+	before history	3.05%
MPV	Barings Participation Investors Financial Services	Reduced	50,542	-1,251	$600,438	+6.8%	4+	before history	3.00%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	6,127	-2,709	$595,176	−29.7%	4+	before history	2.97%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	5,386	-1,498	$587,289	+5.2%	4+	before history	2.93%
GM	General Motors Co Consumer Cyclical	Reduced	14,013	-3,619	$583,501	+11.8%	4+	before history	2.91%
AMAT	Applied Materials Inc Technology	Reduced	6,619	-1,319	$571,219	+21.0%	4+	before history	2.85%
AMGN	Amgen Inc Healthcare	Reduced	2,454	-139	$564,223	−14.4%	4+	before history	2.82%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	3,660	-812	$559,540	−14.0%	4+	before history	2.79%
IP	International Paper Co Consumer Cyclical	Reduced	11,192	-823	$556,465	+14.2%	4+	before history	2.78%
GNTX	Gentex Corp Consumer Cyclical	Reduced	15,871	-2,889	$538,503	+11.5%	4+	before history	2.69%
UNP	Union Pacific Corp Industrials	Reduced	2,540	-473	$528,878	−10.8%	4+	before history	2.64%
EMN	Eastman Chemical Co Basic Materials	Reduced	5,096	-1,590	$511,026	−2.2%	4+	before history	2.55%
PFE	Pfizer Inc Healthcare	Reduced	13,446	-2,660	$494,947	−16.3%	4+	before history	2.47%
INTC	Intel Corp Technology	Reduced	9,736	-1,698	$485,047	−18.1%	4+	before history	2.42%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	5,824	-2,784	$484,848	−32.0%	4+	before history	2.42%
MMM	3M Co Industrials	Reduced	2,664	-484	$465,640	−7.7%	4+	before history	2.32%
THO	Thor Industries Inc Consumer Cyclical	NEW	4,920	NEW	$457,510	NEW	1	$93.72	2.28%
ORCL	Oracle Corp Technology	Added	7,006	+309	$453,218	+13.4%	4+	before history	2.26%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	7,036	-221	$436,443	−0.2%	4+	before history	2.18%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,637	-325	$434,819	−20.2%	4+	before history	2.17%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	2,628	-556	$421,820	−20.1%	4+	before history	2.11%
C	Citigroup Inc Financial Services	Reduced	6,832	-843	$421,261	+27.3%	4+	before history	2.10%
WHR	Whirlpool Corp Consumer Cyclical	Reduced	2,255	-213	$407,004	−10.3%	4+	before history	2.03%
TSCO	Tractor Supply Co Consumer Cyclical	Reduced	2,817	-1,731	$396,013	−39.3%	4+	before history	1.98%
MGA	Magna International Inc Consumer Cyclical	Reduced	5,486	-1,182	$388,408	+27.3%	4+	before history	1.94%
BBY	Best Buy Co Inc Consumer Cyclical	Reduced	3,686	-925	$367,825	−28.3%	4+	before history	1.84%
RIO	Rio Tinto PLC Basic Materials	Reduced	4,872	-1,024	$366,471	+2.9%	4+	before history	1.83%
CVX	Chevron Corp Energy	Reduced	4,185	-899	$353,423	−3.4%	3	$89.53	1.76%
T	At&T Inc. Communication Services	Reduced	11,432	-1,222	$328,785	−8.9%	4+	before history	1.64%
GT	Goodyear Tire & Rubber Co Consumer Cyclical	Reduced	26,202	-5,586	$285,863	+17.2%	4+	before history	1.43%
NUE	Nucor Corp Basic Materials	Reduced	5,184	-290	$275,736	+12.3%	4+	before history	1.38%
LUV	Southwest Airlines Co Industrials	Reduced	5,881	-1,253	$274,113	+2.5%	4+	before history	1.37%
BHP	BHP Group Ltd Basic Materials	Reduced	4,044	-2,053	$264,234	−16.2%	4+	before history	1.32%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.