PFFD · Global X U.S. Preferred ETF · Holdings ETF

$17.19 +0.01 (+0.06%) At close · Oct 20

Volume · Oct 20 918.85K Avg daily vol (3M) 1.08M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 49

Total Value: $0

Total Shares: 11,125,328

Institutional Ownership Trend

27 quarters

Who Holds PFFD

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 282 filers, like-for-like change +0.4%; actively managed books +0.5%; index-like books -2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	52.6%	185	+5.8%	18	18
Adviser	0.8%	3	+3.6%	0	0
Bank	13.7%	11	-3.0%	1	0
Broker-dealer	5.2%	1	-5.8%	0	0
Non-US	0.7%	2	-9.0%	0	0
Holding company	4.7%	4	-1.2%	0	0
Exempt adviser	0.0%	0	—	0	0
Insurer	0.0%	0	—	0	0
Unknown	22.3%	76	-6.9%	3	9

Style	Share	Filers	Change	New	Exited
Index-like	4.3%	1	-2.3%	0	0
Systematic-like	0.1%	1	+95.4%	0	1
Concentrated	22.0%	69	-3.4%	5	10
Diversified active	71.5%	209	+1.7%	17	16
Unknown	2.0%	1	0.0%	0	0
Not measured	0.0%	1	+0.5%	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.0%	217	+1.5%	12	16
Medium turnover	15.8%	38	+11.3%	7	7
High turnover	0.3%	4	-88.9%	0	2
Unknown	0.8%	22	-0.4%	3	2
Not measured	0.0%	1	+0.5%	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.6%	20	-3.2%	3	1
Medium horizon	12.2%	54	+27.4%	6	9
Long horizon	84.2%	200	-2.5%	12	16
Unknown	2.9%	7	-1.5%	1	1
Not measured	0.0%	1	+0.5%	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.3%	106	-7.6%	9	14
$1B to $10B	30.6%	101	+6.8%	9	11
$10B to $100B	21.2%	52	+11.3%	4	1
$100B or more	32.9%	22	-6.8%	0	1
Not measured	0.0%	1	+0.5%	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	43.1%	163	+1.1%	16	17
Pooled investment vehicles	0.1%	1	+255.6%	0	0
Registered funds and BDCs	5.9%	5	+49.9%	2	0
Pension and profit sharing plans	0.1%	2	+3.9%	0	0
Insurance companies	0.9%	3	0.0%	0	0
Corporations	0.0%	2	0.0%	0	0
Other investment advisers	1.8%	3	+20.1%	0	0
Other	0.5%	2	+3.2%	0	0
Diversified	0.1%	4	+36.3%	0	1
Unknown	47.4%	97	-5.0%	4	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.9%	7	+5.9%	1	0
Private equity funds	2.9%	9	+2.3%	1	1
Real estate funds	1.3%	4	+19.3%	1	0
Other private funds	1.1%	10	+4.3%	0	0
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	2.3%	2	+3.8%	0	0
No private funds	40.0%	153	+5.8%	15	17
Venture capital funds	0.0%	0	—	0	0
Unknown	47.4%	97	-5.0%	4	9

Location	Share	Filers	Change	New	Exited
United States	89.2%	270	+0.4%	22	26
Outside the US	10.8%	12	+0.1%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 6 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

281 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.91% of filers hold it in their top 10

Mar 31, 2026: 12

Holders above 5%

median weight 0.156%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

47.5%

of 13F shares, Herfindahl 0.034

Active holders

+0.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 13.3 quarters

Under 1 year 4.95% 1 to 3 years 45.2% 3 years or more 49.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$19.03

estimated per share

Mar 31, 2026: $19.13

Quarter-end price

$18.69

implied by 13F values

Estimated gain or loss

-1.8%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 10.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PFFD by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1,271,793 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	1,271,793	1
Active ETFs	605,218	2
Active funds	0	0
Unclassified	0	0
All registered funds	1,877,011	3

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -234

Institutional value: -100.0%

Shares held: -83.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid AlphaStar Capital Management, LLC	+569,010	1,065,601
Mid Orgel Wealth Management, LLC	+101,232	6,927,424
Small Prairiewood Capital, LLC	+37,204	434,814
Mid Avior Wealth Management, LLC	+6,000	28,915
Small Hegarty Advisors, LLC	+5,638	109,388

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small COLLECTIVE FAMILY OFFICE LLC	−324,730	452,478
Mid Carnegie Investment Counsel	−221,378	312,255
Mid Apella Capital, LLC	−84,305	176,502
Mid WealthPlan Investment Management, LLC	−76,520	10,848
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−59,224	43,156

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small HF Advisory Group, LLC	10,194	$0
Small RHS Financial, LLC	12,568	$0
Small Cordoba Advisory Partners LLC	326,313	$0
Small Meriwether Wealth & Planning, LLC	924	$0
Mid EASTERN BANK	22,500	$0

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small True Blue Financial, LLC	10,443	$195,179
Small Columbus Macro, LLC	1,121,532	$0

Filter: New 5 Increased 15 Reduced 22 Sold out 2 Unchanged 7

Holder type: Registered adviser 37 Unknown 12

Showing 49 of 49

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Hegarty Advisors, LLC Registered adviser PFFD	—	—	109,388	—	+5,638 +5.4%	Shares	2026-10-20
Small BEACON FINANCIAL GROUP Registered adviser PFFD	—	—	34,352	—	+273 +0.8%	Shares	2026-10-19
Small Prairiewood Capital, LLC Registered adviser PFFD	—	—	434,814	—	+37,204 +9.4%	Shares	2026-10-16
Small Activest Wealth Management Registered adviser PFFD	—	—	19,974	—	-3,022 -13.1%	Shares	2026-10-15
Mid Syntegra Private Wealth Group, LLC Registered adviser PFFD	—	—	40,491	—	-3,474 -7.9%	Shares	2026-10-13
Mid AlphaStar Capital Management, LLC Registered adviser PFFD	—	—	1,065,601	—	+569,010 +114.6%	Shares	2026-10-16
Mid EASTERN BANK PFFD	—	—	22,500	—	New	Shares	2026-10-05
Mid HARBOR INVESTMENT ADVISORY, LLC Registered adviser PFFD	—	—	39	—	0 0.0%	Shares	2026-10-13
Small TrueWealth Advisors, LLC PFFD	—	—	22,585	—	-4,363 -16.2%	Shares	2026-10-09
Small COLLECTIVE FAMILY OFFICE LLC Registered adviser PFFD	—	—	452,478	—	-324,730 -41.8%	Shares	2026-10-05
Mid Apella Capital, LLC PFFD	—	—	176,502	—	-84,305 -32.3%	Shares	2026-10-08
Small Accel Wealth Management Registered adviser PFFD	—	—	11,294	—	-279 -2.4%	Shares	2026-10-13
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PFFD	—	—	43,156	—	-59,224 -57.8%	Shares	2026-10-13
Mid WealthPlan Investment Management, LLC Registered adviser PFFD	—	—	10,848	—	-76,520 -87.6%	Shares	2026-10-15
Small RHS Financial, LLC Registered adviser PFFD	—	—	12,568	—	New	Shares	2026-10-13
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser PFFD	—	—	17,087	—	+587 +3.6%	Shares	2026-10-13
Mid RVW Wealth, LLC PFFD	—	—	15,155	—	-41 -0.3%	Shares	2026-10-06
Small SMITHBRIDGE ASSET MANAGEMENT INC/DE Registered adviser PFFD	—	—	28,530	—	0 0.0%	Shares	2026-10-19
Small David Kennon Inc PFFD	—	—	32,570	—	-4,488 -12.1%	Shares	2026-10-13
Mid Sound Income Strategies, LLC Registered adviser PFFD	—	—	221,221	—	-4,796 -2.1%	Shares	2026-10-09
Micro Objective Capital Management, LLC Registered adviser PFFD	—	—	33,443	—	-41,207 -55.2%	Shares	2026-10-13
Mid Cyndeo Wealth Partners, LLC Registered adviser PFFD	—	—	98,178	—	-560 -0.6%	Shares	2026-10-16
Small HF Advisory Group, LLC Registered adviser PFFD	—	—	10,194	—	New	Shares	2026-10-09
Small Meriwether Wealth & Planning, LLC PFFD	—	—	924	—	New	Shares	2026-10-13
Small Lewis Asset Management, LLC Registered adviser PFFD	—	—	14,057	—	-57 -0.4%	Shares	2026-10-14
Mid Avior Wealth Management, LLC Registered adviser PFFD	—	—	28,915	—	+6,000 +26.2%	Shares	2026-10-13
Mid Focus Financial Network, Inc. PFFD	—	—	13,748	—	-1,034 -7.0%	Shares	2026-10-14
Mid Hennion & Walsh Asset Management, Inc. PFFD	—	—	19,195	—	-2,199 -10.3%	Shares	2026-10-13
Mid Orgel Wealth Management, LLC Registered adviser PFFD	—	—	6,927,424	—	+101,232 +1.5%	Shares	2026-10-14
Small Cherry Tree Wealth Management, LLC Registered adviser PFFD	—	—	1,333	—	0 0.0%	Shares	2026-10-15
Mid VALLEY WEALTH MANAGERS, INC. Registered adviser PFFD	—	—	7	—	0 0.0%	Shares	2026-10-09
Small Fortitude Family Office, LLC Registered adviser PFFD	—	—	3,544	—	0 0.0%	Shares	2026-10-14
Mid PRIVATE TRUST CO NA PFFD	—	—	26,606	—	+2,459 +10.2%	Shares	2026-10-20
Small Independent Wealth Network Inc. Registered adviser PFFD	—	—	11,488	—	+130 +1.1%	Shares	2026-10-19
Mid Carnegie Investment Counsel Registered adviser PFFD	—	—	312,255	—	-221,378 -41.5%	Shares	2026-10-20
Small Adams Asset Advisors, LLC Registered adviser PFFD	—	—	43,530	—	+4,605 +11.8%	Shares	2026-10-08
Small Triumph Capital Management Registered adviser PFFD	—	—	51,541	—	+758 +1.5%	Shares	2026-10-14
Mid FIRST CITIZENS BANK & TRUST CO PFFD	—	—	33,189	—	-1,915 -5.5%	Shares	2026-10-14
Mid CoreCap Advisors, LLC Registered adviser PFFD	—	—	345	—	-277 -44.5%	Shares	2026-10-08
Small Cordoba Advisory Partners LLC PFFD	—	—	326,313	—	New	Shares	2026-10-19
Small Investors Research Corp Registered adviser PFFD	—	—	62,527	—	-2,549 -3.9%	Shares	2026-10-07
Small Eagle Strategies LLC Registered adviser PFFD	—	—	76,425	—	+5,614 +7.9%	Shares	2026-10-16
Small WealthBridge Capital Management, LLC Registered adviser PFFD	—	—	25,700	—	0 0.0%	Shares	2026-10-16
Small Onyx Bridge Wealth Group LLC Registered adviser PFFD	—	—	10,418	—	+154 +1.5%	Shares	2026-10-16
Small Sculati Wealth Management, LLC Registered adviser PFFD	—	—	10,061	—	0 0.0%	Shares	2026-10-19
Large Farther Finance Advisors, LLC Registered adviser PFFD	—	—	38,772	—	+4,535 +13.2%	Shares	2026-10-08
Small Acorn Wealth Advisors, LLC Registered adviser PFFD	—	—	27,504	—	-2,303 -7.7%	Shares	2026-10-19
Mid Robertson Stephens Wealth Management, LLC Registered adviser PFFD	—	—	135,050	—	-8,306 -5.8%	Shares	2026-10-16
Mid IFP Advisors, Inc Registered adviser PFFD	—	—	11,489	—	+339 +3.0%	Shares	2026-10-16
Small True Blue Financial, LLC Registered adviser PFFD	$195,179	—	10,443	—	Sold Out	Shares	2026-07-17
Small Columbus Macro, LLC Registered adviser PFFD	—	—	1,121,532	—	Sold Out	Shares	2026-07-22
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