InterOcean Capital, LLC

CIK

1537703

Location

CHICAGO, IL

Portfolio Value

Mid $1,185,697,890

Diversification

Diversified

Filing Date

Global Rank

#1,168 / 5,430 ▼ 8 · as of Jun 2020

Top Industry

Consumer Electronics 8.2%

Period ended 6 years ago

Filed Aug 13, 2020 · 6y

2 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.5%, 24.3 effective positions, active share 63.8% against the S&P 500 as of 2020-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.0 quarters, but 98.1% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-06-30, active share 63.8%; sector active share 20.7% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

178 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020

Top Position

11.5%

+1.0 pts

Top 5

35.2%

+1.6 pts

Top 10

51.8%

+0.6 pts

HHI

419

Diversified+23

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	28.5%	$337,383,512	72
Technology	16.1%	$190,721,475	12
Consumer Defensive	13.0%	$154,646,439	17
Financial Services	12.4%	$147,455,835	19
Consumer Cyclical	8.3%	$97,876,360	10
Communication Services	7.0%	$82,665,452	6
Industrials	5.0%	$59,213,058	12
Energy	4.2%	$49,785,015	8
Healthcare	2.6%	$31,224,969	14
Utilities	2.5%	$29,944,384	5
Basic Materials	0.4%	$4,436,391	2
Real Estate	0.0%	$345,000	1

Last Quarter's Activity

Export CSV

Jun 30, 2020 vs Mar 31, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IWM	iShares Russell 2000 ETF	+62,805	141,235	$0
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+44,912	437,667	$43,797,336
XOM	ExxonMobil Holdings Corp	+35,864	539,602	$24,131,001
MCD	Mcdonalds Corp	+27,749	108,037	$19,929,585
SBUX	Starbucks Corp	+25,830	291,286	$21,435,736
QQQ	Invesco Qqq Trust, Series 1	+22,019	53,234	$13,180,738
SH	ProShares Short S&P500	+18,910	195,535	$4,372,162
KMI	Kinder Morgan, Inc.	+18,280	526,977	$7,994,241
SPY	Spdr S&P 500 ETF Trust	+16,076	417,787	$128,828,799
PMAR		+15,940	226,940	$6,070,645
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+14,524	603,832	$63,094,405
MA	Mastercard Inc	+12,976	83,980	$24,832,886
JPM	Jpmorgan Chase & Co	+12,384	303,780	$28,573,546
PCG	PG&E Corp	+12,000	27,800	$246,586
UPS	United Parcel Service Inc	+11,824	190,230	$21,149,771
PSX	Phillips 66	+10,675	200,254	$14,398,262
PG	PROCTER & GAMBLE Co	+10,208	256,920	$30,719,924
—		+6,439	221,726	$0
IEFA	iShares Core MSCI EAFE ETF	+5,269	42,842	$0
F	Ford Motor Co	+5,191	43,040	$261,683
BRK-B	Berkshire Hathaway Inc	+4,717	214,546	$38,298,606
PNC	Pnc Financial Services Group, Inc.	+3,489	116,410	$12,247,496
PFE	Pfizer Inc	+3,377	16,475	$538,733
DIS	Walt Disney Co	+3,008	301,209	$33,587,815
SO	Southern Co	+2,875	542,043	$28,104,929
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DD	DuPont de Nemours, Inc.	−133,689	65,637	$3,487,295
XLF	State Street Corp	−54,949	75,507	$1,747,231
AMLP	Alerian MLP ETF	−53,731	11,109	$274,170
OXY	Occidental Petroleum Corp	−49,154	34,285	$627,415
MSFT	Microsoft Corp	−42,627	257,849	$52,474,849
GIS	General Mills Inc	−29,835	149,548	$9,219,634
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	−28,353	17,397	$618,115
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−26,871	30,239	$1,144,546
IEMG	iShares Trust	−25,027	259,552	$0
CCEP	COCA-COLA EUROPACIFIC PARTNERS plc	−20,120	13,801	$521,125
FNDX	Schwab Fundamental U.S. Large Company ETF	−19,965	8,209	$302,419
BAC	Bank Of America Corp	−19,135	461,949	$10,971,288
EEM	iShares MSCI Emerging Markets ETF	−15,263	22,816	$912,411
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−14,828	40,752	$2,799,662
DOW	Dow Inc.	−14,710	23,285	$949,096
EFA	iShares MSCI EAFE ETF	−10,940	5,649	$0
GS	Goldman Sachs Group Inc	−9,950	82,036	$16,211,954
TGT	Target Corp	−9,870	3,949	$473,603
EUO		−9,690	98,203	$2,624,966
TAP	Molson Coors Beverage Co	−9,406	46,537	$1,599,011
WMT	Walmart Inc.	−9,173	366,732	$43,927,195
YUM	Yum Brands Inc	−9,000	70,222	$6,102,994
PEP	Pepsico Inc	−8,971	227,706	$30,116,395
AAPL	Apple Inc.	−8,801	191,753	$69,951,494
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−8,710	59,601	$9,329,344
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SYY	Sysco Corp	90,207	$4,930,714
EMXC	iShares MSCI Emerging Markets ex China ETF	103,695	$4,443,019
—		47,797	$3,118,000
PJUN		40,870	$1,147,302
TFC	Truist Financial Corp	27,937	$1,049,034
DIA	Spdr Dow Jones Industrial Average ETF Trust	4,020	$1,036,637
PMAY		26,560	$705,805
BAPR	Sageworth Trust Co	19,000	$524,457
GLD	Spdr Gold Trust	2,132	$356,832
DRI	Darden Restaurants Inc	4,071	$308,459
ARWR	Arrowhead Pharmaceuticals, Inc.	7,000	$302,330
NFLX	Netflix Inc	617	$280,759
SCHP	Schwab U.S. TIPS ETF	4,580	$274,891
SCHI	Schwab 5-10 Year Corporate Bond ETF	5,000	$261,650
SCHJ	Schwab 1-5 Year Corporate Bond ETF	5,000	$257,075
ACN	Accenture plc	1,178	$252,940
CRM	Salesforce, Inc.	1,344	$251,771
VPU	VANGUARD UTILITIES INDEX FUND	2,031	$251,173
MRSH	Marsh & Mclennan Companies, Inc.	2,274	$244,159
ADBE	Adobe Inc.	554	$241,161
TXN	Texas Instruments Inc	1,841	$233,751
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	3,626	$226,987
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	4,957	$225,493
MS	Morgan Stanley	4,634	$223,822
OKE	Oneok Inc	6,715	$223,072
No positions match the current search.

Sold Out

Positions the filer fully exited

20 positions

Ticker	Company	Shares	Value
SJB	ProShares Short High Yield	51,443	$1,178,044
DBA	Invesco Db Agriculture Fund	67,017	$942,929
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	19,271	$852,549
MXI	iShares, Inc.	14,175	$702,087
—		15,277	$688,076
—		21,818	$559,631
EWS	iShares MSCI Singapore ETF	30,342	$526,433
XYZ	Block, Inc.	9,500	$497,610
VIGI	Vanguard Whitehall Funds	4,462	$260,223
MYY	ProShares Short MidCap400	4,806	$247,076
BABA	Alibaba Group Holding Ltd	1,192	$231,820
CTVA	Corteva, Inc.	8,572	$201,442
IXN	iShares Global Tech ETF	19,617	$0
ILF	iShares Latin America 40 ETF	18,152	$0
IXJ	iShares Global Healthcare ETF	36,455	$0
JXI	iShares Global Utilities ETF	23,657	$0
KXI	iShares Global Consumer Staples ETF	54,412	$0
EXI	iShares Global Industrials ETF	31,766	$0
RXI	iShares Global Consumer Discretionary ETF	10,466	$0
IXC	iShares Global Energy ETF	60,077	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

178 tracked positions · $1,185,697,890 total · filing declares 182 positions · $1,323,171,000 · as of Jun 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 178 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Added	442,087	+39,976	$136,321,947	+31.5%	2+	before history	11.50%
AAPL	Apple Inc. Technology	Reduced	191,753	-8,901	$69,951,494	+37.1%	2+	before history	5.90%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	603,832	+14,524	$63,094,405	+33.2%	2+	before history	5.32%
MSFT	Microsoft Corp Technology	Reduced	257,849	-42,627	$52,474,849	+10.7%	2+	before history	4.43%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	16,574	-367	$45,724,682	+38.4%	2+	before history	3.86%
GOOG	Alphabet Inc. Communication Services	Reduced	31,820	-1,145	$44,981,000	+17.3%	2+	before history	3.79%
WMT	Walmart Inc. Consumer Defensive	Reduced	366,732	-9,173	$43,927,195	+2.8%	2+	before history	3.70%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	437,667	+44,912	$43,797,336	+25.9%	2+	before history	3.69%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	214,546	+4,717	$38,298,606	−0.2%	2+	before history	3.23%
DIS	Walt Disney Co Communication Services	Added	301,209	+3,008	$33,587,815	+16.6%	2+	before history	2.83%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	256,920	+10,208	$30,719,924	+13.2%	2+	before history	2.59%
PEP	Pepsico Inc Consumer Defensive	Reduced	227,706	-8,971	$30,116,395	+6.0%	2+	before history	2.54%
CSCO	Cisco Systems, Inc. Technology	Reduced	640,660	-2,243	$29,880,382	+18.2%	2+	before history	2.52%
JPM	Jpmorgan Chase & Co Financial Services	Added	303,780	+12,384	$28,573,546	+8.9%	2+	before history	2.41%
SO	Southern Co Utilities	Added	542,043	+2,875	$28,104,929	−3.7%	2+	before history	2.37%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	537,119	+2,802	$27,462,894	+2.6%	2+	before history	2.32%
MA	Mastercard Inc Financial Services	Added	83,980	+12,976	$24,832,886	+44.8%	2+	before history	2.09%
QCOM	Qualcomm Inc Technology	Reduced	270,988	-5,581	$24,716,815	+32.1%	2+	before history	2.08%
XOM	ExxonMobil Holdings Corp CALL + SHARES Energy	Added	540,602	+36,864	$24,175,721	+26.4%	2+	before history	2.04%
JNJ	Johnson & Johnson Healthcare	Reduced	169,912	-2,411	$23,894,724	+5.7%	2+	before history	2.02%
SBUX	Starbucks Corp Consumer Cyclical	Added	291,286	+25,830	$21,435,736	+22.8%	2+	before history	1.81%
UPS	United Parcel Service Inc Industrials	Added	190,230	+11,824	$21,149,771	+26.9%	2+	before history	1.78%
MCD	Mcdonalds Corp Consumer Cyclical	Added	108,037	+27,749	$19,929,585	+50.1%	2+	before history	1.68%
MMM	3M Co Industrials	Reduced	126,135	-2,203	$19,675,795	+12.3%	2+	before history	1.66%
GS	Goldman Sachs Group Inc Financial Services	Reduced	82,036	-9,950	$16,211,954	+14.0%	2+	before history	1.37%
PSX	Phillips 66 Energy	Added	200,254	+10,675	$14,398,262	+41.6%	2+	before history	1.21%
QQQ	Invesco Qqq Trust, Series 1 CALL + SHARES	Added	53,334	+22,019	$13,205,498	+121.5%	2+	before history	1.11%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	116,410	+3,489	$12,247,496	+13.3%	2+	before history	1.03%
		Reduced	79,093	-4,145	$11,808,000	+11.5%	2+	before history	1.00%
BAC	Bank Of America Corp Financial Services	Reduced	461,949	-19,135	$10,971,288	+7.4%	2+	before history	0.93%
NVDA	Nvidia Corp Technology	Reduced	26,726	-1,315	$10,153,528	+37.4%	2+	before history	0.86%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	59,601	-8,710	$9,329,344	+5.9%	2+	before history	0.79%
GIS	General Mills Inc Consumer Defensive	Reduced	149,548	-29,835	$9,219,634	−2.6%	2+	before history	0.78%
KMI	Kinder Morgan, Inc. Energy	Added	526,977	+18,280	$7,994,241	+12.9%	2+	before history	0.67%
CSX	Csx Corp Industrials	Reduced	113,644	-1,717	$7,925,543	+19.9%	2+	before history	0.67%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	81,070	+2,054	$6,701,246	+7.2%	2+	before history	0.57%
YUM	Yum Brands Inc Consumer Cyclical	Reduced	70,222	-9,000	$6,102,994	+12.4%	2+	before history	0.51%
PMAR		Added	226,940	+15,940	$6,070,645	+19.7%	2+	before history	0.51%
SYY	Sysco Corp Consumer Defensive	NEW	90,207	NEW	$4,930,714	NEW	1	$52.58	0.42%
EMXC	iShares MSCI Emerging Markets ex China ETF	NEW	103,695	NEW	$4,443,019	NEW	1	$39.93	0.37%
SH	ProShares Short S&P500	Added	195,535	+18,910	$4,372,162	−10.5%	2+	before history	0.37%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	16	0	$4,276,800	−1.7%	2+	before history	0.36%
DD	DuPont de Nemours, Inc. Basic Materials	Reduced	65,637	-133,689	$3,487,295	−48.7%	2+	before history	0.29%
NSC	Norfolk Southern Corp Industrials	Reduced	19,123	-121	$3,357,425	+19.5%	2+	before history	0.28%
		NEW	47,797	NEW	$3,118,000	NEW	1	unpriced	0.26%
USB	US Bancorp De Financial Services	Reduced	83,520	-1,872	$3,075,206	+4.5%	2+	before history	0.26%
FNOV	FT Vest U.S. Equity Buffer ETF - November	Held	94,810	0	$2,910,667	+12.6%	2+	before history	0.25%
FFEB	FT Vest U.S. Equity Buffer ETF - February	Held	98,530	0	$2,895,008	+13.8%	2+	before history	0.24%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	38,264	-2,126	$2,835,362	+14.6%	2+	before history	0.24%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	40,752	-14,828	$2,799,662	−14.6%	2+	before history	0.24%

Showing the top 50 of 178 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.