Fi3 FINANCIAL ADVISORS, LLC

Registered adviser

CIK

1862427

Location

INDIANAPOLIS, IN

Portfolio Value

Small $319,965,207

Diversification

Diversified

Filing Date

Global Rank

#5,064 / 8,825 ▼ 617

Top Industry

Engineering & Construction 9.7%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

22 quarters · since Mar 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 168005

Roster of Nov 1, 2026

Regulatory AUM

$1,138,900,750

Main clients

Individuals and high net worth (97% of AUM)

Private funds

3 funds · Private equity funds

Focus by fund count, roster of Nov 1, 2026

$11,392,248 gross assets

Private funds on Schedule D 7.B.(1)

As filed Oct 21, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$2,481,210 gross assets in 2 funds Private equity funds $2,481,210 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,138,900,750	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$928,442,892	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$791,674,607	Individuals and high net worth (97%)
May 2023 to Mar 2024	$657,210,622	Individuals and high net worth (98%)
Apr 2023	$657,210,622	Individuals and high net worth (98%)
Sep 2022 to Mar 2023	$606,192,172	Individuals and high net worth (97%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 63.6% of the book (60%+)

Turnover

Medium turnover

79.9% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.2 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 72.4%; sector active share 38.3% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

232 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

20.8%

−8.6 pts

Top 5

48.9%

−8.7 pts

Top 10

63.6%

−7.3 pts

HHI

729

Diversified−420

Portfolio Trend

22 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.1%	$134,863,770	33
Industrials	18.7%	$59,959,433	34
Technology	15.0%	$47,987,567	51
Financial Services	8.4%	$26,967,581	29
Healthcare	4.6%	$14,731,898	25
Consumer Cyclical	4.4%	$14,151,735	20
Communication Services	3.4%	$10,821,430	11
Consumer Defensive	1.7%	$5,299,586	11
Energy	0.8%	$2,436,459	8
Utilities	0.6%	$2,030,503	6
Basic Materials	0.2%	$518,867	3
Real Estate	0.1%	$196,378	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GD	General Dynamics Corp	+479,639	480,692	$817,176
USRT	iShares Core U.S. REIT ETF	+298,624	311,720	$20,713,794
IJH	iShares Core S&P Mid-Cap ETF	+67,582	76,482	$5,897,527
COF	Capital One Financial Corp	+50,672	52,322	$1,437,285
SCZ	iShares MSCI EAFE Small-Cap ETF	+47,290	50,162	$4,126,827
IEMG	iShares Trust	+39,162	43,834	$3,631,208
META	Meta Platforms, Inc.	+37,885	42,015	$568,463
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+36,938	41,008	$6,436,205
PM	Philip Morris International Inc.	+36,276	38,097	$642,693
SNOW	Snowflake Inc.	+34,900	36,864	$884,736
LIN	Linde PLC	+29,203	30,012	$91,537
AXP	American Express Co	+26,066	27,172	$9,190,929
EME	EMCOR Group, Inc.	+20,793	21,307	$17,682,253
SCHV	Schwab U.S. Large-Cap Value ETF	+17,760	30,834	$1,073,331
MHK	Mohawk Industries Inc	+14,885	17,042	$2,067,705
BRK-B	Berkshire Hathaway Inc	+11,895	16,091	$916,860
GEV	GE Vernova Inc.	+10,999	11,808	$742,634
BURL	Burlington Stores, Inc.	+9,547	10,628	$3,366,950
DIS	Walt Disney Co	+9,051	12,583	$1,211,113
FDX	Fedex Corp	+8,727	10,539	$3,300,077
NBIX	Neurocrine Biosciences Inc	+6,734	9,028	$1,521,579
GILD	Gilead Sciences, Inc.	+6,096	9,091	$1,148,556
WDC	Western Digital Corp	+5,323	7,720	$637,956
VOO	VANGUARD 500 INDEX FUND	+5,282	12,516	$1,206,918
ABBV	AbbVie Inc.	+5,266	7,080	$1,781,611
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VEA	Vanguard FTSE Developed Markets ETF	−642,474	4,920	$350,550
GNSS	Genasys Inc.	−479,867	825	$1,402
SCHP	Schwab U.S. TIPS ETF	−467,650	13,074	$346,461
IJR	iShares Core S&P Small-Cap ETF	−312,083	8,900	$1,319,959
IVV	iShares Core S&P 500 ETF	−73,317	3,154	$301,001
IEFA	iShares Core MSCI EAFE ETF	−43,048	1,459	$140,910
NVDA	Nvidia Corp	−42,897	5,449	$1,090,290
AAPL	Apple Inc.	−42,864	1,091	$315,691
EFA	iShares MSCI EAFE ETF	−41,002	10,136	$1,052,927
SPNT	SiriusPoint Ltd	−34,368	2,739	$65,736
MESO	Mesoblast Ltd	−34,124	7,891	$106,765
PCG	PG&E Corp	−30,381	12,590	$211,763
LRMR	Larimar Therapeutics, Inc.	−26,578	2,915	$8,890
SCHG	Schwab U.S. Large-Cap Growth ETF	−22,614	8,220	$278,164
SPY	Spdr S&P 500 ETF Trust	−22,345	3,643	$333,845
AMZN	Amazon Com Inc	−20,747	4,471	$1,065,618
VB	Vanguard Index Funds	−20,109	6,617	$2,005,745
GOOG	Alphabet Inc.	−16,812	4,717	$1,666,657
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−16,354	25,168	$9,313,166
MSFT	Microsoft Corp	−12,354	4,089	$1,525,278
INTC	Intel Corp	−12,023	3,240	$452,401
BAC	Bank Of America Corp	−10,815	2,436	$138,803
BMY	Bristol Myers Squibb Co	−10,556	4,064	$234,167
NFLX	Netflix Inc	−9,688	1,186	$84,680
XOM	ExxonMobil Holdings Corp	−8,154	1,547	$211,505
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VO	VANGUARD MID-CAP INDEX FUND	671,664	$54,115,968
MDY	Spdr S&P Midcap 400 ETF Trust	25,046	$17,615,853
AIT	Applied Industrial Technologies Inc	46,397	$15,689,145
STX	Seagate Technology Holdings plc	535,463	$14,189,772
ODFL	Old Dominion Freight Line, Inc.	53,747	$11,641,600
INTU	Intuit Inc.	14,027	$3,661,047
GOOGL	Alphabet Inc.	10,233	$3,656,967
PANW	Palo Alto Networks Inc	6,863	$2,340,420
TXN	Texas Instruments Inc	7,098	$2,115,700
CHTR	Charter Communications, Inc.	11,751	$1,671,109
QCOM	Qualcomm Inc	7,599	$1,404,219
HLT	Hilton Worldwide Holdings Inc.	3,551	$1,173,463
NET	Cloudflare, Inc.	4,556	$1,117,495
APP	AppLovin Corp	2,000	$1,030,460
MO	Altria Group, Inc.	13,851	$996,579
ATO	Atmos Energy Corp	5,724	$986,073
KEYS	Keysight Technologies, Inc.	18,459	$933,472
CRWD	CrowdStrike Holdings, Inc.	1,091	$832,585
ARW	Arrow Electronics, Inc.	3,753	$800,927
GLW	Corning Inc	2,784	$711,117
TMO	Thermo Fisher Scientific Inc.	1,340	$671,822
MDB	MongoDB, Inc.	1,777	$596,894
MOH	Molina Healthcare, Inc.	2,524	$577,238
LITE	Lumentum Holdings Inc.	647	$555,164
CW	Curtiss Wright Corp	687	$520,581
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CGMU	Capital Group Municipal Income ETF	50,187	$1,362,577
MU	Micron Technology Inc	3,977	$1,343,589
MKL	Markel Group Inc.	668	$1,278,598
VNQ	VANGUARD REAL ESTATE INDEX FUND	13,119	$1,163,655
GM	General Motors Co	9,415	$701,417
AMAT	Applied Materials Inc	1,875	$640,856
PNC	Pnc Financial Services Group, Inc.	2,695	$560,802
ORCL	Oracle Corp	3,711	$545,925
SLV	iShares Silver Trust	7,501	$511,118
JBHT	Hunt J B Transport Services Inc	1,996	$422,952
UNH	Unitedhealth Group Inc	1,542	$417,249
HON	Honeywell International Inc	1,697	$383,572
KO	Coca Cola Co	4,982	$378,881
CNC	Centene Corp	11,514	$376,968
MCK	Mckesson Corp	415	$359,124
BSX	Boston Scientific Corp	4,878	$306,094
ITT	Itt Inc.	1,548	$294,940
AMP	Ameriprise Financial Inc	651	$289,304
ULTA	Ulta Beauty, Inc.	540	$282,263
MDT	Medtronic plc	3,254	$281,959
LULU	lululemon athletica inc.	1,826	$279,560
DOW	Dow Inc.	6,673	$277,930
LVS	Las Vegas Sands Corp	5,134	$276,619
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	2,922	$276,362
NYT	New York Times Co	3,229	$270,364
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

232 tracked positions · $319,965,207 total · filing declares 233 positions · $417,903,273 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 232 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VO	VANGUARD MID-CAP INDEX FUND	NEW	671,664	NEW	$54,115,968	NEW	1	unpriced	16.91%
USRT	iShares Core U.S. REIT ETF	Added	311,720	+298,624	$20,713,794	+2572.2%	22	before history	6.47%
EME	EMCOR Group, Inc. Industrials	Added	21,307	+20,793	$17,682,253	+4559.5%	3	$841.84	5.53%
MDY	Spdr S&P Midcap 400 ETF Trust	NEW	25,046	NEW	$17,615,853	NEW	1	$669.65	5.51%
AIT	Applied Industrial Technologies Inc Industrials	NEW	46,397	NEW	$15,689,145	NEW	1	$306.79	4.90%
STX	Seagate Technology Holdings plc Technology	NEW	535,463	NEW	$14,189,772	NEW	1	unpriced	4.43%
ODFL	Old Dominion Freight Line, Inc. Industrials	NEW	53,747	NEW	$11,641,600	NEW	1	$215.92	3.64%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	25,168	-16,354	$9,313,166	−30.1%	22	before history	2.91%
AXP	American Express Co Financial Services	Added	27,172	+26,066	$9,190,929	+2647.3%	8	$318.44	2.87%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	41,008	+36,938	$6,436,205	+1043.3%	5	$150.33	2.01%
IJH	iShares Core S&P Mid-Cap ETF	Added	76,482	+67,582	$5,897,527	+881.3%	12	unpriced	1.84%
BLK	BlackRock, Inc. Financial Services	Added	4,879	+4,597	$4,691,451	+1629.9%	7	$1,034.59	1.47%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	50,162	+47,290	$4,126,827	+1732.6%	7	unpriced	1.29%
INTU	Intuit Inc. Technology	NEW	14,027	NEW	$3,661,047	NEW	1	$348.33	1.14%
GOOGL	Alphabet Inc. Communication Services	NEW	10,233	NEW	$3,656,967	NEW	1	$359.97	1.14%
IEMG	iShares Trust	Added	43,834	+39,162	$3,631,208	—	16	unpriced	1.13%
BURL	Burlington Stores, Inc. Consumer Cyclical	Added	10,628	+9,547	$3,366,950	+857.2%	2	$320.84	1.05%
FDX	Fedex Corp Industrials	Added	10,539	+8,727	$3,300,077	+411.3%	5	unpriced	1.03%
PANW	Palo Alto Networks Inc Technology	NEW	6,863	NEW	$2,340,420	NEW	1	$228.90	0.73%
TXN	Texas Instruments Inc Technology	NEW	7,098	NEW	$2,115,700	NEW	1	$277.43	0.66%
MHK	Mohawk Industries Inc Consumer Cyclical	Added	17,042	+14,885	$2,067,705	+873.6%	2	$106.60	0.65%
VB	Vanguard Index Funds	Reduced	6,617	-20,109	$2,005,745	−71.3%	22	before history	0.63%
JNJ	Johnson & Johnson Healthcare	Added	7,501	+2,365	$1,905,028	+51.7%	22	before history	0.60%
ABBV	AbbVie Inc. Healthcare	Added	7,080	+5,266	$1,781,611	+351.6%	16	$198.02	0.56%
CB	Chubb Ltd Financial Services	Added	5,102	+3,517	$1,738,455	+236.5%	6	$312.97	0.54%
CHTR	Charter Communications, Inc. Communication Services	NEW	11,751	NEW	$1,671,109	NEW	1	$166.89	0.52%
GOOG	Alphabet Inc. Communication Services	Reduced	4,717	-16,812	$1,666,657	−73.0%	22	before history	0.52%
MSFT	Microsoft Corp Technology	Reduced	4,089	-12,354	$1,525,278	−74.9%	22	before history	0.48%
NBIX	Neurocrine Biosciences Inc Healthcare	Added	9,028	+6,734	$1,521,579	+403.5%	3	$146.54	0.48%
ADI	Analog Devices Inc Technology	Added	3,746	+2,766	$1,487,798	+377.2%	5	$346.73	0.46%
EXPE	Expedia Group, Inc. Consumer Cyclical	Added	5,681	+4,398	$1,453,654	+390.7%	5	$222.45	0.45%
COF	Capital One Financial Corp Financial Services	Added	52,322	+50,672	$1,437,285	+377.5%	5	unpriced	0.45%
QCOM	Qualcomm Inc Technology	NEW	7,599	NEW	$1,404,219	NEW	1	$187.00	0.44%
IJR	iShares Core S&P Small-Cap ETF	Reduced	8,900	-312,083	$1,319,959	−96.7%	22	before history	0.41%
DIS	Walt Disney Co Communication Services	Added	12,583	+9,051	$1,211,113	+255.8%	7	$103.08	0.38%
VOO	VANGUARD 500 INDEX FUND	Added	12,516	+5,282	$1,206,918	−72.1%	22	before history	0.38%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	NEW	3,551	NEW	$1,173,463	NEW	1	$328.65	0.37%
GILD	Gilead Sciences, Inc. Healthcare	Added	9,091	+6,096	$1,148,556	+175.2%	7	$121.50	0.36%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	3,451	-4,150	$1,129,615	−49.5%	22	before history	0.35%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,195	+22	$1,117,886	−4.4%	16	$777.48	0.35%
NET	Cloudflare, Inc. Technology	NEW	4,556	NEW	$1,117,495	NEW	1	$218.77	0.35%
C	Citigroup Inc Financial Services	Added	7,963	+1,777	$1,114,501	+58.9%	8	$85.43	0.35%
NVDA	Nvidia Corp Technology	Reduced	5,449	-42,897	$1,090,290	−87.1%	15	$91.80	0.34%
VLO	Valero Energy Corp Energy	Added	4,174	+3,350	$1,087,076	+433.9%	2	$238.31	0.34%
VRSN	Verisign Inc Technology	Added	4,294	+2,927	$1,080,198	+218.2%	6	$266.31	0.34%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	30,834	+17,760	$1,073,331	+169.2%	8	unpriced	0.34%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,471	-20,747	$1,065,618	−79.7%	22	before history	0.33%
EFA	iShares MSCI EAFE ETF	Reduced	10,136	-41,002	$1,052,927	−78.8%	22	before history	0.33%
APP	AppLovin Corp Communication Services	NEW	2,000	NEW	$1,030,460	NEW	1	$482.62	0.32%
IWB	iShares Russell 1000 ETF	Reduced	2,500	-367	$1,023,750	+0.1%	17	unpriced	0.32%

Showing the top 50 of 232 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.