BWFG · Bankwell Financial Group, Inc. · Holdings

$67.03 +0.97 (+1.47%)

Russell 2000 member Rebalance outlook locked

Market Cap

$534.36M

7.97M

Volume · Oct 22 41.29K Avg daily vol (3M) 67.15K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of BWFG: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 128

Total Value: $239,625,597

Total Shares: 4,075,498

Showing 1–100 of 128 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 126 13F filers

Top Holder

12.2%

of institutional value

Top 5

37.0%

of institutional value

Top 10

54.4%

of institutional value

HHI

437

Broadly held

Who Holds BWFG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 126 filers, like-for-like change +10.7%; actively managed books +15.9%; index-like books +2.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	55.9%	73	+9.2%	9	4
Exempt adviser	1.8%	1	+41.0%	0	0
Adviser	0.2%	1	-23.0%	0	1
Bank	8.7%	12	+17.9%	0	0
Insurer	0.1%	1	-55.9%	0	0
Benefit plan	0.0%	1	-76.7%	0	0
Non-US	0.2%	2	+104.9%	1	0
Holding company	14.9%	5	-0.6%	0	0
Unknown	18.1%	30	+22.4%	8	4

Style	Share	Filers	Change	New	Exited
Index-like	36.1%	20	+2.6%	0	0
Systematic-like	6.6%	10	+20.3%	3	3
Concentrated	2.4%	11	+894.9%	2	3
Diversified active	54.9%	85	+11.1%	13	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.3%	73	+8.2%	10	6
Medium turnover	27.9%	31	+15.8%	3	0
High turnover	7.9%	14	+16.8%	3	3
Unknown	9.9%	8	+6.6%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.6%	14	+9.5%	4	0
Medium horizon	15.8%	14	+3.1%	0	2
Long horizon	66.0%	90	+11.1%	12	7
Unknown	6.6%	8	+31.9%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	10.9%	19	+4.7%	3	2
$1B to $10B	8.3%	28	+4.5%	6	3
$10B to $100B	20.2%	35	+24.9%	6	2
$100B or more	60.6%	44	+8.6%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	6.1%	29	+82.0%	7	2
Pooled investment vehicles	12.7%	12	+3.5%	2	2
Registered funds and BDCs	22.9%	9	+1.2%	0	0
Pension and profit sharing plans	0.4%	2	+3.0%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	3.2%	7	+0.5%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Other	0.2%	1	+63.4%	0	0
Diversified	10.1%	10	+12.9%	0	0
Unknown	44.1%	53	+12.6%	9	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.5%	17	+14.2%	2	2
Private equity funds	0.6%	5	+149.8%	3	0
Venture capital funds	0.0%	1	+67.6%	0	0
Real estate funds	0.0%	3	+91.7%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	12.9%	8	+3.0%	0	0
Mixed private funds	0.9%	2	-10.2%	0	0
Private funds, type not stated	0.5%	1	-24.4%	0	0
No private funds	24.4%	36	+11.3%	4	1
Unknown	42.3%	52	+11.7%	9	5

Location	Share	Filers	Change	New	Exited
United States	93.8%	110	+10.8%	14	9
Outside the US	6.2%	16	+8.7%	4	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

126 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.794% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

17.6%

of shares outstanding, 51st percentile

Mar 31, 2026: 16.2%

Private-fund advisers

16.9%

of shares outstanding

Institutional ownership

50.8%

54.0% of the estimated free float

Top 10 holders

54.4%

of 13F shares, Herfindahl 0.044

Active holders

+15.9%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.2 quarters

Under 1 year 18.5% 1 to 3 years 29.7% 3 years or more 51.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$41.05

estimated per share

Mar 31, 2026: $37.23

Quarter-end price

$58.75

implied by 13F values

Estimated gain or loss

+43.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 43.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies BWFG's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	FXNC First National Corp	3	0.359
2	FSBW FS Bancorp, Inc.	3	0.359
3	USCB Uscb Financial Holdings, Inc.	3	0.327
4	FCBM First Carolina Financial Services, Inc.	3	0.314
5	FBIZ First Business Financial Services, Inc.	3	0.303
6	CBNK Capital Bancorp Inc	3	0.303
7	FSBC Five Star Bancorp	3	0.293
8	CBK Commercial Bancgroup, Inc.	3	0.267
9	CNOB ConnectOne Bancorp, Inc.	3	0.267
10	BWB Bridgewater Bancshares Inc	3	0.260

Shareholder Targets

13F filers that own its peers but not BWFG, quarter ended Jun 30, 2026

Found through its holder-overlap peers: FXNC, FSBW, USCB, FCBM, FBIZ, CBNK, FSBC, CBK, CNOB, BWB, BFST, MBWM, NOW, UBER, STT, MS, AXP, NFLX, BRK-B, META. 6,397 filers in all.

#	Filer	In peers	Of book	Largest peers
1	MITSUBISHI UFJ FINANCIAL GROUP INC Bank, Unknown	$78,825,883,309 1 held	100.0%	MS
2	Berkshire Hathaway Inc Insurer, Concentrated	$51,282,319,274 1 held	17.1%	AXP
3	NORGES BANK Non-US, Index-like	$44,627,538,522 8 held	4.43%	META, BRK-B, NFLX
4	Capital Research Global Investors Adviser, Diversified active	$41,464,455,648 6 held	5.76%	META, UBER, NFLX
5	Capital World Investors Adviser, Diversified active	$34,959,592,404 6 held	4.14%	META, NFLX, MS
6	Fisher Asset Management, LLC Unknown, Diversified active	$14,769,382,220 8 held	4.72%	MS, META, AXP
7	Amundi Holding company, Index-like	$14,603,135,982 8 held	3.51%	META, BRK-B, NFLX
8	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$12,774,321,965 15 held	2.80%	META, MS, BRK-B
9	Capital International Investors Adviser, Diversified active	$12,671,551,420 6 held	2.58%	META, MS, BRK-B
10	FIRST MANHATTAN CO. LLC. Adviser, Concentrated	$11,776,323,874 11 held	30.2%	BRK-B, UBER, AXP

Fund Ownership of BWFG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.57% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.78%	+0.22 pp	221,940	52
Index ETFs	7.78%	+0.36 pp	620,464	23
Active ETFs	1.94%	-1.19 pp	154,262	16
Active funds	4.81%	-0.35 pp	383,329	59
Unclassified	2.52%	+2.52 pp	201,031	9
All registered funds	19.83%	+1.54 pp	1,581,026	159

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 73 Exempt adviser 2 Adviser 1 Bank 12 Insurer 1 Benefit plan 1 Non-US 2 Holding company 5 Unknown 31

Showing 100 of 128

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$28,974,322

12.09%

493,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	25,188	$1,479,795	5.1%	Sole
BlackRock Investment Management, LLC	20,218	$1,187,807	4.1%	Sole
BLACKROCK ADVISORS LLC	22,931	$1,347,196	4.6%	Sole
BlackRock Fund Advisors	278,818	$16,380,557	56.5%	Sole
BlackRock Institutional Trust Company, N.A.	135,746	$7,975,077	27.5%	Sole
BlackRock Japan Co. Ltd	610	$35,837	0.1%	Sole
Aperio Group, LLC	9,669	$568,053	2.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$19,372,634

8.08%

329,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	897	$52,698	0.3%	Defined
DFA Australia Ltd.	2,637	$154,923	0.8%	Defined
Dimensional Ireland Ltd	11,222	$659,292	3.4%	Defined
Held directly	314,991	$18,505,721	95.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$16,297,132

6.80%

277,398

ACADIAN ASSET MANAGEMENT LLC

$13,674,708

5.71%

232,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	232,761	$13,674,708	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$9,839,215

4.11%

167,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	24,628	$1,446,895	14.7%	Defined
Held directly	142,848	$8,392,320	85.3%	Defined

Pacific Ridge Capital Partners, LLC

$9,794,153

4.09%

166,709

AMERICAN CENTURY COMPANIES INC

$9,294,132

3.88%

158,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	158,198	$9,294,132	100.0%	Defined

STATE STREET CORP

$8,588,192

3.58%

146,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	146,182	$8,588,192	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$6,957,116

2.90%

118,419

Siena Capital Partners GP, LLC

$6,823,107

2.85%

116,138

Hillsdale Investment Management Inc.

$6,521,250

2.72%

111,000

AQR CAPITAL MANAGEMENT LLC

$6,401,397

2.67%

108,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	2	$117	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	2	$117	0.0%	Other
Prism Planning Partners LLC	60	$3,525	0.1%	Other
Compound Planning, Inc.	1	$58	0.0%	Other
Arax Advisory Partners	362	$21,267	0.3%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	132	$7,755	0.1%	Other
Stokes Family Office, LLC	38	$2,232	0.0%	Other
Held directly	108,363	$6,366,326	99.5%	Defined

NORTHERN TRUST CORP

$5,553,049

2.32%

94,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	93,559	$5,496,591	99.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	961	$56,458	1.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$5,507,695

2.30%

93,748

BANC FUNDS CO LLC

$5,312,351

2.22%

90,423

Wealthspire Advisors, LLC

$5,142,857

2.15%

87,538

Nuveen, LLC

$4,718,917

1.97%

80,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	2,400	$141,000	3.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	69,826	$4,102,277	86.9%	Defined
TEACHERS ADVISORS, LLC joint	8,096	$475,640	10.1%	Defined

Qube Research & Technologies Ltd

$4,362,775

1.82%

74,260

GOLDMAN SACHS GROUP INC

$4,315,539

1.80%

73,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	49,515	$2,909,006	67.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	23,941	$1,406,533	32.6%	Defined

LSV ASSET MANAGEMENT

$4,088,588

1.71%

69,593

COMMONWEALTH EQUITY SERVICES, LLC

$3,956,753

1.65%

67,349

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$3,160,338

1.32%

53,793

VANGUARD FIDUCIARY TRUST CO

$2,729,818

1.14%

46,465

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,407,633

1.00%

40,981

Empowered Funds, LLC

$1,891,221

0.79%

32,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	32,191	$1,891,221	100.0%	Other

ALGERT GLOBAL LLC

$1,845,983

0.77%

31,421

MORGAN STANLEY

$1,781,357

0.74%

30,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	292	$17,155	1.0%	Defined
MORGAN STANLEY & CO. LLC	1,766	$103,752	5.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	19,832	$1,165,130	65.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	5,639	$331,291	18.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,792	$164,029	9.2%	Defined

Trexquant Investment LP

$1,695,290

0.71%

28,856

ALLIANCEBERNSTEIN L.P.

$1,685,008

0.70%

28,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	28,681	$1,685,008	100.0%	Defined

Informed Momentum Co LLC

$1,585,133

0.66%

26,981

Innovative Asset Advisors Group, LLC

$1,580,433

0.66%

26,901

JPMORGAN CHASE & CO

$1,466,810

0.61%

24,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	2,515	$147,756	10.1%	Defined
J.P. Morgan Investment Management Inc.	46	$2,702	0.2%	Defined
J.P. Morgan Securities LLC	22,406	$1,316,352	89.7%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,462,992

0.61%

24,902

Bank of New York Mellon Corp

$1,377,452

0.57%

23,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	9,408	$552,720	40.1%	Defined
The Bank of New York Mellon	14,036	$824,615	59.9%	Defined
Held directly	2	$117	0.0%	Defined

SEI INVESTMENTS CO

$1,358,534

0.57%

23,124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	17	$998	0.1%	Sole
SEI TRUST CO	23,107	$1,357,536	99.9%	Sole

Corient Private Wealth LLC

$1,305,601

0.54%

22,223

BANK OF AMERICA CORP /DE/

$1,282,806

0.54%

21,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	21,835	$1,282,806	100.0%	Defined

Summit Trail Advisors, LLC

$1,252,726

0.52%

21,323

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,164,307

0.49%

19,818

KENNEDY CAPITAL MANAGEMENT LLC

$1,110,022

0.46%

18,894

CAPTRUST FINANCIAL ADVISORS

$1,033,882

0.43%

17,598

SummerHaven Investment Management, LLC

$1,021,766

0.43%

15,768

CITADEL ADVISORS LLC

$943,054

0.39%

16,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,537	$736,548	78.1%	Defined
Held directly	3,515	$206,506	21.9%	Defined

Integrated Quantitative Investments LLC

$895,173

0.37%

15,237

BARCLAYS PLC

$877,724

0.37%

14,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	14,734	$865,622	98.6%	Defined
BARCLAYS CAPITAL INC.	206	$12,102	1.4%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$828,492

0.35%

14,102

MANGROVE PARTNERS IM, LLC

$608,532

0.25%

10,358

Legato Capital Management LLC

$597,311

0.25%

10,167

Thrivent Financial for Lutherans

$564,293

0.24%

9,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	3,728	$219,020	38.8%	Defined
Held directly	5,877	$345,273	61.2%	Sole

Sierra Capital LLC

$552,367

0.23%

9,402

Russell Investments Group, Ltd.

$549,840

0.23%

9,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3,626	$213,027	38.7%	Defined
Russell Investments Capital, LLC	1,688	$99,170	18.0%	Defined
Russell Investments Limited joint	4,045	$237,643	43.2%	Other

Bridge City Capital, LLC

$536,387

0.22%

9,130

Invesco Ltd.

$491,265

0.21%

8,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	778	$45,706	9.3%	Defined
Invesco Trust Co joint	2,421	$142,233	29.0%	Defined
Invesco Capital Management LLC	5,163	$303,326	61.7%	Defined

UBS Group AG

$487,036

0.20%

8,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,969	$115,678	23.8%	Defined
UBS AG	6,318	$371,182	76.2%	Defined
UBS Securities LLC	3	$176	0.0%	Defined

RHUMBLINE ADVISERS

$468,061

0.20%

7,967

OCCUDO QUANTITATIVE STRATEGIES LP

$460,776

0.19%

7,843

XTX Topco Ltd

$451,787

0.19%

7,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	7,690	$451,787	100.0%	Defined

FMR LLC

$446,323

0.19%

7,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	7,597	$446,323	100.0%	Defined

MARTINGALE ASSET MANAGEMENT L P

$436,336

0.18%

7,427

WELLS FARGO & COMPANY/MN

$435,102

0.18%

7,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	5,155	$302,856	69.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,251	$132,246	30.4%	Defined

Y-Intercept (Hong Kong) Ltd

$421,783

0.18%

6,509

Connor, Clark & Lunn Investment Management Ltd.

$406,021

0.17%

6,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	6,691	$393,096	96.8%	Sole
Held directly	220	$12,925	3.2%	Sole

Mariner, LLC

$386,340

0.16%

6,576

DEUTSCHE BANK AG\

$347,917

0.15%

5,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	5,922	$347,917	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$341,925

0.14%

5,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	5,820	$341,925	100.0%	Defined

AE Wealth Management LLC

$331,572

0.14%

5,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advantage Wealth Partners	61	$3,583	1.1%	Other
Authentikos Wealth Advisory, LLC	11	$646	0.2%	Other
B.O.S.S. Retirement Advisors, LLC	65	$3,818	1.2%	Other
Beacon Capital Management, LLC	35	$2,056	0.6%	Other
Blackston Financial Advisory Group, LLC	30	$1,762	0.5%	Other
Capital A Wealth Management, LLC	39	$2,291	0.7%	Other
Decker Retirement Planning Inc.	13	$763	0.2%	Other
Elite Retirement Planning LLC	36	$2,115	0.6%	Other
Family Legacy Planning	1,709	$100,403	30.3%	Other
FSA Advisors, Inc.	194	$11,397	3.4%	Other
Harlow Wealth Managment, Inc.	137	$8,048	2.4%	Other
Integrated Wealth Management Inc	8	$470	0.1%	Other
Kingdom Financial Group LLC.	25	$1,468	0.4%	Other
Mach-1 Financial Group, LLC	13	$763	0.2%	Other
MADISON AVENUE SECURITIES, LLC	12	$705	0.2%	Other
Martinsen Wealth Management	7	$411	0.1%	Other
Mercurio Weath Advisors	53	$3,113	0.9%	Other
Nicholas Wealth, LLC.	44	$2,585	0.8%	Other
Price Financial	4	$235	0.1%	Other
Raleigh Capital Management Inc.	75	$4,406	1.3%	Other
SMART Wealth LLC	6	$352	0.1%	Other
Ross Wealth Management	9	$528	0.2%	Other
RSG Investments LLC	81	$4,758	1.4%	Other
Slagle Financial, LLC	16	$940	0.3%	Other
Stephen Smith Financial	101	$5,933	1.8%	Other
Strategy Financial Group	5	$293	0.1%	Other
The Holland Group	323	$18,976	5.7%	Other
Lloyd Advisory Services, LLC.	110	$6,462	1.9%	Other
Wellment Financial	8	$470	0.1%	Other
Held directly	2,414	$141,822	42.8%	Other

Essex Financial Services, Inc.

$330,997

0.14%

5,634

Daytona Street Capital LLC

$324,000

0.14%

5,000

Point72 Asset Management, L.P.

$314,606

0.13%

5,355

IEQ CAPITAL, LLC

$303,972

0.13%

5,174

PRICE T ROWE ASSOCIATES INC /MD/

$300,330

0.13%

5,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	5,112	$300,330	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$295,218

0.12%

5,025

CANADA PENSION PLAN INVESTMENT BOARD

$293,750

0.12%

5,000

KESTRA PRIVATE WEALTH SERVICES, LLC

$291,341

0.12%

4,959

HSBC HOLDINGS PLC

$268,663

0.11%

4,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	4,573	$268,663	100.0%	Defined

Creative Planning

$265,491

0.11%

4,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	4	$235	0.1%	Defined
Held directly	4,515	$265,256	99.9%	Sole

Janney Montgomery Scott LLC

$264,375

0.11%

4,500

ROYAL BANK OF CANADA

$253,623

0.11%

4,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	188	$11,045	4.4%	Defined
RBC Capital Markets, LLC	4,129	$242,578	95.6%	Defined

MetLife Investment Management, LLC

$236,703

0.10%

4,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	4,029	$236,703	100.0%	Defined

PDT Partners, LLC

$235,000

0.10%

4,000

GSA CAPITAL PARTNERS LLP

$234,588

0.10%

3,993

LOS ANGELES CAPITAL MANAGEMENT LLC

$226,187

0.09%

3,850

BEESE FULMER INVESTMENT MANAGEMENT, INC.

$217,140

0.09%

3,696

Engineers Gate Manager LP

$210,912

0.09%

3,590

SG Americas Securities, LLC

$210,207

0.09%

3,578

Tidal Investments LLC

$208,268

0.09%

3,545

NEW YORK STATE COMMON RETIREMENT FUND

$196,871

0.08%

3,351

ASSETMARK, INC

$194,400

0.08%

3,000

CITIGROUP INC

$188,763

0.08%

3,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3,213	$188,763	100.0%	Defined

Vanguard Global Advisers, LLC

$178,717

0.07%

3,042

Key Financial Inc

$170,375

0.07%

2,900

BNP PARIBAS ARBITRAGE, SA

$168,965

0.07%

2,876

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$164,147

0.07%

2,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,794	$164,147	100.0%	Defined

US BANCORP \DE\

$99,228

0.04%

1,689

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,689	$99,228	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$87,655

0.04%

1,492

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	1,492	$87,655	100.0%	Defined

Tower Research Capital LLC (TRC)

$48,057

0.02%

818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	818	$48,057	100.0%	Defined

State of Alaska, Department of Revenue

$47,174

0.02%

728

Mirae Asset Global Investments Co., Ltd.

$44,767

0.02%

762

Legal & General Group Plc

$37,423

0.02%

637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	637	$37,423	100.0%	Defined

Ameritas Investment Partners, Inc.

$32,723

0.01%

557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	557	$32,723	100.0%	Other

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Key facts CIK 1505732 CUSIP 06654A103 13F (30d) 16 filings 16 filers Visit website Investor relations