SMMV · iShares MSCI USA Small-Cap Min Vol Factor ETF ETF

Alerts for SMMV

$47.17 -0.26 (-0.55%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $2,781,551

Total Shares: 60,416

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2026

Top Holder

79.6%

+32.6 pts

Top 5

100.0%

+24.5 pts

Top 10

100.0%

+12.0 pts

HHI

6,748

Highly concentrated+4,220

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

2

Decreased

0

Sold Out

34

Unchanged

0

Holder count: -34

Institutional value: -97.6%

Shares held: -97.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+15,933	48,071
Large Corient Private Wealth LLC	+2	12,345

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	1,258,841	$54,906,866
Large MERCER GLOBAL ADVISORS INC /ADV	355,543	$15,507,719
Mega RAYMOND JAMES FINANCIAL INC	249,640	$10,888,546
Small Burns Matteson Capital Management, LLC	82,886	$3,615,238
Mega ROYAL BANK OF CANADA	79,583	$3,471,170

Filter: New 0 Increased 2 Reduced 0 Sold out 34 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SMMV

$2,213,188

79.57%

48,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	48,071	$2,213,188	100.0%	Defined

Corient Private Wealth LLC SMMV

$568,363

20.43%

12,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	576,296	$25,136,302	45.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	615,799	$26,859,304	48.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	66,746	$2,911,260	5.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	129,692	$5,656,775	52.0%	Defined
Raymond James Financial Services Advisors, Inc.	113,451	$4,948,392	45.4%	Defined
RAYMOND JAMES TRUST N.A.	6,497	$283,379	2.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	75,149	$3,277,773	94.4%	Defined
RBC Dominion Securities Inc.	4,434	$193,397	5.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	65,756	$2,868,079	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	55,271	$2,410,755	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,360	$233,787	21.8%	Other
G1 EXECUTION SERVICES, LLC	19,227	$838,624	78.2%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,279	$361,105	76.0%	Defined
Osaic Advisory Services, LLC	2,616	$114,102	24.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	8,609	$375,498	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	1,111	$48,458	14.4%	Defined
Held directly	6,630	$289,180	85.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	3,772	$164,523	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,519	$153,488	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	186	$8,112	50.0%	Sole
Held directly	186	$8,112	50.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	353	$15,396	100.0%	Defined