DALTON GREINER HARTMAN MAHER & CO

CIK

866842

Location

NEW YORK, NY

Portfolio Value

Small $121,011,220

Diversification

Diversified

Filing Date

Global Rank

#4,989 / 6,038 ▼ 2497 · as of Mar 2021

Top Industry

Banks - Regional 12.1%

Period ended 5 years ago

Filed Apr 12, 2021 · 5y

5 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 17.0%, 104.5 effective positions, active share 92.2% against the S&P 500 as of 2021-03-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

20.2% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.5 quarters, but 77.2% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2021-03-31, active share 92.2%; sector active share 36.3% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

144 tracked positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020

Top Position

2.2%

−0.5 pts

Top 5

10.0%

−2.1 pts

Top 10

17.0%

−4.0 pts

HHI

Diversified−26

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2021

Sector	% Portfolio	Value	Positions
Industrials	19.8%	$23,966,841	25
Financial Services	18.0%	$21,815,860	29
Consumer Cyclical	11.6%	$14,002,778	15
Unclassified	9.6%	$11,571,000	17
Healthcare	9.1%	$11,062,153	12
Real Estate	7.1%	$8,590,525	11
Technology	6.1%	$7,440,881	8
Utilities	4.9%	$5,941,306	8
Communication Services	4.1%	$4,924,052	5
Consumer Defensive	3.3%	$3,999,755	4
Energy	3.2%	$3,858,102	4
Basic Materials	3.2%	$3,837,967	6

Last Quarter's Activity

Export CSV

Mar 31, 2021 vs Dec 31, 2020

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
ULH	Universal Logistics Holdings, Inc.	+3,963	45,577	$1,199,130
HWKN	Hawkins Inc	+705	10,946	$366,909
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ASB	Associated Banc-Corp	−572,975	92,692	$1,978,047
AEO	American Eagle Outfitters Inc	−500,005	83,136	$2,430,896
—		−413,743	41,037	$598,000
FHN	First Horizon Corp	−388,345	49,103	$830,331
CNX	CNX Resources Corp	−350,191	46,388	$681,903
RDNT	RadNet, Inc.	−307,007	66,726	$1,451,290
PEB	Pebblebrook Hotel Trust	−302,316	86,884	$2,110,412
GPK	Graphic Packaging Holding Co	−297,354	62,907	$1,142,391
—		−297,297	40,893	$826,000
—		−281,120	78,134	$1,210,000
PFS	Provident Financial Services Inc	−257,647	37,661	$839,087
—		−257,140	56,867	$937,000
CIEN	Ciena Corp	−210,488	16,884	$923,892
FHB	First Hawaiian, Inc.	−191,326	27,971	$765,566
WAFD	Wafd Inc	−179,697	26,276	$809,300
—		−177,141	25,882	$797,000
RDN	Radian Group Inc	−176,346	25,745	$598,571
—		−162,199	18,639	$1,340,144
NVST	Envista Holdings Corp	−152,636	17,828	$727,382
HBIO	Harvard Bioscience Inc	−149,634	89,472	$488,517
GBX	Greenbrier Companies Inc	−146,250	26,756	$1,263,418
STAG	STAG Industrial, Inc.	−138,799	19,977	$671,426
MLI	Mueller Industries Inc	−131,702	39,530	$1,634,565
CTBI	Community Trust Bancorp Inc	−125,444	24,988	$1,100,221
ITGR	Integer Holdings Corp	−122,047	9,604	$884,528
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
IDA	Idacorp Inc	15,776	$1,577,126
CSV	Carriage Services Inc	32,594	$1,146,982
RVLV	Revolve Group, Inc.	17,417	$782,545
OFIX	Orthofix Medical Inc.	7,910	$342,898
FRST	Primis Financial Corp.	20,093	$292,152
DVN	Devon Energy Corp	10,751	$234,909
—		11,850	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

22 positions

Ticker	Company	Shares	Value
ROCK	Gibraltar Industries, Inc.	109,965	$7,910,882
—		338,177	$5,506,000
CAL	Caleres Inc	339,724	$5,316,680
OC	Owens Corning	61,927	$4,691,589
MTH	Meritage Homes CORP	51,817	$4,291,483
MOG-A	Moog Inc.	50,320	$3,990,376
—		88,709	$3,769,000
HP	Helmerich & Payne, Inc.	159,533	$3,694,784
—		75,414	$3,325,000
XEL	Xcel Energy Inc	27,633	$1,842,292
RTX	RTX Corp	15,249	$1,090,455
TRNS	Transcat Inc	19,051	$660,688
—		28,070	$539,000
SONA	Primis Financial Corp.	36,786	$445,000
PGR	Progressive Corp	2,920	$288,729
CFG	Citizens Financial Group Inc	7,949	$284,256
HUN	Huntsman CORP	11,220	$282,070
UHS	Universal Health Services Inc	1,956	$268,950
OPTU	Optimum Communications, Inc.	5,940	$224,947
BRX	Brixmor Property Group Inc.	10,807	$178,855
DGICA	Donegal Group Inc	11,933	$167,897
—		538,684	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

144 tracked positions · $121,011,220 total · filing declares 149 positions · $126,457,000 · as of Mar 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 144 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Reduced	43,807	-100,406	$2,690,000	−66.8%	5+	before history	2.22%
		Reduced	32,363	-82,494	$2,455,000	−68.6%	2	unpriced	2.03%
VMI	Valmont Industries Inc Industrials	Reduced	10,259	-32,569	$2,438,256	−67.5%	5+	before history	2.01%
AEO	American Eagle Outfitters Inc Consumer Cyclical	Reduced	83,136	-500,005	$2,430,896	−79.2%	5+	before history	2.01%
PEB	Pebblebrook Hotel Trust Real Estate	Reduced	86,884	-302,316	$2,110,412	−71.2%	4	$12.35	1.74%
ASB	Associated Banc-Corp Financial Services	Reduced	92,692	-572,975	$1,978,047	−82.6%	5+	before history	1.63%
TEX	Terex Corp Industrials	Reduced	36,904	-4,789	$1,700,167	+16.9%	2	$29.52	1.40%
MLI	Mueller Industries Inc Industrials	Reduced	39,530	-131,702	$1,634,565	−72.8%	5+	before history	1.35%
PWR	Quanta Services, Inc. Industrials	Reduced	18,203	-101,046	$1,601,499	−81.4%	5+	before history	1.32%
IDA	Idacorp Inc Utilities	NEW	15,776	NEW	$1,577,126	NEW	1	$91.42	1.30%
EMN	Eastman Chemical Co Basic Materials	Reduced	14,258	-6,552	$1,570,090	−24.8%	5+	before history	1.30%
VZ	Verizon Communications Inc Communication Services	Reduced	26,206	-83,253	$1,523,878	−76.3%	5+	before history	1.26%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	11,114	-5,432	$1,505,169	−34.6%	5+	before history	1.24%
COP	Conocophillips Energy	Reduced	28,317	-3,726	$1,499,951	+17.1%	5+	before history	1.24%
HCA	HCA Healthcare, Inc. Healthcare	Reduced	7,805	-4,652	$1,469,993	−28.2%	3	$123.78	1.21%
RDNT	RadNet, Inc. Healthcare	Reduced	66,726	-307,007	$1,451,290	−80.2%	5+	before history	1.20%
HAL	Halliburton Co Energy	Reduced	67,164	-13,104	$1,441,339	−5.0%	5+	before history	1.19%
CMCSA	Comcast Corp Communication Services	Reduced	26,447	-12,169	$1,431,047	−29.3%	5+	before history	1.18%
LKQ	Lkq Corp Consumer Cyclical	Reduced	33,687	-15,324	$1,425,970	−17.4%	2	$34.20	1.18%
XRAY	DENTSPLY SIRONA Inc. Healthcare	Reduced	21,948	-10,116	$1,400,501	−16.6%	4	$42.29	1.16%
BAX	Baxter International Inc Healthcare	Reduced	16,510	-3,023	$1,392,453	−11.2%	5+	before history	1.15%
KLIC	Kulicke & Soffa Industries Inc Technology	Reduced	27,441	-8,180	$1,347,627	+18.9%	5+	before history	1.11%
		Reduced	18,639	-162,199	$1,340,144	−82.0%	5+	before history	1.11%
		Reduced	25,890	-14,042	$1,334,000	−7.0%	5+	before history	1.10%
EHC	Encompass Health Corp Healthcare	Reduced	16,000	-12,054	$1,310,399	−43.5%	5+	before history	1.08%
PEG	Public Service Enterprise Group Inc Utilities	Reduced	21,571	-12,444	$1,298,789	−34.5%	5+	before history	1.07%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	22,039	-10,130	$1,289,942	−31.4%	5+	before history	1.07%
GL	Globe Life Inc. Financial Services	Reduced	13,144	-7,377	$1,270,104	−34.8%	5+	before history	1.05%
GBX	Greenbrier Companies Inc Industrials	Reduced	26,756	-146,250	$1,263,418	−79.9%	5+	before history	1.04%
AKAM	Akamai Technologies Inc Technology	Reduced	12,308	-4,224	$1,254,185	−27.7%	5+	before history	1.04%
ADI	Analog Devices Inc Technology	Reduced	8,048	-4,578	$1,248,083	−33.1%	5+	before history	1.03%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	8,157	-3,748	$1,241,740	−17.9%	5+	before history	1.03%
PRU	Prudential Financial Inc Financial Services	Reduced	13,410	-62,777	$1,221,651	−79.5%	5+	before history	1.01%
RF	Regions Financial Corp Financial Services	Reduced	58,853	-36,415	$1,215,902	−20.8%	5+	before history	1.00%
		Reduced	78,134	-281,120	$1,210,000	−73.0%	5+	before history	1.00%
ULH	Universal Logistics Holdings, Inc. Industrials	Added	45,577	+3,963	$1,199,130	+39.9%	5+	before history	0.99%
AGCO	Agco Corp Industrials	Reduced	8,248	-8,130	$1,184,825	−29.8%	5+	before history	0.98%
NXST	Nexstar Media Group, Inc. Communication Services	Reduced	8,405	-57,534	$1,180,314	−83.6%	5+	before history	0.98%
MAS	Masco Corp Industrials	Reduced	19,436	-11,834	$1,164,216	−32.2%	5+	before history	0.96%
PNC	Pnc Financial Services Group, Inc. Financial Services	Reduced	6,565	-3,011	$1,151,566	−19.3%	5+	before history	0.95%
ALL	Allstate Corp Financial Services	Reduced	10,015	-47,854	$1,150,723	−81.9%	5+	before history	0.95%
CSV	Carriage Services Inc Consumer Cyclical	NEW	32,594	NEW	$1,146,982	NEW	1	$34.70	0.95%
GPK	Graphic Packaging Holding Co Consumer Cyclical	Reduced	62,907	-297,354	$1,142,391	−81.3%	5+	before history	0.94%
ABG	Asbury Automotive Group Inc Consumer Cyclical	Reduced	5,700	-40,045	$1,120,050	−83.2%	4	$67.17	0.93%
CTBI	Community Trust Bancorp Inc Financial Services	Reduced	24,988	-125,444	$1,100,221	−80.3%	5+	before history	0.91%
CSCO	Cisco Systems, Inc. Technology	Reduced	20,870	-7,593	$1,079,187	−15.3%	5+	before history	0.89%
MMS	Maximus, Inc. Industrials	Reduced	11,692	-43,623	$1,041,055	−74.3%	3	$72.96	0.86%
WSM	Williams Sonoma Inc Consumer Cyclical	Reduced	5,760	-39,492	$1,032,192	−77.6%	4	$68.03	0.85%
SWX	Southwest Gas Holdings, Inc. Utilities	Reduced	14,461	-64,042	$993,615	−79.2%	5+	before history	0.82%
RJF	Raymond James Financial Inc Financial Services	Reduced	7,757	-3,559	$950,698	−12.2%	4	$67.57	0.79%

Showing the top 50 of 144 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.