Capstone Financial Group, Inc.
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2020-09-30, active share 66.1%; sector active share 22.3% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
150 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020Portfolio Trend
Sector Breakdown
As of Sep 30, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 31.8% | $36,391,228 |
| Unclassified | 20.7% | $23,676,538 |
| Communication Services | 8.3% | $9,482,915 |
| Consumer Cyclical | 8.0% | $9,181,835 |
| Healthcare | 7.9% | $9,030,355 |
| Consumer Defensive | 7.6% | $8,711,480 |
| Financial Services | 7.2% | $8,256,045 |
| Industrials | 3.4% | $3,879,471 |
| Basic Materials | 2.4% | $2,753,775 |
| Real Estate | 1.7% | $1,991,052 |
| Energy | 0.7% | $791,117 |
| Utilities | 0.3% | $344,354 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AAPL | Apple Inc. | +74,523 | 100,712 | $11,663,456 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | +64,550 | 113,986 | $3,389,943 | |
| CGC | Canopy Growth Corp | +11,255 | 59,192 | $847,629 | |
| — | +8,328 | 11,203 | $142,000 | ||
| WMT | Walmart Inc. | +3,873 | 18,968 | $2,653,814 | |
| ABBV | AbbVie Inc. | +2,938 | 3,189 | $279,324 | |
| SHOO | Steven Madden, Ltd. | +2,729 | 4,207 | $82,036 | |
| BANF | Bancfirst Corp | +2,313 | 45,416 | $1,854,789 | |
| GSK | GSK plc | +2,261 | 38,995 | $1,439,590 | |
| GDX | VanEck Gold Miners ETF | +2,249 | 5,444 | $213,187 | |
| VZ | Verizon Communications Inc | +1,564 | 44,381 | $2,640,225 | |
| SGOL | abrdn Gold ETF Trust | +1,320 | 50,379 | $914,378 | |
| AGZ | iShares Agency Bond ETF | +1,055 | 109,906 | $0 | |
| RIO | Rio Tinto PLC | +901 | 26,130 | $1,577,990 | |
| INTC | Intel Corp | +891 | 45,194 | $2,340,145 | |
| T | At&T Inc. | +808 | 13,037 | $371,684 | |
| CAG | Conagra Brands Inc. | +724 | 36,470 | $1,302,343 | |
| MRK | Merck & Co., Inc. | +706 | 17,960 | $1,489,782 | |
| AFL | Aflac Inc | +693 | 6,651 | $241,763 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | +668 | 15,883 | $1,315,906 | |
| DEO | Diageo PLC | +554 | 9,538 | $1,313,001 | |
| DIS | Walt Disney Co | +452 | 13,241 | $1,642,943 | |
| PG | PROCTER & GAMBLE Co | +400 | 684 | $95,069 | |
| SYY | Sysco Corp | +400 | 5,278 | $328,397 | |
| MCD | Mcdonalds Corp | +371 | 1,630 | $357,768 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −13,598 | 36,185 | $1,110,879 | ||
| MDT | Medtronic plc | −9,814 | 3,040 | $315,916 | |
| HFXI | NYLIM ETF Trust | −5,751 | 57,829 | $1,150,218 | |
| DES | WisdomTree U.S. SmallCap Dividend Fund | −5,212 | 56,876 | $1,198,946 | |
| KO | Coca Cola Co | −3,398 | 30,691 | $1,515,214 | |
| CSCO | Cisco Systems, Inc. | −2,439 | 52,615 | $2,072,504 | |
| FWONA | Liberty Media Corp | −2,091 | 1,784 | $58,266 | |
| MCY | Mercury General Corp | −1,776 | 1,523 | $63,006 | |
| MSFT | Microsoft Corp | −1,689 | 18,397 | $3,869,441 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | −1,568 | 17,927 | $1,450,832 | |
| SHOP | Shopify Inc. | −1,472 | 7,495 | $7,667,160 | |
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | −1,250 | 13,441 | $2,491,961 | |
| JPM | Jpmorgan Chase & Co | −1,092 | 1,463 | $140,843 | |
| PB | Prosperity Bancshares Inc | −1,083 | 925 | $47,942 | |
| PFE | Pfizer Inc | −645 | 32,203 | $1,181,848 | |
| BCE | Bce Inc | −537 | 1,128 | $46,778 | |
| UNP | Union Pacific Corp | −504 | 277 | $54,532 | |
| MDB | MongoDB, Inc. | −497 | 15,229 | $3,525,665 | |
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUND | −366 | 2,089 | $231,106 | |
| BRK-B | Berkshire Hathaway Inc | −301 | 7,298 | $1,554,036 | |
| BIV | Vanguard Bond Index Funds | −295 | 7,683 | $718,206 | |
| CHKP | Check Point Software Technologies Ltd | −280 | 12,389 | $1,490,892 | |
| XSOE | WisdomTree Emerging Markets ex-State-Owned Enterprises Fund | −257 | 13,926 | $468,888 | |
| EXPE | Expedia Group, Inc. | −250 | 15,705 | $1,439,991 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | −224 | 37,294 | $3,802,496 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| Z | Zillow Group, Inc. | 21,308 | $2,164,679 | |
| MMIN | NYLIM ETF Trust | 18,242 | $496,182 | |
| AGNC | AGNC Investment Corp. | 22,872 | $318,149 | |
| PEP | Pepsico Inc | 2,052 | $284,407 | |
| — | 14,563 | $170,000 | ||
| NFLX | Netflix Inc | 195 | $97,505 | |
| — | 6,565 | $87,000 | ||
| LOB | Live Oak Bancshares, Inc. | 3,406 | $86,273 | |
| WPM | Wheaton Precious Metals Corp. | 1,672 | $82,045 | |
| FDX | Fedex Corp | 200 | $50,304 | |
| CRM | Salesforce, Inc. | 200 | $50,264 | |
| RRR | Red Rock Resorts, Inc. | 2,528 | $43,228 | |
| — | 500 | $31,820 | ||
| JCI | Johnson Controls International plc | 622 | $25,408 | |
| HL | Hecla Mining Co | 5,000 | $25,400 | |
| — | 2,000 | $25,000 | ||
| FCX | Freeport-Mcmoran Inc | 1,335 | $20,879 | |
| — | 192 | $20,851 | ||
| — | 226 | $20,792 | ||
| CMC | COMMERCIAL METALS Co | 1,000 | $19,980 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ABBNY | Abb Ltd | 15,309 | $341,696 | |
| CB | Chubb Ltd | 2,014 | $255,012 | |
| DOC | Healthpeak Properties, Inc. | 6,852 | $188,841 | |
| BYD | Boyd Gaming Corp | 6,103 | $127,552 | |
| ET | Energy Transfer LP | 15,150 | $96,000 | |
| LNG | Cheniere Energy, Inc. | 1,220 | $58,950 | |
| RNG | RingCentral, Inc. | 200 | $57,002 | |
| ORCL | Oracle Corp | 1,000 | $55,270 | |
| MAIN | Main Street Capital CORP | 1,723 | $53,636 | |
| SPHY | State Street(R) SPDR(R) Portfolio High Yield Bond ETF | 1,941 | $47,573 | |
| SLYV | State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF | 661 | $32,468 | |
| INFY | Infosys Ltd | 3,000 | $28,980 | |
| — | 500 | $26,080 | ||
| EOG | Eog Resources Inc | 491 | $24,874 | |
| BIIB | Biogen Inc. | 75 | $20,066 | |
| BMY | Bristol Myers Squibb Co | 332 | $19,521 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 100,712 | $11,663,456 | 10.19% | |
| SHOP |
Shopify Inc.
Technology
|
Reduced | 7,495 | $7,667,160 | 6.70% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 2,079 | $6,546,209 | 5.72% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 18,397 | $3,869,441 | 3.38% | |
| MINT |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
|
Reduced | 37,294 | $3,802,496 | 3.32% | |
| MDB |
MongoDB, Inc.
Technology
|
Reduced | 15,229 | $3,525,665 | 3.08% | |
| ANGL |
VanEck Fallen Angel High Yield Bond ETF
|
Added | 113,986 | $3,389,943 | 2.96% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 27,004 | $2,938,845 | 2.57% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Reduced | 14,612 | $2,879,002 | 2.51% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 18,968 | $2,653,814 | 2.32% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 44,381 | $2,640,225 | 2.31% | |
| MGK |
VANGUARD MEGA CAP GROWTH INDEX FUND
|
Reduced | 13,441 | $2,491,961 | 2.18% | |
| INTC |
Intel Corp
Technology
|
Added | 45,194 | $2,340,145 | 2.04% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 1,514 | $2,201,000 | 1.92% | |
| Z |
Zillow Group, Inc.
Communication Services
|
NEW | 21,308 | $2,164,679 | 1.89% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 52,615 | $2,072,504 | 1.81% | |
| LUV |
Southwest Airlines Co
Industrials
|
Reduced | 50,371 | $1,888,912 | 1.65% | |
| BANF |
Bancfirst Corp
Financial Services
|
Added | 45,416 | $1,854,789 | 1.62% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 13,241 | $1,642,943 | 1.44% | |
| RIO |
Rio Tinto PLC
Basic Materials
|
Added | 26,130 | $1,577,990 | 1.38% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 26,329 | $1,565,259 | 1.37% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 7,298 | $1,554,036 | 1.36% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 30,691 | $1,515,214 | 1.32% | |
| AMT |
American Tower Corp
Real Estate
|
Reduced | 6,209 | $1,500,901 | 1.31% | |
| CHKP |
Check Point Software Technologies Ltd
Technology
|
Reduced | 12,389 | $1,490,892 | 1.30% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 17,960 | $1,489,782 | 1.30% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 17,927 | $1,450,832 | 1.27% | |
| EXPE |
Expedia Group, Inc.
Consumer Cyclical
|
Reduced | 15,705 | $1,439,991 | 1.26% | |
| GSK |
GSK plc
Healthcare
|
Added | 38,995 | $1,439,590 | 1.26% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 15,883 | $1,315,906 | 1.15% | |
| DEO |
Diageo PLC
Consumer Defensive
|
Added | 9,538 | $1,313,001 | 1.15% | |
| CAG |
Conagra Brands Inc.
Consumer Defensive
|
Added | 36,470 | $1,302,343 | 1.14% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 9,952 | $1,210,859 | 1.06% | |
| DES |
WisdomTree U.S. SmallCap Dividend Fund
|
Reduced | 56,876 | $1,198,946 | 1.05% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 32,203 | $1,181,848 | 1.03% | |
| HFXI |
NYLIM ETF Trust
|
Reduced | 57,829 | $1,150,218 | 1.00% | |
|
|
Reduced | 36,185 | $1,110,879 | 0.97% | ||
| MNA |
NYLIM Merger Arbitrage ETF
|
Added | 31,848 | $1,071,366 | 0.94% | |
| SGOL |
abrdn Gold ETF Trust
|
Added | 50,379 | $914,378 | 0.80% | |
| CGC |
Canopy Growth Corp
Healthcare
|
Added | 59,192 | $847,629 | 0.74% | |
| VPU |
VANGUARD UTILITIES INDEX FUND
|
Reduced | 6,192 | $799,387 | 0.70% | |
| LDUR |
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
|
Added | 7,333 | $749,285 | 0.65% | |
| BIV |
Vanguard Bond Index Funds
|
Reduced | 7,683 | $718,206 | 0.63% | |
| VBK |
VANGUARD SMALL-CAP GROWTH INDEX FUND
|
Added | 3,225 | $693,149 | 0.61% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 1,053 | $569,904 | 0.50% | |
| V |
Visa Inc.
Financial Services
|
Held | 2,487 | $497,325 | 0.43% | |
| MMIN |
NYLIM ETF Trust
|
NEW | 18,242 | $496,182 | 0.43% | |
| XSOE |
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
|
Reduced | 13,926 | $468,888 | 0.41% | |
| MKC |
Mccormick & Co Inc
Consumer Defensive
|
Reduced | 2,005 | $389,170 | 0.34% | |
| CHD |
Church & Dwight Co Inc
Consumer Defensive
|
Reduced | 4,075 | $381,868 | 0.33% |
Showing the top 50 of 150 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.