SBK Financial, Inc.

Registered adviser

CIK

1911894

Location

RICHMOND, VA

Portfolio Value

Small $206,196,817

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,388 / 8,827 ▲ 366 · as of Jun 2026

Top Industry

Consumer Electronics 17.6%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

8 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 132513

Roster of Nov 1, 2026

Regulatory AUM

$1,538,440,735

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,538,440,735	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$1,203,976,372	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$1,134,816,590	Individuals and high net worth (98%)
May 2023 to Mar 2024	$994,400,152	Individuals and high net worth (98%)
Apr 2023	$994,400,152	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$1,023,810,324	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 68.3%; sector active share 54.0% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

186 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

41.9%

+16.1 pts

Top 5

76.3%

+11.4 pts

Top 10

85.3%

+9.1 pts

HHI

2,260

Moderately concentrated+1,019

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	76.4%	$157,464,055	68
Technology	8.6%	$17,821,550	18
Communication Services	3.6%	$7,356,081	12
Consumer Cyclical	2.8%	$5,863,577	17
Healthcare	2.6%	$5,275,822	13
Financial Services	1.7%	$3,501,366	18
Energy	1.4%	$2,973,695	5
Consumer Defensive	1.4%	$2,826,300	9
Industrials	1.2%	$2,482,463	20
Basic Materials	0.2%	$365,555	4
Real Estate	0.1%	$245,535	1
Utilities	0.0%	$20,818	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
DFAI	Dimensional International Core Equity Market ETF	+173,117	630,457	$26,119,833
DFAE	Dimensional Emerging Core Equity Market ETF	+100,069	271,477	$10,671,760
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+92,256	93,371	$31,543,524
VOO	VANGUARD 500 INDEX FUND	+19,124	55,861	$39,150,740
VB	Vanguard Index Funds	+10,227	42,020	$11,954,269
DFLV	Dimensional US Large Cap Value ETF	+6,124	18,838	$756,722
DFAS	Dimensional U.S. Small Cap ETF	+1,035	14,986	$1,160,216
PFE	Pfizer Inc	+31	13,031	$371,644
—		+24	3,481	$0
IBIT	iShares Bitcoin Trust ETF	+10	135	$6,390
RSP	Victory Portfolios II	+3	3,072	$0
IWO	iShares Russell 2000 Growth ETF	+1	1,239	$442,199
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PPG	Ppg Industries Inc	−5,100	2,594	$270,632
XOM	ExxonMobil Holdings Corp	−3,187	13,149	$2,139,999
KO	Coca Cola Co	−2,429	10,000	$860,800
DIS	Walt Disney Co	−1,857	6,000	$629,400
IWS	iShares Russell Mid-Cap Value ETF	−1,391	5,449	$875,872
HD	Home Depot, Inc.	−1,258	354	$100,709
WMT	Walmart Inc.	−998	15	$1,558
CVX	Chevron Corp	−900	3,600	$735,156
AAPL	Apple Inc.	−808	25,773	$8,582,924
IWR	iShares Russell Mid-Cap ETF	−770	1,544	$164,760
JNJ	Johnson & Johnson	−732	6,039	$1,598,764
TFC	Truist Financial Corp	−700	702	$32,502
MSFT	Microsoft Corp	−482	11,328	$5,810,131
JPM	Jpmorgan Chase & Co	−305	4,011	$1,326,959
TJX	Tjx Companies Inc	−200	214	$28,314
VZ	Verizon Communications Inc	−200	1,100	$50,457
IWM	iShares Russell 2000 ETF	−161	866	$240,652
BAC	Bank Of America Corp	−134	1,400	$76,202
SBUX	Starbucks Corp	−120	910	$85,503
PG	PROCTER & GAMBLE Co	−100	613	$89,056
ETN	Eaton Corp plc	−100	100	$42,971
NSC	Norfolk Southern Corp	−100	1,687	$521,283
D	Dominion Energy, Inc	−100	344	$20,818
DHR	Danaher Corp	−100	3,400	$753,270
SPY	Spdr S&P 500 ETF Trust	−55	6,064	$4,624,588
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
CEPL	Capstone Energy Plus, Inc.	2,000	$8,960
FANG	Diamondback Energy, Inc.	15	$2,757
KEEL	Keel Infrastructure Corp.	250	$882
JBLU	Jetblue Airways Corp	100	$423
VTRS	Viatris Inc	3	$53
No positions match the current search.

Sold Out

Positions the filer fully exited

24 positions

Ticker	Company	Shares	Value
KLAC	Kla Corp	600	$181,026
BNY	Bank of New York Mellon Corp	559	$80,836
AVSC	Avantis U.S. Small Cap Equity ETF	716	$52,511
LIN	Linde PLC	100	$51,894
PANW	Palo Alto Networks Inc	150	$51,153
ADP	Automatic Data Processing Inc	200	$44,790
—		75	$21,796
DE	Deere & Co	33	$20,932
NEE	Nextera Energy Inc	200	$17,554
UDR	UDR, Inc.	432	$17,245
EMR	Emerson Electric Co	100	$14,315
PEP	Pepsico Inc	102	$13,810
HON	Honeywell International Inc	50	$11,195
HONA	Honeywell Aerospace Inc.	50	$11,054
SO	Southern Co	100	$9,571
QCOM	Qualcomm Inc	47	$8,685
GILD	Gilead Sciences, Inc.	64	$8,085
REGN	Regeneron Pharmaceuticals, Inc.	12	$7,482
PLD	Prologis, Inc.	52	$7,044
ABNB	Airbnb, Inc.	44	$6,296
FSSL	FS Specialty Lending Fund	478	$5,329
GLD	Spdr Gold Trust	12	$4,420
EL	Estee Lauder Companies Inc	50	$3,947
FTV	Fortive Corp	50	$3,054
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

186 tracked positions · $206,196,817 total · filing declares 188 positions · $208,985,212 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 186 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	55,861	+19,124	$39,150,740	+55.2%	18.99%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	93,371	+92,256	$31,543,524	+7635.9%	15.30%
DFAI	Dimensional International Core Equity Market ETF	Added	630,457	+173,117	$26,119,833	+38.5%	12.67%
VB	Vanguard Index Funds	Added	42,020	+10,227	$11,954,269	+24.0%	5.80%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	271,477	+100,069	$10,671,760	+54.8%	5.18%
AAPL	Apple Inc. Technology	Reduced	25,773	-808	$8,582,924	+11.6%	4.16%
MSFT	Microsoft Corp Technology	Reduced	11,328	-482	$5,810,131	+31.9%	2.82%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,064	-55	$4,624,588	+1.2%	2.24%
GOOGL	Alphabet Inc. Communication Services	Held	12,437	0	$4,279,322	−3.7%	2.08%
AMZN	Amazon Com Inc Consumer Cyclical	Held	13,756	0	$3,427,307	+4.5%	1.66%
IVV	iShares Core S&P 500 ETF	Held	4,130	0	$3,162,960	+2.3%	1.53%
IVW	iShares S&P 500 Growth ETF	Held	17,635	0	$2,508,755	+3.4%	1.22%
XOM	ExxonMobil Holdings Corp Energy	Reduced	13,149	-3,187	$2,139,999	−4.2%	1.04%
VEA	Vanguard FTSE Developed Markets ETF	Held	29,991	0	$2,117,664	−0.9%	1.03%
GOOG	Alphabet Inc. Communication Services	Held	6,178	0	$2,105,091	−3.6%	1.02%
JNJ	Johnson & Johnson Healthcare	Reduced	6,039	-732	$1,598,764	−7.0%	0.78%
LOW	Lowes Companies Inc Consumer Cyclical	Held	8,462	0	$1,559,461	−16.4%	0.76%
PM	Philip Morris International Inc. Consumer Defensive	Held	8,036	0	$1,533,429	+5.5%	0.74%
VO	VANGUARD MID-CAP INDEX FUND	Held	18,909	0	$1,482,843	−2.7%	0.72%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	23,599	0	$1,399,656	−0.6%	0.68%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Held	14,625	0	$1,355,006	+5.4%	0.66%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,011	-305	$1,326,959	−6.1%	0.64%
MRK	Merck & Co., Inc. Healthcare	Held	9,054	0	$1,315,636	+13.1%	0.64%
EFG	iShares MSCI EAFE Growth ETF	Held	10,728	0	$1,285,536	−3.7%	0.62%
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	Held	7,955	0	$1,281,470	−1.4%	0.62%
DFAC	Dimensional U.S. Core Equity 2 ETF	Held	26,740	0	$1,188,593	+0.2%	0.58%
DFAS	Dimensional U.S. Small Cap ETF	Added	14,986	+1,035	$1,160,216	+1.0%	0.56%
IJR	iShares Core S&P Small-Cap ETF	Held	8,379	0	$1,139,879	−8.3%	0.55%
IWF	iShares Russell 1000 Growth ETF	Held	8,937	0	$1,119,448	+0.9%	0.54%
QQQ	Invesco Qqq Trust, Series 1	Held	1,436	0	$1,062,309	+0.5%	0.52%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,925	0	$958,553	−0.5%	0.46%
DFUS	Dimensional U.S. Equity Market ETF	Held	11,084	0	$920,304	+1.3%	0.45%
IVE	iShares S&P 500 Value ETF	Held	3,914	0	$893,487	+0.5%	0.43%
IWS	iShares Russell Mid-Cap Value ETF	Reduced	5,449	-1,391	$875,872	−22.2%	0.42%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	2,311	0	$864,868	+1.1%	0.42%
KO	Coca Cola Co Consumer Defensive	Reduced	10,000	-2,429	$860,800	−14.8%	0.42%
INTC	Intel Corp Technology	Held	7,000	0	$841,610	−13.9%	0.41%
IBM	International Business Machines Corp Technology	Held	3,475	0	$764,256	−21.8%	0.37%
DFLV	Dimensional US Large Cap Value ETF	Added	18,838	+6,124	$756,722	+50.5%	0.37%
DHR	Danaher Corp Healthcare	Reduced	3,400	-100	$753,270	+13.0%	0.37%
RTX	RTX Corp Industrials	Held	4,000	0	$742,600	−2.2%	0.36%
ORCL	Oracle Corp Technology	Held	5,400	0	$741,420	−6.3%	0.36%
CVX	Chevron Corp Energy	Reduced	3,600	-900	$735,156	−1.4%	0.36%
DIS	Walt Disney Co Communication Services	Reduced	6,000	-1,857	$629,400	−16.8%	0.31%
V	Visa Inc. Financial Services	Held	1,702	0	$611,579	+4.7%	0.30%
IWB	iShares Russell 1000 ETF	Held	1,441	0	$599,643	+1.6%	0.29%
UNP	Union Pacific Corp Industrials	Held	2,200	0	$598,686	+0.0%	0.29%
EFV	iShares MSCI EAFE Value ETF	Held	7,165	0	$567,038	+3.4%	0.27%
VXUS	Vanguard Total International Stock ETF	Held	6,674	0	$567,023	−0.6%	0.27%
EEM	iShares MSCI Emerging Markets ETF	Held	7,938	0	$530,179	−2.4%	0.26%

Showing the top 50 of 186 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.