ASIX · AdvanSix Inc. · Holdings

$15.51 -0.11 (-0.70%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$421.76M

27.00M

Volume · Oct 28 209.53K Avg daily vol (3M) 269.15K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASIX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 258

Total Value: $495,123,427

Total Shares: 24,997,126

Showing 1–100 of 261 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 257 13F filers

Top Holder

9.8%

of institutional value

Top 5

32.1%

of institutional value

Top 10

48.4%

of institutional value

HHI

344

Broadly held

Who Holds ASIX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 256 filers, like-for-like change +4.4%; actively managed books +2.5%; index-like books +9.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	60.2%	148	+7.2%	17	17
Exempt adviser	1.1%	3	-26.6%	0	1
Adviser	1.0%	6	-20.9%	0	0
Bank	6.1%	18	+7.3%	0	1
Broker-dealer	0.0%	2	-12.9%	0	0
Benefit plan	0.2%	4	+100.9%	1	0
Non-US	0.8%	6	-53.4%	0	1
Holding company	17.1%	6	+9.5%	0	0
Insurer	0.0%	0	—	0	0
Unknown	13.5%	63	-5.9%	3	12

Style	Share	Filers	Change	New	Exited
Index-like	28.1%	22	+9.4%	0	1
Systematic-like	8.4%	18	-15.7%	5	6
Concentrated	3.8%	53	-12.9%	7	7
Diversified active	59.7%	163	+7.0%	9	18
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	51.6%	156	+4.8%	9	13
Medium turnover	30.7%	50	+24.4%	1	5
High turnover	9.3%	26	-33.6%	5	12
Unknown	8.4%	24	+7.0%	6	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.9%	30	-6.6%	10	9
Medium horizon	25.4%	40	+20.5%	1	5
Long horizon	59.7%	175	+3.2%	8	15
Unknown	6.0%	11	-19.2%	2	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.7%	80	+2.7%	12	10
$1B to $10B	11.3%	74	+20.2%	7	12
$10B to $100B	11.2%	46	+7.5%	2	9
$100B or more	65.8%	56	+1.8%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.4%	90	+28.5%	10	5
Pooled investment vehicles	19.1%	20	+12.5%	6	7
Registered funds and BDCs	25.0%	14	+0.9%	0	3
Pension and profit sharing plans	0.0%	2	-5.5%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.6%	3	+21.2%	0	0
Other investment advisers	0.0%	3	+28.2%	0	0
Other	0.0%	1	new	1	0
Diversified	13.0%	12	+9.7%	0	1
Corporations	0.0%	0	-100.0%	0	1
Unknown	39.8%	108	+0.3%	4	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	25.6%	31	+2.4%	6	9
Private equity funds	1.4%	9	+4.8%	1	0
Venture capital funds	0.0%	1	+10.9%	0	0
Real estate funds	0.0%	2	+114.9%	0	1
Securitized asset funds	0.4%	1	+10287.1%	0	0
Other private funds	10.6%	11	+14.9%	0	2
Mixed private funds	3.6%	3	-1.6%	0	0
Private funds, type not stated	0.1%	1	-11.4%	1	1
No private funds	19.7%	92	+7.1%	9	5
Unknown	38.7%	105	+1.4%	4	14

Location	Share	Filers	Change	New	Exited
United States	96.0%	234	+5.4%	21	26
Outside the US	4.0%	22	-17.2%	0	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

256 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.391% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.000%

Mar 31, 2026: 2

Crowding

39.6%

of shares outstanding, 92nd percentile

Mar 31, 2026: 40.2%

Private-fund advisers

38.4%

of shares outstanding

Institutional ownership

92.4%

96.7% of the estimated free float

Top 10 holders

48.5%

of 13F shares, Herfindahl 0.035

Active holders

+2.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (4 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 13.9 quarters

Under 1 year 31.0% 1 to 3 years 24.4% 3 years or more 44.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.76

estimated per share

Mar 31, 2026: $20.05

Quarter-end price

$19.88

implied by 13F values

Estimated gain or loss

-4.2%

price against the estimated cost

Estimated at a loss

60.5%

of costed 13F value

Estimated cost covers 39.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASIX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	RYZ Ryerson Holding Corp	4	0.267
2	MTUS Metallus Inc.	3	0.242
3	INGM Ingram Micro Holding Corp	3	0.184
4	HOG Harley-Davidson, Inc.	3	0.157
5	HBM Hudbay Minerals Inc.	5	0.149
6	AMSC American Superconductor Corp	3	0.149
7	MOS Mosaic Co	5	0.142
8	PBF PBF Energy Inc.	3	0.142
9	EGO Eldorado Gold Corp	3	0.130
10	SM SM Energy Co	3	0.098

Shareholder Targets

13F filers that own its peers but not ASIX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: RYZ, MTUS, INGM, HOG, HBM, AMSC, MOS, PBF, EGO, SM, EMN, UNM, VTRS, GM, BDX, DVN, SLB, CMCSA, EPD, EMR. 4,042 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$6,302,008,531 4 held	0.750%	CMCSA, SLB, GM
2	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$5,694,398,647 14 held	0.980%	DVN, EMR, BDX
3	Platinum Equity Advisors, LLC/DE Registered adviser, Concentrated	$4,964,482,533 2 held	53.9%	INGM, RYZ
4	First Eagle Investment Management, LLC Registered adviser, Diversified active	$4,443,998,275 4 held	7.33%	BDX, SLB, CMCSA
5	Capital Research Global Investors Adviser, Diversified active	$3,583,117,267 4 held	0.500%	CMCSA, EGO, EMN
6	Dodge & Cox Registered adviser, Diversified active	$2,849,997,449 2 held	1.49%	CMCSA, SLB
7	Amundi Holding company, Index-like	$2,547,823,528 17 held	0.610%	SLB, GM, EMR
8	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$2,319,768,286 9 held	0.790%	BDX, EMR, CMCSA
9	Davis Selected Advisers Registered adviser, Diversified active	$2,240,001,181 2 held	9.62%	VTRS, DVN
10	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$1,701,871,052 7 held	4.96%	CMCSA, GM, SLB

Fund Ownership of ASIX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.18% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.68%	+0.70 pp	993,072	55
Index ETFs	11.50%	+0.23 pp	3,105,351	28
Active ETFs	3.22%	-2.93 pp	868,723	21
Active funds	12.00%	+1.24 pp	3,241,436	69
Unclassified	4.61%	+4.60 pp	1,243,783	13
All registered funds	35.01%	+3.85 pp	9,452,365	186

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 149 Exempt adviser 2 Adviser 6 Bank 19 Broker-dealer 2 Benefit plan 4 Non-US 7 Holding company 6 Unknown 63

Showing 100 of 261

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$48,516,739

9.80%

2,440,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	44,924	$893,089	1.8%	Sole
BlackRock Asset Management Canada Ltd	207	$4,115	0.0%	Sole
BlackRock Investment Management, LLC	91,687	$1,822,737	3.8%	Sole
BLACKROCK ADVISORS LLC	74,966	$1,490,324	3.1%	Sole
BlackRock Fund Advisors	1,170,710	$23,273,714	48.0%	Sole
BlackRock Institutional Trust Company, N.A.	824,589	$16,392,829	33.8%	Sole
BlackRock Japan Co. Ltd	1,922	$38,209	0.1%	Sole
BlackRock (Netherlands) B.V.	72	$1,431	0.0%	Sole
Aperio Group, LLC	231,403	$4,600,291	9.5%	Sole

CastleKnight Management LP

$31,615,521

6.39%

1,590,318

DIMENSIONAL FUND ADVISORS LP

$27,978,097

5.65%

1,407,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,199	$43,716	0.2%	Defined
DFA Australia Ltd.	5,016	$99,718	0.4%	Defined
Dimensional Ireland Ltd	47,710	$948,474	3.4%	Defined
Held directly	1,352,424	$26,886,189	96.1%	Sole

AMERICAN CENTURY COMPANIES INC

$27,103,318

5.47%

1,363,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,363,346	$27,103,318	100.0%	Defined

AEGIS FINANCIAL CORP

$24,047,424

4.86%

1,209,629

VANGUARD CAPITAL MANAGEMENT LLC

$22,888,937

4.62%

1,151,355

ALLIANCEBERNSTEIN L.P.

$17,174,272

3.47%

863,897

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	863,897	$17,174,272	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$13,917,129

2.81%

700,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	97	$1,928	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	22	$437	0.0%	Other
Prism Planning Partners LLC	37	$735	0.0%	Other
Compound Planning, Inc.	3	$59	0.0%	Other
Arax Advisory Partners	3,504	$69,659	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,396	$47,632	0.3%	Other
Stokes Family Office, LLC	367	$7,295	0.1%	Other
Held directly	693,631	$13,789,384	99.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$13,767,217

2.78%

692,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	100,506	$1,998,059	14.5%	Defined
Held directly	592,010	$11,769,158	85.5%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$13,219,086

2.67%

664,944

FMR LLC

$13,087,381

2.64%

658,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	6,005	$119,379	0.9%	Defined
STRATEGIC ADVISERS LLC	2,314	$46,002	0.4%	Defined
FIAM LLC	650,000	$12,922,000	98.7%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$12,152,186

2.45%

611,277

STATE STREET CORP

$11,682,680

2.36%

587,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	587,660	$11,682,680	100.0%	Defined

Solas Capital Management, LLC

$11,357,921

2.29%

571,324

GOLDMAN SACHS GROUP INC

$11,004,076

2.22%

553,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	456,038	$9,066,035	82.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	97,487	$1,938,041	17.6%	Defined

LSV ASSET MANAGEMENT

$10,909,726

2.20%

548,779

TWO SIGMA INVESTMENTS, LP

$10,904,498

2.20%

548,516

ACADIAN ASSET MANAGEMENT LLC

$10,355,213

2.09%

520,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	520,886	$10,355,213	100.0%	Defined

MORGAN STANLEY

$9,592,492

1.94%

482,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,988	$39,521	0.4%	Defined
MORGAN STANLEY & CO. LLC	123,480	$2,454,782	25.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	227,610	$4,524,886	47.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	33,910	$674,129	7.0%	Defined
Morgan Stanley Bank, N.A.	130	$2,584	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	93,860	$1,865,936	19.5%	Defined
EATON VANCE MANAGEMENT	1,534	$30,495	0.3%	Defined
BOSTON MANAGEMENT & RESEARCH	8	$159	0.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,971,021

1.41%

350,655

Empowered Funds, LLC

$6,017,416

1.22%

302,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	108,512	$2,157,218	35.8%	Other
Sequoia Financial Group, LLC	8,121	$161,445	2.7%	Other
Towle & Co.	186,054	$3,698,753	61.5%	Other

NORTHERN TRUST CORP

$5,074,884

1.02%

255,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	245,565	$4,881,831	96.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	5,493	$109,200	2.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,218	$83,853	1.7%	Other

TOWLE & CO

$4,951,929

1.00%

249,091

UBS Group AG

$4,780,740

0.97%

240,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,597	$51,628	1.1%	Defined
UBS AG	237,404	$4,719,591	98.7%	Defined
UBS Switzerland AG	1	$19	0.0%	Defined
UBS Securities LLC	478	$9,502	0.2%	Defined

Qube Research & Technologies Ltd

$4,727,245

0.95%

237,789

JACOBS LEVY EQUITY MANAGEMENT, INC

$4,697,405

0.95%

236,288

Russell Investments Group, Ltd.

$4,665,375

0.94%

234,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	121,183	$2,409,117	51.6%	Defined
Russell Investments Capital, LLC joint	26,981	$536,382	11.5%	Other
Russell Investments France SAS	23,954	$476,205	10.2%	Defined
Russell Investments Implementation Services, LLC	14,800	$294,224	6.3%	Defined
Russell Investments Japan Co., LTD. joint	15,837	$314,839	6.7%	Other
Russell Investments Trust Company joint	31,922	$634,608	13.6%	Defined

TUDOR INVESTMENT CORP ET AL

$4,470,733

0.90%

224,886

DONALD SMITH & CO., INC.

$4,228,078

0.85%

212,680

CITADEL ADVISORS LLC

$4,215,295

0.85%

212,037

MILLENNIUM MANAGEMENT LLC

$4,087,526

0.83%

205,610

D. E. Shaw & Co., Inc.

$3,881,450

0.78%

195,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	195,244	$3,881,450	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$3,553,271

0.72%

178,736

Mudita Advisors LLP

$3,389,341

0.68%

170,490

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$3,383,814

0.68%

170,212

Creative Planning

$2,959,952

0.60%

148,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	4,430	$88,068	3.0%	Defined
Held directly	144,461	$2,871,884	97.0%	Sole

BANK OF AMERICA CORP /DE/

$2,922,399

0.59%

147,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	128,786	$2,560,265	87.6%	Defined
BOFA SECURITIES, INC.	18,216	$362,134	12.4%	Defined

Lumbard & Kellner, LLC

$2,906,694

0.59%

146,212

Nuveen, LLC

$2,877,628

0.58%

144,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	11,718	$232,953	8.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	74,820	$1,487,421	51.7%	Defined
TEACHERS ADVISORS, LLC joint	58,212	$1,157,254	40.2%	Defined

Core Capital Management & Research, inc.

$2,765,585

0.56%

139,114

CenterBook Partners LP

$2,717,277

0.55%

136,684

VICTORY CAPITAL MANAGEMENT INC

$2,632,151

0.53%

132,402

Invenomic Capital Management LP

$2,545,494

0.51%

128,043

JPMORGAN CHASE & CO

$2,476,527

0.50%

124,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	11,178	$222,218	9.0%	Defined
J.P. Morgan Investment Management Inc.	33,455	$665,085	26.9%	Defined
J.P. Morgan Securities LLC	79,585	$1,582,149	63.9%	Defined
J.P. Morgan Securities plc	342	$6,798	0.3%	Defined
55I, LLC	14	$277	0.0%	Other

Ballast Asset Management, LP

$2,307,034

0.47%

116,048

NORGES BANK

$2,252,404

0.45%

113,300

SEI INVESTMENTS CO

$2,202,444

0.44%

110,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	367	$7,295	0.3%	Sole
SEI TRUST CO	110,420	$2,195,149	99.7%	Sole

DEPRINCE RACE & ZOLLO INC

$2,156,252

0.44%

135,443

FRANKLIN RESOURCES INC

$2,038,155

0.41%

102,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	79,450	$1,579,466	77.5%	Defined
Fiduciary Trust International of the South	1	$19	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	34	$675	0.0%	Defined
FRANKLIN ADVISERS INC	23,038	$457,995	22.5%	Defined

Peapod Lane Capital LLC

$2,027,714

0.41%

127,369

Bank of New York Mellon Corp

$1,913,705

0.39%

96,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	42,390	$842,713	44.0%	Defined
The Bank of New York Mellon	47,828	$950,820	49.7%	Defined
BNY Mellon, NA joint	6,044	$120,153	6.3%	Defined
Held directly	1	$19	0.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,905,955

0.38%

95,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	923	$18,349	1.0%	Defined
UBS Asset Management Switzerland AG	94,950	$1,887,606	99.0%	Defined

Vanguard Global Advisers, LLC

$1,876,373

0.38%

94,385

Universal- Beteiligungs- und Servicegesellschaft mbH

$1,810,272

0.37%

91,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	91,060	$1,810,272	100.0%	Defined

Trexquant Investment LP

$1,785,045

0.36%

89,791

Squarepoint Ops LLC

$1,635,050

0.33%

82,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	82,246	$1,635,050	100.0%	Defined

JANE STREET GROUP, LLC

$1,588,192

0.32%

79,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	41,577	$826,550	52.0%	Defined
Jane Street Global Trading, LLC	38,312	$761,642	48.0%	Defined

Waterfront Wealth Inc.

$1,475,175

0.30%

74,204

Quantinno Capital Management LP

$1,463,804

0.30%

73,632

ExodusPoint Capital Management, LP

$1,355,994

0.27%

68,209

Numerai GP LLC

$1,332,755

0.27%

67,040

Invesco Ltd.

$1,144,827

0.23%

57,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,315	$65,901	5.8%	Defined
Invesco Trust Co joint	10,638	$211,483	18.5%	Defined
Invesco Capital Management LLC	43,634	$867,443	75.8%	Defined

IEQ CAPITAL, LLC

$1,063,222

0.21%

53,482

Fisher Asset Management, LLC

$997,200

0.20%

50,161

Fruth Investment Management

$970,339

0.20%

60,951

PDT Partners, LLC

$838,299

0.17%

42,168

Mutual Advisors, LLC

$825,039

0.17%

41,501

Mariner, LLC

$815,855

0.16%

41,039

RHUMBLINE ADVISERS

$750,092

0.15%

37,731

SummerHaven Investment Management, LLC

$717,896

0.14%

45,094

Corient Private Wealth LLC

$633,714

0.13%

31,877

MARTINGALE ASSET MANAGEMENT L P

$624,888

0.13%

31,433

AMERIPRISE FINANCIAL INC

$623,813

0.13%

31,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	29,478	$586,022	93.9%	Defined
Ameriprise Financial Services, LLC joint	1,413	$28,090	4.5%	Defined
Ameriprise Bank, FSB	488	$9,701	1.6%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$612,304

0.12%

30,800

Engineers Gate Manager LP

$588,785

0.12%

29,617

FOX RUN MANAGEMENT, L.L.C.

$567,892

0.11%

28,566

STIFEL FINANCIAL CORP

$555,466

0.11%

27,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	27,764	$551,948	99.4%	Defined
1919 Investment Counsel, LLC	44	$874	0.2%	Defined
Held directly	133	$2,644	0.5%	Defined

DEUTSCHE BANK AG\

$540,656

0.11%

27,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	997	$19,820	3.7%	Defined
DWS Investments UK Ltd	26,199	$520,836	96.3%	Defined

Jain Global LLC

$530,259

0.11%

26,673

MERCER GLOBAL ADVISORS INC /ADV

$499,962

0.10%

25,149

Verity Asset Management, Inc.

$481,314

0.10%

24,211

WELLS FARGO & COMPANY/MN

$480,159

0.10%

24,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	22,660	$450,480	93.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	205	$4,075	0.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,229	$24,432	5.1%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	59	$1,172	0.2%	Defined

COMPASS FINANCIAL MANAGEMENT LLC

$458,313

0.09%

23,054

Campbell & CO Investment Adviser LLC

$425,133

0.09%

21,385

PRICE T ROWE ASSOCIATES INC /MD/

$420,322

0.08%

21,143

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	21,143	$420,322	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$382,570

0.08%

19,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	19,244	$382,570	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$381,696

0.08%

19,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	19,200	$381,696	100.0%	Other

US BANCORP \DE\

$346,765

0.07%

17,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	17,443	$346,765	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$345,448

0.07%

21,699

Verdence Capital Advisors LLC

$327,665

0.07%

20,582

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$317,225

0.06%

15,957

nVerses Capital, LLC

$314,521

0.06%

15,821

MetLife Investment Management, LLC

$307,285

0.06%

15,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	15,457	$307,285	100.0%	Defined

CITIGROUP INC

$303,626

0.06%

15,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	1,985	$39,461	13.0%	Defined
Citigroup Financial Products Inc. joint	13,288	$264,165	87.0%	Defined

XTX Topco Ltd

$298,518

0.06%

15,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	15,016	$298,518	100.0%	Defined

STRS OHIO

$294,224

0.06%

14,800

SHEETS SMITH WEALTH MANAGEMENT

$292,004

0.06%

18,342

BNP PARIBAS ARBITRAGE, SA

$286,908

0.06%

14,432

South Dakota Investment Council

$276,829

0.06%

13,925

Cerity Partners LLC

$269,135

0.05%

13,538

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Key facts CIK 1673985 CUSIP 00773T101 13F (30d) 65 filings 65 filers Visit website Investor relations