Global Financial Private Capital, Inc
Filing Date
Global Rank
#1,134
/ 5,430
▼ 107
· as of Jun 2020
Top Industry
Drug Manufacturers - General
13.6%
Period ended 6 years ago
Filed Aug 11, 2020 · 6y
2 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2020, never from the firm's own description.
Style
Diversified active
Top 10 weight 47.8%, 30.4 effective positions, active share 76.7% against the S&P 500 as of 2020-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Horizon unknown
The value-weighted holding period is at least 1.9 quarters, but 89.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2020-06-30, active share 76.7%; sector active share 37.5% against the combined 13F book's sector weights.
Over time 2 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
375 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020Top Position
10.1%
+1.3 pts
Top 5
32.0%
+5.0 pts
Top 10
47.8%
+6.2 pts
HHI
328
Diversified+66
Portfolio Trend
2 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 66.2% | $832,534,838 |
| Healthcare | 5.8% | $72,797,288 |
| Financial Services | 5.5% | $68,899,833 |
| Technology | 4.7% | $59,124,086 |
| Communication Services | 4.3% | $53,570,982 |
| Consumer Defensive | 3.8% | $48,033,347 |
| Utilities | 3.0% | $38,020,989 |
| Energy | 2.3% | $28,569,710 |
| Consumer Cyclical | 2.0% | $25,522,852 |
| Industrials | 1.6% | $20,359,377 |
| Real Estate | 0.5% | $6,247,777 |
| Basic Materials | 0.3% | $3,177,435 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +518,819 | 525,734 | $16,150,548 | ||
| JPST | JPMorgan Ultra-Short Income ETF | +465,007 | 1,044,414 | $52,983,122 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | +215,964 | 457,281 | $38,009,196 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +203,174 | 341,159 | $0 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | +200,464 | 200,483 | $0 | |
| FLRN | State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF | +93,039 | 396,393 | $12,082,058 | |
| VEA | Vanguard FTSE Developed Markets ETF | +81,708 | 911,974 | $35,375,471 | |
| INTC | Intel Corp | +62,162 | 110,372 | $6,603,556 | |
| BNDX | Vanguard Total International Bond ETF | +57,492 | 568,854 | $32,839,941 | |
| VOD | Vodafone Group Public Ltd Co | +49,771 | 324,016 | $5,164,815 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | +39,128 | 485,941 | $26,420,612 | |
| T | At&T Inc. | +36,903 | 392,201 | $11,856,222 | |
| PEG | Public Service Enterprise Group Inc | +34,905 | 38,037 | $1,869,898 | |
| UL | Unilever PLC | +32,464 | 90,047 | $4,946,725 | |
| BMY | Bristol Myers Squibb Co | +31,295 | 71,504 | $4,204,435 | |
| RF | Regions Financial Corp | +30,904 | 189,393 | $2,106,050 | |
| SHV | iShares 0-1 Year Treasury Bond ETF | +30,557 | 193,793 | $0 | |
| GOVT | iShares U.S. Treasury Bond ETF | +28,205 | 721,849 | $0 | |
| EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | +26,699 | 228,025 | $0 | |
| VTV | VANGUARD VALUE INDEX FUND | +24,883 | 290,953 | $28,976,009 | |
| SO | Southern Co | +24,457 | 99,564 | $5,162,393 | |
| CSCO | Cisco Systems, Inc. | +24,290 | 148,157 | $6,910,042 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +22,391 | 286,479 | $11,347,433 | |
| AEP | American Electric Power Co Inc | +20,985 | 20,995 | $1,672,041 | |
| MGV | VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND | +19,412 | 271,120 | $19,851,406 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NEAR | iShares Short Duration Bond Active ETF | −578,971 | 106,797 | $5,340,917 | |
| IGIB | iShares 5-10 Year Investment Grade Corporate Bond ETF | −413,744 | 68,362 | $0 | |
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | −396,135 | 318,727 | $10,664,605 | |
| FTSL | First Trust Senior Loan Fund | −384,702 | 62,352 | $2,813,322 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | −381,260 | 332,382 | $0 | |
| ANGL | VanEck Fallen Angel High Yield Bond ETF | −354,987 | 109,099 | $3,131,141 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −316,485 | 1,460 | $0 | |
| OUSA | ALPS | OShares U.S. Quality Dividend ETF | −289,105 | 238 | $7,873 | |
| IEMG | iShares Trust | −268,752 | 49,546 | $0 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −265,618 | 60,947 | $0 | |
| GSY | Invesco Ultra Short Duration ETF | −211,811 | 184,667 | $9,314,603 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | −207,643 | 336 | $0 | |
| RSP | Victory Portfolios II | −192,331 | 155,344 | $15,807,805 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | −189,794 | 747,803 | $23,077,200 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | −179,562 | 75,362 | $0 | |
| IAU | Ishares Gold Trust | −172,825 | 6,340 | $107,716 | |
| QLTA | iShares Aaa - A Rated Corporate Bond ETF | −162,854 | 1,067 | $0 | |
| HYLB | Xtrackers USD High Yield Corporate Bond ETF | −151,890 | 896 | $41,888 | |
| HEDJ | WisdomTree Europe Hedged Equity Fund | −148,225 | 195 | $11,838 | |
| — | −140,812 | 837 | $21,092 | ||
| SRLN | State Street(R) Blackstone Senior Loan ETF | −135,833 | 26,546 | $1,151,565 | |
| STWD | Starwood Property Trust, Inc. | −126,085 | 521 | $7,794 | |
| TOTL | State Street(R) DoubleLine(R) Total Return Tactical ETF | −124,058 | 995,679 | $49,335,894 | |
| VOO | VANGUARD 500 INDEX FUND | −105,576 | 30,027 | $8,510,552 | |
| BP | Bp PLC | −104,652 | 139,512 | $3,253,419 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | 724,050 | $26,246,812 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 211,535 | $21,510,994 | |
| — | 176,212 | $16,128,684 | ||
| SPTI | State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF | 462,373 | $15,360,031 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | 336,103 | $12,277,842 | |
| SPTL | State Street(R) SPDR(R) Portfolio Long Term Treasury ETF | 253,266 | $11,880,708 | |
| SPMD | State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | 155,527 | $4,860,218 | |
| — | 25,711 | $3,395,137 | ||
| IBM | International Business Machines Corp | 27,648 | $3,339,049 | |
| NEM | NEWMONT Corp | 43,640 | $2,694,333 | |
| SPLB | State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF | 80,808 | $2,561,613 | |
| BNY | Bank of New York Mellon Corp | 53,251 | $2,058,151 | |
| MMM | 3M Co | 11,705 | $1,825,862 | |
| LDOS | Leidos Holdings, Inc. | 18,938 | $1,773,922 | |
| PH | Parker-Hannifin Corp | 8,262 | $1,514,176 | |
| — | 18,726 | $1,421,000 | ||
| CTL | Lumen Technologies, Inc. | 139,617 | $1,400,000 | |
| KEY | Keycorp | 98,439 | $1,198,987 | |
| BIIB | Biogen Inc. | 4,224 | $1,130,131 | |
| BWA | Borgwarner Inc | 26,842 | $947,521 | |
| RRX | Regal Rexnord Corp | 5,826 | $508,726 | |
| GWW | W.W. Grainger, Inc. | 1,613 | $506,740 | |
| — | 4,579 | $506,116 | ||
| HUM | Humana Inc | 771 | $298,955 | |
| VRTX | Vertex Pharmaceuticals Inc | 843 | $244,731 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPEU | State Street(R) SPDR(R) Portfolio Europe ETF | 90,046 | $2,425,839 | |
| SLV | iShares Silver Trust | 145,032 | $1,892,667 | |
| MLPA | Global X MLP ETF | 416,170 | $1,310,935 | |
| IVZ | Invesco Ltd. | 138,111 | $1,254,047 | |
| HUBB | Hubbell Inc | 6,456 | $740,761 | |
| ALSN | Allison Transmission Holdings Inc | 8,632 | $281,489 | |
| TT | Trane Technologies plc | 3,208 | $264,948 | |
| IQV | Iqvia Holdings Inc. | 1,855 | $200,080 | |
| DTE | Dte Energy Co | 1,253 | $118,997 | |
| — | 2,068 | $85,573 | ||
| — | 568 | $49,000 | ||
| — | 239 | $42,000 | ||
| — | 530 | $7,584 | ||
| NVDA | Nvidia Corp | 17 | $4,481 | |
| BDX | Becton Dickinson & Co | 17 | $3,906 | |
| — | 26 | $3,000 | ||
| DIA | Spdr Dow Jones Industrial Average ETF Trust | 12 | $2,630 | |
| VAC | MARRIOTT VACATIONS WORLDWIDE Corp | 47 | $2,612 | |
| BKLN | Invesco Ltd. | 123 | $2,516 | |
| DLR | Digital Realty Trust, Inc. | 16 | $2,222 | |
| ADSK | Autodesk, Inc. | 14 | $2,185 | |
| CRM | Salesforce, Inc. | 15 | $2,159 | |
| ADI | Analog Devices Inc | 24 | $2,151 | |
| MCO | Moodys Corp | 10 | $2,115 | |
| TECH | BIO-TECHNE Corp | 11 | $2,085 | |
| No positions match the current search. | ||||
375 tracked positions ·
$1,256,858,514 total
· filing declares
388 positions · $1,593,608,000
· as of Jun 30, 2020
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 375 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| JPST |
JPMorgan Ultra-Short Income ETF
|
Added | 1,044,414 | $52,983,122 | 4.22% | |
| TOTL |
State Street(R) DoubleLine(R) Total Return Tactical ETF
|
Reduced | 995,679 | $49,335,894 | 3.93% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 457,281 | $38,009,196 | 3.02% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 179,181 | $36,210,724 | 2.88% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 911,974 | $35,375,471 | 2.81% | |
| BNDX |
Vanguard Total International Bond ETF
|
Added | 568,854 | $32,839,941 | 2.61% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 290,953 | $28,976,009 | 2.31% | |
| MGK |
VANGUARD MEGA CAP GROWTH INDEX FUND
|
Added | 168,377 | $27,531,323 | 2.19% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Added | 485,941 | $26,420,612 | 2.10% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
NEW | 724,050 | $26,246,812 | 2.09% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Reduced | 871,930 | $24,082,706 | 1.92% | |
| SPAB |
State Street(R) SPDR(R) Portfolio Aggregate Bond ETF
|
Reduced | 747,803 | $23,077,200 | 1.84% | |
| MINT |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
|
NEW | 211,535 | $21,510,994 | 1.71% | |
| MGV |
VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND
|
Added | 271,120 | $19,851,406 | 1.58% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 183,372 | $18,350,036 | 1.46% | |
| GLD |
Spdr Gold Trust
|
Reduced | 106,964 | $17,902,564 | 1.42% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 167,430 | $17,494,760 | 1.39% | |
|
|
Added | 525,734 | $16,150,548 | 1.28% | ||
|
|
NEW | 176,212 | $16,128,684 | 1.28% | ||
| RSP |
Victory Portfolios II
|
Reduced | 155,344 | $15,807,805 | 1.26% | |
| SPTI |
State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF
|
NEW | 462,373 | $15,360,031 | 1.22% | |
| EEM |
iShares MSCI Emerging Markets ETF
|
Reduced | 365,398 | $14,612,266 | 1.16% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 57,903 | $14,336,782 | 1.14% | |
| XLF |
State Street Corp
Financial Services
|
Reduced | 617,898 | $14,298,159 | 1.14% | |
| BLV |
VANGUARD LONG-TERM BOND INDEX FUND
|
Added | 126,645 | $14,139,914 | 1.13% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 229,301 | $12,641,364 | 1.01% | |
| LMBS |
First Trust Low Duration Opportunities ETF
|
Reduced | 240,762 | $12,442,580 | 0.99% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
NEW | 336,103 | $12,277,842 | 0.98% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 130,299 | $12,142,563 | 0.97% | |
| FLRN |
State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF
|
Added | 396,393 | $12,082,058 | 0.96% | |
| SPTL |
State Street(R) SPDR(R) Portfolio Long Term Treasury ETF
|
NEW | 253,266 | $11,880,708 | 0.95% | |
| T |
At&T Inc.
Communication Services
|
Added | 392,201 | $11,856,222 | 0.94% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 286,479 | $11,347,433 | 0.90% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 30,700 | $11,199,360 | 0.89% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 155,584 | $10,900,215 | 0.87% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 109,771 | $10,777,316 | 0.86% | |
| SPEM |
State Street(R) SPDR(R) Portfolio Emerging Markets ETF
|
Reduced | 318,727 | $10,664,605 | 0.85% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 321,400 | $10,509,790 | 0.84% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 50,212 | $10,218,644 | 0.81% | |
| GSY |
Invesco Ultra Short Duration ETF
|
Reduced | 184,667 | $9,314,603 | 0.74% | |
| SPIP |
State Street(R) SPDR(R) Portfolio TIPS ETF
|
Reduced | 295,623 | $8,910,077 | 0.71% | |
|
|
Reduced | 75,468 | $8,884,092 | 0.71% | ||
| CVX |
Chevron Corp
Energy
|
Added | 98,135 | $8,756,586 | 0.70% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 112,848 | $8,726,539 | 0.69% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 36,706 | $8,657,477 | 0.69% | |
| VB |
Vanguard Index Funds
|
Added | 59,102 | $8,612,343 | 0.69% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 30,027 | $8,510,552 | 0.68% | |
| D |
Dominion Energy, Inc
Utilities
|
Reduced | 98,701 | $8,012,547 | 0.64% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 24,567 | $7,264,461 | 0.58% | |
| VBR |
VANGUARD SMALL-CAP VALUE INDEX FUND
|
Added | 65,305 | $6,982,410 | 0.56% |
Showing the top 50 of 375 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.