OPTIMUM INVESTMENT ADVISORS
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2025, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 48.1%; sector active share 14.1% against the combined 13F book's sector weights.
Over time 23 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
605 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025Portfolio Trend
Sector Breakdown
As of Sep 30, 2025| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 28.5% | $71,358,290 |
| Unclassified | 23.9% | $59,829,941 |
| Financial Services | 11.7% | $29,315,810 |
| Industrials | 8.5% | $21,375,110 |
| Communication Services | 6.6% | $16,491,393 |
| Healthcare | 6.2% | $15,425,871 |
| Consumer Cyclical | 5.0% | $12,544,634 |
| Consumer Defensive | 4.3% | $10,824,339 |
| Energy | 1.9% | $4,779,438 |
| Basic Materials | 1.2% | $3,127,269 |
| Real Estate | 1.2% | $3,099,479 |
| Utilities | 1.0% | $2,404,841 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GGN | GAMCO Global Gold, Natural Resources & Income Trust | +22,682 | 304,374 | $1,570,569 | |
| TEVA | Teva Pharmaceutical Industries Ltd | +17,475 | 17,715 | $357,843 | |
| BSCR | Invesco BulletShares 2027 Corporate Bond ETF | +5,500 | 14,800 | $291,708 | |
| CQQQ | Invesco Ltd. | +3,475 | 6,000 | $354,060 | |
| TTD | Trade Desk, Inc. | +2,929 | 16,739 | $820,378 | |
| BSCQ | Invesco BulletShares 2026 Corporate Bond ETF | +2,500 | 16,100 | $314,916 | |
| NML | Neuberger Energy Infrastructure & Income Fund Inc. | +2,300 | 143,910 | $1,254,895 | |
| EFC | Ellington Financial Inc. | +2,200 | 11,025 | $143,104 | |
| RGLD | Royal Gold Inc | +2,150 | 2,275 | $456,319 | |
| RITM | Rithm Capital Corp. | +2,000 | 3,000 | $34,170 | |
| EEM | iShares MSCI Emerging Markets ETF | +1,518 | 9,344 | $498,969 | |
| COKE | Coca-Cola Consolidated, Inc. | +1,263 | 1,413 | $165,547 | |
| SGDM | +1,000 | 10,700 | $0 | ||
| GLD | Spdr Gold Trust | +805 | 11,421 | $4,059,822 | |
| BSCT | Invesco BulletShares 2029 Corporate Bond ETF | +800 | 4,100 | $77,121 | |
| DVYE | iShares Trust | +760 | 11,801 | $0 | |
| BSCS | Invesco BulletShares 2028 Corporate Bond ETF | +700 | 3,600 | $74,052 | |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | +600 | 26,560 | $429,209 | |
| D | Dominion Energy, Inc | +600 | 8,275 | $506,181 | |
| MBC | MasterBrand, Inc. | +600 | 5,100 | $67,167 | |
| VEA | Vanguard FTSE Developed Markets ETF | +592 | 16,067 | $962,734 | |
| UBER | Uber Technologies, Inc | +564 | 6,265 | $613,782 | |
| ANET | Arista Networks, Inc. | +540 | 1,830 | $266,649 | |
| COF | Capital One Financial Corp | +486 | 1,186 | $252,119 | |
| AMZN | Amazon Com Inc | +462 | 19,113 | $4,196,641 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INTC | Intel Corp | −3,720 | 13,928 | $467,284 | |
| DSL | DoubleLine Income Solutions Fund | −3,100 | 2,910 | $35,734 | |
| NVDA | Nvidia Corp | −3,000 | 83,830 | $15,641,001 | |
| S | SentinelOne, Inc. | −1,500 | 310 | $5,459 | |
| FXI | iShares China Large-Cap ETF | −1,500 | 7,011 | $288,432 | |
| BMY | Bristol Myers Squibb Co | −1,445 | 14,401 | $649,485 | |
| PFE | Pfizer Inc | −1,200 | 20,164 | $513,778 | |
| MPT | Medical Properties Trust Inc | −1,000 | 5,000 | $25,350 | |
| SHOP | Shopify Inc. | −1,000 | 3,780 | $561,745 | |
| PAAS | Pan American Silver Corp | −1,000 | 306 | $11,851 | |
| GEHC | GE HealthCare Technologies Inc. | −1,000 | 283 | $21,253 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −900 | 6,034 | $500,580 | |
| CNI | Canadian National Railway Co | −900 | 667 | $62,898 | |
| ADM | Archer-Daniels-Midland Co | −808 | 1,100 | $65,714 | |
| NVO | Novo Nordisk A S | −700 | 2,250 | $124,852 | |
| NUV | Nuveen Municipal Value Fund Inc | −700 | 43,000 | $386,140 | |
| ENB | Enbridge Inc | −670 | 150 | $7,569 | |
| VTRS | Viatris Inc | −664 | 42 | $415 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | −639 | 5,240 | $468,141 | |
| UPS | United Parcel Service Inc | −625 | 11,009 | $919,581 | |
| AAPL | Apple Inc. | −625 | 85,515 | $21,774,684 | |
| IWM | iShares Russell 2000 ETF | −597 | 8,071 | $1,952,859 | |
| GXC | State Street(R) SPDR(R) S&P(R) China ETF | −589 | 1,758 | $184,537 | |
| CRDO | Credo Technology Group Holding Ltd | −550 | 1,400 | $203,854 | |
| DHR | Danaher Corp | −550 | 3,400 | $674,084 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SMR | NUSCALE POWER Corp | 7,063 | $254,268 | |
| PSN | Parsons Corp | 2,786 | $231,015 | |
| CMCL | Caledonia Mining Corp Plc | 1,500 | $54,315 | |
| URA | Global X Uranium ETF | 1,010 | $48,146 | |
| AU | AngloGold Ashanti PLC | 500 | $35,165 | |
| NUKZ | Range Nuclear Renaissance Index ETF | 400 | $26,016 | |
| ETHA | iShares Ethereum Trust ETF | 400 | $12,603 | |
| VISN | Vistance Networks, Inc. | 500 | $7,740 | |
| DNP | Dnp Select Income Fund Inc | 500 | $5,005 | |
| SKYD | Skydance Corp | 250 | $4,730 | |
| QUBT | Quantum Computing Inc. | 200 | $3,682 | |
| MFG | Mizuho Financial Group Inc | 500 | $3,350 | |
| XHB | State Street(R) SPDR(R) S&P(R) Homebuilders ETF | 15 | $1,662 | |
| NTLA | Intellia Therapeutics, Inc. | 50 | $863 | |
| GLIBK | Liberty Capital Corp | 16 | $596 | |
| GLIBA | Liberty Capital Corp | 5 | $187 | |
| SGDJ | 450 | $0 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EOG | Eog Resources Inc | 600 | $71,766 | |
| DVN | Devon Energy Corp | 1,500 | $47,715 | |
| SE | Sea Ltd | 200 | $31,988 | |
| ELV | Elevance Health, Inc. | 75 | $29,172 | |
| — | 1,993 | $22,880 | ||
| MPTI | M-tron Industries, Inc. | 500 | $21,000 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | 220 | $19,593 | |
| CF | CF Industries Holdings, Inc. | 200 | $18,400 | |
| RGTI | Rigetti Computing, Inc. | 1,500 | $17,790 | |
| XSMO | Victory Portfolios II | 253 | $17,209 | |
| KDP | Keurig Dr Pepper Inc. | 500 | $16,530 | |
| MSI | Motorola Solutions, Inc. | 21 | $8,829 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | 372 | $6,219 | |
| GSK | GSK plc | 160 | $6,144 | |
| NXDR | Nextdoor Holdings, Inc. | 2,000 | $3,320 | |
| NIO | NIO Inc. | 500 | $1,715 | |
| — | 200 | $0 | ||
| NVDL | GraniteShares 2x Long NVDA Daily ETF | 200 | $0 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 85,515 | $21,774,684 | 8.69% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 83,830 | $15,641,001 | 6.24% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 23,146 | $15,419,402 | 6.15% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 16,248 | $8,415,651 | 3.36% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Reduced | 9,427 | $7,038,484 | 2.81% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 23,228 | $5,657,179 | 2.26% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Held | 5,828 | $5,394,571 | 2.15% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Held | 6,557 | $4,815,329 | 1.92% | |
| AVGO |
Broadcom Inc.
Technology
|
Held | 13,743 | $4,533,953 | 1.81% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 19,113 | $4,196,641 | 1.67% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 14,443 | $4,061,949 | 1.62% | |
| GLD |
Spdr Gold Trust
|
Added | 11,421 | $4,059,822 | 1.62% | |
| MUNI |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
|
Held | 75,223 | $3,932,658 | 1.57% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 11,946 | $3,768,126 | 1.50% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Held | 13,277 | $3,074,156 | 1.23% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 27,246 | $2,807,972 | 1.12% | |
| MA |
Mastercard Inc
Financial Services
|
Held | 4,765 | $2,710,379 | 1.08% | |
| BBVA |
Banco Bilbao Vizcaya Argentaria, S.A.
Financial Services
|
Held | 137,603 | $2,648,857 | 1.06% | |
| FIX |
Comfort Systems USA Inc
Industrials
|
Added | 3,088 | $2,548,155 | 1.02% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 7,185 | $2,480,980 | 0.99% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 12,691 | $2,123,585 | 0.85% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 4,085 | $2,053,692 | 0.82% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 3,237 | $1,990,431 | 0.79% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 8,135 | $1,977,618 | 0.79% | |
| IWM |
iShares Russell 2000 ETF
|
Reduced | 8,071 | $1,952,859 | 0.78% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,445 | $1,947,075 | 0.78% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 4,021 | $1,918,620 | 0.77% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 25,821 | $1,766,672 | 0.71% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Reduced | 24,600 | $1,674,768 | 0.67% | |
| GGN |
GAMCO Global Gold, Natural Resources & Income Trust
Financial Services
|
Added | 304,374 | $1,570,569 | 0.63% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Held | 14,120 | $1,567,320 | 0.63% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Held | 3,017 | $1,506,116 | 0.60% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 9,026 | $1,501,565 | 0.60% | |
| TLT |
iShares 20+ Year Treasury Bond ETF
|
Held | 15,600 | $1,394,172 | 0.56% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 3,336 | $1,382,505 | 0.55% | |
| HACK |
|
Reduced | 15,347 | $1,332,119 | 0.53% | |
| NVMI |
Nova Ltd.
Technology
|
Reduced | 4,100 | $1,310,606 | 0.52% | |
| LRCX |
Lam Research Corp
Technology
|
Held | 9,700 | $1,298,830 | 0.52% | |
| NML |
Neuberger Energy Infrastructure & Income Fund Inc.
Financial Services
|
Added | 143,910 | $1,254,895 | 0.50% | |
| DHI |
Horton D R Inc
Consumer Cyclical
|
Held | 7,330 | $1,242,215 | 0.50% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 3,360 | $1,147,036 | 0.46% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Held | 34,846 | $1,089,634 | 0.43% | |
| MCK |
Mckesson Corp
Healthcare
|
Held | 1,400 | $1,081,556 | 0.43% | |
| PHYS |
Sprott Physical Gold Trust
Financial Services
|
Held | 35,700 | $1,057,434 | 0.42% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Held | 3,473 | $1,055,409 | 0.42% | |
| NFLX |
Netflix Inc
Communication Services
|
Held | 876 | $1,050,253 | 0.42% | |
| RSP |
Victory Portfolios II
|
Reduced | 5,490 | $1,041,453 | 0.42% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Held | 3,850 | $1,003,926 | 0.40% | |
| SHW |
Sherwin Williams Co
Basic Materials
|
Reduced | 2,880 | $997,228 | 0.40% | |
| ICE |
Intercontinental Exchange, Inc.
Financial Services
|
Reduced | 5,874 | $989,651 | 0.39% |
Showing the top 50 of 605 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.