BALASA DINVERNO & FOLTZ LLC

CIK

1308757

Location

ITASCA, IL

Portfolio Value

Mid $1,580,692,319

Diversification

Moderately concentrated

Filing Date

Global Rank

#1,187 / 6,827 ▲ 41 · as of Sep 2022

Top Industry

Consumer Electronics 8.8%

Period ended 4 years ago

Filed Oct 25, 2022 · 4y

11 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.0% of the book (60%+)

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 8.0 quarters, but 50.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 77.8%; sector active share 52.4% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

330 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

36.3%

−0.3 pts

Top 5

79.3%

−0.5 pts

Top 10

83.0%

−0.2 pts

HHI

2,126

Moderately concentrated−14

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	80.3%	$1,269,679,212	83
Technology	5.3%	$83,275,592	40
Healthcare	3.6%	$56,789,128	32
Financial Services	2.9%	$45,446,457	49
Consumer Cyclical	1.8%	$29,181,256	26
Consumer Defensive	1.7%	$26,887,642	19
Industrials	1.3%	$20,059,931	29
Communication Services	1.2%	$19,157,133	13
Energy	0.6%	$9,772,914	13
Utilities	0.5%	$7,619,665	9
Real Estate	0.5%	$7,446,126	8
Basic Materials	0.3%	$5,377,263	9

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFIS	Dimensional International Small Cap ETF	+878,090	2,604,630	$48,133,562
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+642,671	2,147,517	$43,895,247
DFSV	Dimensional US Small Cap Value ETF	+244,062	771,493	$16,810,832
MUB	iShares National Muni Bond ETF	+163,102	429,441	$44,052,057
EFA	iShares MSCI EAFE ETF	+101,174	818,012	$45,816,852
SCZ	iShares MSCI EAFE Small-Cap ETF	+94,237	118,363	$5,773,747
GOOGL	Alphabet Inc.	+84,499	89,149	$8,527,101
HPE	Hewlett Packard Enterprise Co	+47,884	137,639	$1,648,915
EFG	iShares MSCI EAFE Growth ETF	+42,285	244,391	$17,733,010
AVRE	Avantis Real Estate ETF	+31,081	38,563	$1,503,957
EFV	iShares MSCI EAFE Value ETF	+28,330	43,727	$1,684,801
GOOG	Alphabet Inc.	+26,351	27,703	$2,663,643
MPT	Medical Properties Trust Inc	+25,461	64,434	$764,187
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+18,816	544,705	$106,288,286
AAPL	Apple Inc.	+15,420	197,373	$27,276,948
TSLA	Tesla, Inc.	+15,327	19,872	$5,271,048
UNM	Unum Group	+13,389	107,664	$4,177,363
EQH	Equitable Holdings, Inc.	+13,315	65,040	$1,713,804
AMZN	Amazon Com Inc	+11,560	61,831	$6,986,903
MTUM	iShares MSCI USA Momentum Factor ETF	+11,049	607,603	$79,705,361
BHF	Brighthouse Financial, Inc.	+9,805	29,881	$1,297,433
HRB	H&R Block Inc	+8,627	15,370	$653,839
—		+7,862	39,529	$922,000
F	Ford Motor Co	+7,693	37,569	$420,772
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+7,076	39,251	$1,966,475
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAT	Dimensional U.S. Targeted Value ETF	−66,888	797,666	$31,085,044
SUB	iShares Short-Term National Muni Bond ETF	−28,521	19,138	$1,964,707
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	−26,937	2,199,037	$54,426,165
T	At&T Inc.	−22,436	73,255	$1,123,731
DFUV	Dimensional U.S. Marketwide Value ETF	−22,323	7,636,123	$226,105,602
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	−18,517	332,983	$23,648,452
HPQ	Hp Inc	−15,318	41,521	$1,034,703
—		−12,448	40,776	$921,000
RITM	Rithm Capital Corp.	−11,984	65,707	$480,975
AVT	Avnet Inc	−10,677	13,985	$505,138
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−10,485	292,412	$5,523,662
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−10,188	158,232	$5,457,421
IWF	iShares Russell 1000 Growth ETF	−9,889	572,843	$120,526,167
LPX	Louisiana-Pacific Corp	−8,636	9,360	$479,138
IWD	iShares Russell 1000 Value ETF	−8,271	383,319	$52,127,550
IWO	iShares Russell 2000 Growth ETF	−7,899	39,023	$8,061,761
EBAY	Ebay Inc	−7,256	11,101	$408,627
—		−7,253	7,566	$311,000
EXC	Exelon Corp	−6,548	19,398	$726,649
INTC	Intel Corp	−6,496	41,702	$1,074,660
SAN	Banco Santander, S.A.	−6,098	27,277	$63,282
WY	Weyerhaeuser Co	−6,013	12,317	$351,773
XOM	ExxonMobil Holdings Corp	−5,670	26,173	$2,285,164
DVN	Devon Energy Corp	−5,365	27,900	$1,677,627
IWC	iShares Micro-Cap ETF	−5,148	101,113	$10,454,073
No positions match the current search.

New Positions

Positions the filer opened this quarter

24 positions

Ticker	Company	Shares	Value
AVEM	Avantis Emerging Markets Equity ETF	295,979	$13,594,315
AGG	iShares Core U.S. Aggregate Bond ETF	47,222	$4,549,367
DUHP	Dimensional US High Profitability ETF	34,279	$731,513
HSY	Hershey Co	2,096	$462,105
—		1,659	$461,000
OVV	Ovintiv Inc.	8,756	$402,776
RJF	Raymond James Financial Inc	3,365	$332,529
M	Macy's, Inc.	21,156	$331,514
NFLX	Netflix Inc	1,402	$330,086
KEYS	Keysight Technologies, Inc.	1,693	$266,410
JBL	Jabil Inc	4,350	$251,038
EXPD	Expeditors International Of Washington Inc	2,763	$244,000
CNC	Centene Corp	3,083	$239,888
CELH	Celsius Holdings, Inc.	2,625	$238,035
WFC	Wells Fargo & Company	5,872	$236,171
PLD	Prologis, Inc.	2,317	$235,407
CTSH	Cognizant Technology Solutions Corp	4,088	$234,814
ADI	Analog Devices Inc	1,629	$226,984
SRE	Sempra	1,447	$216,963
STT	State Street Corp	3,562	$216,605
AWK	American Water Works Company, Inc.	1,622	$211,119
VTRS	Viatris Inc	20,908	$178,136
GT	Goodyear Tire & Rubber Co	15,055	$151,904
LYG	Lloyds Banking Group plc	23,083	$41,318
No positions match the current search.

Sold Out

Positions the filer fully exited

22 positions

Ticker	Company	Shares	Value
—		4,537	$978,000
NEM	NEWMONT Corp	11,970	$714,249
EVR	Evercore Inc.	4,813	$450,544
—		11,272	$449,000
OGN	Organon & Co.	9,996	$337,365
BAX	Baxter International Inc	4,914	$315,626
BIO	Bio-Rad Laboratories, Inc.	547	$270,765
LYB	LyondellBasell Industries N.V.	2,991	$261,592
OSK	Oshkosh Corp	3,132	$257,262
RWO	State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF	5,813	$256,585
ORI	Old Republic International Corp	11,225	$250,991
KSS	KOHLS Corp	6,874	$245,333
BNY	Bank of New York Mellon Corp	5,822	$242,835
DELL	Dell Technologies Inc.	5,210	$240,754
BOND	PIMCO Active Bond Exchange-Traded Fund	2,512	$239,268
MMM	3M Co	1,796	$232,420
AMT	American Tower Corp	888	$226,963
DXCM	Dexcom Inc	3,008	$224,186
DNL	WisdomTree Global ex-U.S. Quality Growth Fund	7,064	$223,858
MSI	Motorola Solutions, Inc.	978	$204,988
USB	US Bancorp De	4,356	$200,463
TWOD	Two Harbors Investment Corp.	12,210	$61,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

330 tracked positions · $1,580,692,319 total · filing declares 336 positions · $1,584,226,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 330 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	7,636,123	-22,323	$226,105,602	−6.6%	2	$33.28	14.30%
IWF	iShares Russell 1000 Growth ETF	Reduced	572,843	-9,889	$120,526,167	−5.4%	11+	before history	7.62%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	544,705	+18,816	$106,288,286	+2.6%	11+	before history	6.72%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	607,603	+11,049	$79,705,361	−2.0%	11+	before history	5.04%
IVV	iShares Core S&P 500 ETF	Reduced	160,728	-4,748	$57,645,097	−8.1%	11+	before history	3.65%
QUAL	iShares MSCI USA Quality Factor ETF	Added	535,221	+5,355	$55,630,870	−6.0%	9	unpriced	3.52%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Reduced	2,199,037	-26,937	$54,426,165	−12.0%	10	$27.07	3.44%
VUG	VANGUARD GROWTH INDEX FUND	Added	246,267	+759	$52,688,775	−3.7%	11+	before history	3.33%
IWD	iShares Russell 1000 Value ETF	Reduced	383,319	-8,271	$52,127,550	−8.2%	11+	before history	3.30%
INTF	iShares International Equity Factor ETF	Reduced	2,438,171	-2,835	$51,055,300	−11.1%	11+	before history	3.23%
DFIS	Dimensional International Small Cap ETF	Added	2,604,630	+878,090	$48,133,562	+33.8%	2	$22.22	3.05%
EFA	iShares MSCI EAFE ETF	Added	818,012	+101,174	$45,816,852	+2.3%	11+	before history	2.90%
MUB	iShares National Muni Bond ETF	Added	429,441	+163,102	$44,052,057	+55.5%	3	unpriced	2.79%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Added	2,147,517	+642,671	$43,895,247	+24.0%	2	$24.03	2.78%
DFIV	Dimensional International Value ETF	Reduced	1,273,696	-3,468	$32,810,408	−11.1%	5	unpriced	2.08%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	797,666	-66,888	$31,085,044	−10.6%	6	unpriced	1.97%
AAPL	Apple Inc. Technology	Added	197,373	+15,420	$27,276,948	+9.6%	10	$98.83	1.73%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Reduced	332,983	-18,517	$23,648,452	−10.2%	10	$59.49	1.50%
EFG	iShares MSCI EAFE Growth ETF	Added	244,391	+42,285	$17,733,010	+9.0%	11+	before history	1.12%
DFSV	Dimensional US Small Cap Value ETF	Added	771,493	+244,062	$16,810,832	+41.3%	3	$24.31	1.06%
MSFT	Microsoft Corp Technology	Added	70,893	+2,193	$16,510,979	−6.4%	11+	before history	1.04%
AVEM	Avantis Emerging Markets Equity ETF	NEW	295,979	NEW	$13,594,315	NEW	1	$50.90	0.86%
IWC	iShares Micro-Cap ETF	Reduced	101,113	-5,148	$10,454,073	−5.4%	3	unpriced	0.66%
GOOGL	Alphabet Inc. Communication Services	Added	89,149	+84,499	$8,527,101	−15.9%	10	$77.35	0.54%
IWO	iShares Russell 2000 Growth ETF	Reduced	39,023	-7,899	$8,061,761	−16.7%	11+	before history	0.51%
UNH	Unitedhealth Group Inc Healthcare	Added	15,494	+508	$7,825,089	+1.7%	11+	before history	0.50%
AMZN	Amazon Com Inc Consumer Cyclical	Added	61,831	+11,560	$6,986,903	+30.9%	10	$127.69	0.44%
JNJ	Johnson & Johnson Healthcare	Reduced	40,860	-219	$6,674,889	−8.5%	11+	before history	0.42%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	118,363	+94,237	$5,773,747	+338.4%	11+	before history	0.37%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	292,412	-10,485	$5,523,662	−14.9%	5	unpriced	0.35%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	158,232	-10,188	$5,457,421	−12.0%	2	unpriced	0.35%
LRGF	iShares U.S. Equity Factor ETF	Reduced	149,578	-4,131	$5,417,715	−7.0%	11+	before history	0.34%
TSLA	Tesla, Inc. Consumer Cyclical	Added	19,872	+15,327	$5,271,048	+72.2%	10	unpriced	0.33%
CVS	CVS HEALTH Corp Healthcare	Added	53,033	+1,266	$5,057,757	+5.4%	11+	before history	0.32%
LLY	ELI LILLY & Co Healthcare	Reduced	15,259	-618	$4,933,997	−4.2%	6	$218.57	0.31%
MET	Metlife Inc Financial Services	Reduced	79,454	-1,709	$4,829,214	−5.2%	11+	before history	0.31%
WMT	Walmart Inc. Consumer Defensive	Added	36,818	+4,373	$4,775,290	+21.1%	11+	before history	0.30%
SPY	Spdr S&P 500 ETF Trust	Added	13,114	+370	$4,684,058	−2.6%	11+	before history	0.30%
AGG	iShares Core U.S. Aggregate Bond ETF	NEW	47,222	NEW	$4,549,367	NEW	1	unpriced	0.29%
UNM	Unum Group Financial Services	Added	107,664	+13,389	$4,177,363	+30.2%	11+	before history	0.26%
ABBV	AbbVie Inc. Healthcare	Reduced	29,085	-2,861	$3,903,497	−20.2%	11+	before history	0.25%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	13,380	-1,521	$3,692,077	−9.7%	11+	before history	0.23%
PFE	Pfizer Inc Healthcare	Reduced	84,074	-707	$3,679,078	−17.2%	11+	before history	0.23%
CDNS	Cadence Design Systems Inc Technology	Added	22,403	+4,276	$3,661,322	+34.6%	11+	before history	0.23%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	28,116	-64	$3,549,645	−12.4%	11+	before history	0.22%
INTU	Intuit Inc. Technology	Added	8,871	+606	$3,435,915	+7.9%	11+	before history	0.22%
ACN	Accenture plc Technology	Added	12,959	+346	$3,334,350	−4.8%	11+	before history	0.21%
NVDA	Nvidia Corp Technology	Reduced	25,897	-3,308	$3,143,636	−29.0%	11+	before history	0.20%
PEP	Pepsico Inc Consumer Defensive	Added	19,080	+2,230	$3,115,000	+10.9%	11+	before history	0.20%
PWR	Quanta Services, Inc. Industrials	Reduced	24,153	-444	$3,076,850	−0.2%	11+	before history	0.19%

Showing the top 50 of 330 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.