TECB · iShares U.S. Tech Breakthrough Multisector ETF ETF

Alerts for TECB

$75.97 -0.32 (-0.42%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $892,498

Total Shares: 12,439

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+6.9 pts

Top 5

100.0%

+3.1 pts

Top 10

100.0%

+1.4 pts

HHI

10,000

Highly concentrated+1,335

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

0

Decreased

1

Sold Out

32

Unchanged

0

Holder count: -32

Institutional value: -99.6%

Shares held: -99.8%

Top Buyers

vs Sep 30, 2023

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−21,195	12,439

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Small Financial Engines Advisors L.L.C.	6,096,896	$222,841,548
Mega BANK OF AMERICA CORP /DE/	130,861	$4,782,969
Mid Sigma Planning Corp	41,528	$1,517,848
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	41,489	$1,516,422
Small CPC Advisors, LLC	39,966	$1,460,757

Filter: New 0 Increased 0 Reduced 1 Sold out 32 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC TECB

$892,498

100.00%

12,439

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,439	$892,498	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	41,891	$1,531,116	32.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	79,926	$2,921,295	61.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	9,044	$330,558	6.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	41,489	$1,516,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	11,973	$437,613	92.3%	Sole
Held directly	1,000	$36,550	7.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	11,885	$434,396	97.1%	Defined
RBC Capital Markets, LLC	300	$10,965	2.5%	Defined
RBC Dominion Securities Inc.	50	$1,827	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	10,112	$369,593	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	8,874	$324,344	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Western International Securities, Inc.	7,761	$283,664	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	7,360	$269,008	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,838	$67,178	39.3%	Defined
WOODBURY FINANCIAL SERVICES, INC.	497	$18,165	10.6%	Defined
SECURITIES AMERICA ADVISORS INC	1,062	$38,816	22.7%	Defined
ARBOR POINT ADVISORS, LLC	35	$1,279	0.7%	Defined
American Portfolios Advisors	1,078	$39,400	23.0%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	169	$6,176	3.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	2,715	$99,233	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	2,474	$90,424	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,748	$63,889	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,707	$62,390	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	584	$21,345	59.3%	Defined
UBS Securities LLC	401	$14,656	40.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	492	$17,982	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	122	$4,459	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	43	$1,571	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	10	$365	100.0%	Sole