EdgeRock Capital LLC

Registered adviser

CIK

1908378

Location

DENVER, CO

Portfolio Value

Small $416,343,150

Diversification

Diversified

Filing Date

Global Rank

#4,169 / 8,811 ▲ 33

Top Industry

Asset Management 35.4%

Period ended 4 months ago

Filed Jul 24, 2026 · 3mo

17 quarters · since Jun 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 312325

Roster of Oct 1, 2026

Regulatory AUM

$578,894,175

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$578,894,175	Individuals and high net worth (97%)
Mar 2025 to Jan 2026	$470,476,415	Individuals and high net worth (97%)
Mar 2024 to Feb 2025	$325,099,616	Individuals and high net worth (97%)
May 2023 to Feb 2024	$252,895,716	Individuals and high net worth (96%)
Mar 2023 to Apr 2023	$252,895,716	Individuals and high net worth (96%)
Apr 2022 to Feb 2023	$231,151,051	Individuals and high net worth (96%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.4% of the book (60%+)

Turnover

Low turnover

7.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 77.2%; sector active share 60.1% against the combined 13F book's sector weights.

Over time 17 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

134 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

19.9%

−1.3 pts

Top 5

51.7%

−1.0 pts

Top 10

72.4%

−1.0 pts

HHI

779

Diversified−49

Portfolio Trend

17 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.0%	$282,968,912	52
Financial Services	13.2%	$55,075,538	15
Technology	9.5%	$39,564,719	24
Industrials	2.3%	$9,572,327	12
Communication Services	2.0%	$8,293,644	5
Consumer Cyclical	1.8%	$7,584,191	6
Healthcare	1.3%	$5,290,101	6
Consumer Defensive	0.8%	$3,503,616	5
Energy	0.8%	$3,257,302	5
Utilities	0.2%	$632,248	2
Basic Materials	0.1%	$600,552	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FELC	Fidelity Enhanced Large Cap Core ETF	+62,155	1,980,837	$83,016,878
UCON	First Trust Smith Unconstrained Bond ETF	+52,089	842,625	$20,964,510
SYZ	Lazard US Systematic Small Cap Equity ETF	+16,656	542,677	$16,784,999
JIRE	JPMorgan International Research Enhanced Equity ETF	+16,234	378,709	$31,239,705
—		+9,951	272,049	$7,821,408
FTLS	First Trust Long/Short Equity ETF	+9,451	210,937	$15,567,150
—		+7,798	38,359	$1,258,558
FBND	Fidelity Total Bond ETF	+7,209	361,305	$16,435,764
VNLA	Janus Henderson Short Duration Income ETF	+7,200	18,922	$924,623
IWF	iShares Russell 1000 Growth ETF	+6,172	8,426	$0
VO	VANGUARD MID-CAP INDEX FUND	+5,949	7,932	$639,081
LMBS	First Trust Low Duration Opportunities ETF	+5,862	150,044	$7,469,190
—		+5,696	236,592	$10,916,354
AAPL	Apple Inc.	+5,342	34,565	$10,001,728
FTSM	First Trust Enhanced Short Maturity ETF	+4,784	94,414	$5,639,348
TBLL	Invesco Short Term Treasury ETF	+2,957	35,950	$3,795,241
QQQM	Invesco Ltd.	+2,605	154,804	$46,900,967
XOM	ExxonMobil Holdings Corp	+1,939	7,207	$985,341
MSFT	Microsoft Corp	+1,852	13,406	$5,000,706
VTV	VANGUARD VALUE INDEX FUND	+1,850	72,356	$15,768,543
NVDA	Nvidia Corp	+1,829	41,552	$8,314,139
JNJ	Johnson & Johnson	+1,264	4,952	$1,257,659
AMD	Advanced Micro Devices Inc	+1,238	2,641	$1,534,183
RRC	Range Resources Corp	+1,136	7,139	$265,499
BAC	Bank Of America Corp	+921	8,746	$498,347
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DD	DuPont de Nemours, Inc.	−7,665	2,748	$372,738
FMB	First Trust Managed Municipal ETF	−7,391	68,971	$3,542,833
JAAA	Janus Henderson AAA CLO ETF	−4,679	58,578	$2,957,603
VRT	Vertiv Holdings Co	−1,451	4,312	$1,443,743
WFC	Wells Fargo & Company	−978	3,246	$268,249
IJR	iShares Core S&P Small-Cap ETF	−955	7,916	$0
IWD	iShares Russell 1000 Value ETF	−942	1,476	$0
NFLX	Netflix Inc	−899	4,456	$318,158
IEMG	iShares Trust	−888	4,729	$0
QQQ	Invesco Qqq Trust, Series 1	−689	11,506	$8,473,018
VOO	VANGUARD 500 INDEX FUND	−663	11,523	$7,914,111
CSCO	Cisco Systems, Inc.	−464	7,060	$829,267
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	−463	4,508	$308,978
BUFR	FT Vest Laddered Buffer ETF	−400	20,110	$734,618
KO	Coca Cola Co	−381	4,333	$352,142
JIVE	JPMorgan International Value ETF	−345	2,720	$250,114
FBTC	Fidelity Wise Origin Bitcoin Fund	−319	4,535	$231,511
CRWD	CrowdStrike Holdings, Inc.	−272	1,225	$934,846
LMT	Lockheed Martin Corp	−206	4,608	$2,347,591
ORCL	Oracle Corp	−174	2,591	$379,711
CMI	Cummins Inc	−171	1,051	$749,583
PGR	Progressive Corp	−128	3,609	$788,386
—		−122	3,191	$292,423
COP	Conocophillips	−120	2,141	$222,578
APH	Amphenol Corp	−110	1,984	$699,637
No positions match the current search.

New Positions

Positions the filer opened this quarter

16 positions

Ticker	Company	Shares	Value
INTC	Intel Corp	4,609	$643,554
GLW	Corning Inc	1,946	$497,066
KLAC	Kla Corp	1,331	$401,576
AXP	American Express Co	1,175	$397,443
TSM	Taiwan Semiconductor Manufacturing Co Ltd	761	$363,430
XYL	Xylem Inc.	2,885	$341,035
WDC	Western Digital Corp	526	$335,966
SRE	Sempra	3,200	$296,672
SCIO	First Trust Structured Credit Income Opportunities ETF	13,977	$288,904
QCOM	Qualcomm Inc	1,507	$278,478
TXN	Texas Instruments Inc	856	$255,147
MS	Morgan Stanley	1,186	$247,921
VUG	VANGUARD GROWTH INDEX FUND	2,724	$234,645
AMGN	Amgen Inc	569	$206,046
PNC	Pnc Financial Services Group, Inc.	824	$202,885
SOXX	iShares Semiconductor ETF	360	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
DPZ	Dominos Pizza Inc	1,512	$542,490
HDSN	Hudson Technologies Inc	90,517	$532,239
DHR	Danaher Corp	2,675	$507,180
DOW	Dow Inc.	6,434	$267,976
ISRG	Intuitive Surgical Inc	544	$250,778
REMX	VanEck Rare Earth and Strategic Metals ETF	2,696	$237,248
ABT	Abbott Laboratories	2,058	$211,294
FDX	Fedex Corp	575	$204,803
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

134 tracked positions · $416,343,150 total · filing declares 134 positions · $441,347,281 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 134 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
FELC	Fidelity Enhanced Large Cap Core ETF	Added	1,980,837	+62,155	$83,016,878	+19.3%	5	$32.34	19.94%
QQQM	Invesco Ltd. Financial Services	Added	154,804	+2,605	$46,900,967	+29.7%	12	$193.11	11.26%
JIRE	JPMorgan International Research Enhanced Equity ETF	Added	378,709	+16,234	$31,239,705	+13.8%	6	$69.78	7.50%
UCON	First Trust Smith Unconstrained Bond ETF	Added	842,625	+52,089	$20,964,510	+7.1%	11	unpriced	5.04%
SYZ	Lazard US Systematic Small Cap Equity ETF	Added	542,677	+16,656	$16,784,999	+22.3%	4	unpriced	4.03%
FBND	Fidelity Total Bond ETF	Added	361,305	+7,209	$16,435,764	+1.7%	5	$45.30	3.95%
VTV	VANGUARD VALUE INDEX FUND	Added	72,356	+1,850	$15,768,543	—	5	unpriced	3.79%
FTLS	First Trust Long/Short Equity ETF	Added	210,937	+9,451	$15,567,150	+9.8%	9	$64.16	3.74%
		Added	236,592	+5,696	$10,916,354	+12.7%	9	$40.64	2.62%
AAPL	Apple Inc. Technology	Added	34,565	+5,342	$10,001,728	+34.9%	8	$232.86	2.40%
QQQ	Invesco Qqq Trust, Series 1	Reduced	11,506	-689	$8,473,018	+20.4%	8	$483.65	2.04%
NVDA	Nvidia Corp Technology	Added	41,552	+1,829	$8,314,139	+20.0%	16	unpriced	2.00%
VOO	VANGUARD 500 INDEX FUND	Reduced	11,523	-663	$7,914,111	—	5	unpriced	1.90%
		Added	272,049	+9,951	$7,821,408	+9.2%	9	$27.95	1.88%
LMBS	First Trust Low Duration Opportunities ETF	Added	150,044	+5,862	$7,469,190	+4.0%	11	$47.69	1.79%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	17,372	+43	$6,428,334	—	5	unpriced	1.54%
FTSM	First Trust Enhanced Short Maturity ETF	Added	94,414	+4,784	$5,639,348	+5.2%	11	$59.88	1.35%
MSFT	Microsoft Corp Technology	Added	13,406	+1,852	$5,000,706	+16.9%	5	$439.54	1.20%
GOOGL	Alphabet Inc. Communication Services	Reduced	12,437	-68	$4,444,610	+23.6%	17	before history	1.07%
AMZN	Amazon Com Inc Consumer Cyclical	Added	17,223	+668	$4,104,929	+19.1%	8	$196.69	0.99%
TBLL	Invesco Short Term Treasury ETF	Added	35,950	+2,957	$3,795,241	+9.0%	11	$105.60	0.91%
FMB	First Trust Managed Municipal ETF	Reduced	68,971	-7,391	$3,542,833	−8.4%	11	$50.16	0.85%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,666	-54	$3,484,428	+13.5%	17	before history	0.84%
JAAA	Janus Henderson AAA CLO ETF	Reduced	58,578	-4,679	$2,957,603	−7.2%	8	$50.68	0.71%
RDVY	First Trust Rising Dividend Achievers ETF	Added	34,789	+910	$2,819,996	+21.9%	16	$58.69	0.68%
AVGO	Broadcom Inc. Technology	Added	6,797	+548	$2,567,566	+32.8%	12	unpriced	0.62%
LMT	Lockheed Martin Corp Industrials	Reduced	4,608	-206	$2,347,591	−19.3%	5	$477.88	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,731	+209	$1,989,858	+18.4%	17	before history	0.48%
META	Meta Platforms, Inc. Communication Services	Added	2,986	+17	$1,681,983	−1.0%	14	$416.21	0.40%
GOOG	Alphabet Inc. Communication Services	Added	4,613	+600	$1,629,911	+41.6%	14	$181.89	0.39%
MU	Micron Technology Inc Technology	Added	1,409	+461	$1,626,394	+407.8%	3	$399.73	0.39%
JPM	Jpmorgan Chase & Co Financial Services	Added	4,905	+592	$1,605,553	+26.5%	12	$217.88	0.39%
WMT	Walmart Inc. Consumer Defensive	Added	13,766	+81	$1,559,137	−8.3%	5	$102.30	0.37%
AMD	Advanced Micro Devices Inc Technology	Added	2,641	+1,238	$1,534,183	+437.5%	3	$311.03	0.37%
VRT	Vertiv Holdings Co Industrials	Reduced	4,312	-1,451	$1,443,743	−0.0%	11	$68.60	0.35%
LLY	ELI LILLY & Co Healthcare	Added	1,189	+199	$1,426,122	+56.6%	5	$842.33	0.34%
RTX	RTX Corp Industrials	Reduced	7,499	-99	$1,422,785	−2.9%	8	$116.69	0.34%
ONTO	Onto Innovation Inc. Technology	Reduced	3,658	-1	$1,384,370	+84.5%	4	$107.19	0.33%
UNH	Unitedhealth Group Inc Healthcare	Added	3,126	+34	$1,299,259	+55.3%	17	before history	0.31%
		Added	38,359	+7,798	$1,258,558	+40.3%	6	$29.46	0.30%
JNJ	Johnson & Johnson Healthcare	Added	4,952	+1,264	$1,257,659	+39.5%	5	$182.18	0.30%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,507	+83	$1,254,477	+8.0%	8	$457.70	0.30%
AMAT	Applied Materials Inc Technology	Reduced	1,638	-19	$1,184,274	+109.1%	8	$203.39	0.28%
CCJ	Cameco Corp Energy	Held	10,195	0	$1,038,462	−6.2%	11	$42.23	0.25%
XOM	ExxonMobil Holdings Corp Energy	Added	7,207	+1,939	$985,341	+10.2%	12	$122.77	0.24%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	1,225	-272	$934,846	+60.0%	9	$303.98	0.22%
VNLA	Janus Henderson Short Duration Income ETF	Added	18,922	+7,200	$924,623	+61.4%	6	$49.03	0.22%
VIG	Vanguard Specialized Funds	Held	3,907	0	$924,474	+10.0%	5	$193.82	0.22%
V	Visa Inc. Financial Services	Added	2,532	+270	$868,703	+27.1%	12	$271.14	0.21%
CSCO	Cisco Systems, Inc. Technology	Reduced	7,060	-464	$829,267	+42.0%	12	$57.53	0.20%

Showing the top 50 of 134 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.