DLK Investment Management, LLC

Registered adviser

CIK

2016793

Location

SOLANA BEACH, CA

Portfolio Value

Small $274,770,185

Diversification

Diversified

Filing Date

Global Rank

#5,491 / 8,827 ▼ 141 · as of Jun 2026

Top Industry

Internet Content & Information 7.4%

Period ended 38 days ago

Filed Oct 9, 2026 · 29d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 149096

Roster of Nov 1, 2026

Regulatory AUM

$524,000,831

Main clients

Individuals and high net worth (60% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$524,000,831	Individuals and high net worth (60%)
Apr 2025 to Mar 2026	$435,005,553	Individuals and high net worth (87%)
Apr 2024 to Mar 2025	$348,269,188	Individuals and high net worth (86%)
May 2023 to Mar 2024	$291,956,507	Individuals and high net worth (82%)
Apr 2023	$291,956,507	Individuals and high net worth (82%)
Apr 2022 to Mar 2023	$350,859,232	Individuals and high net worth (80%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 48.9%, 28.3 effective positions, active share 63.0% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

29.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.7 quarters (4 to under 12)

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 63.0%; sector active share 21.2% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

99 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.2%

−1.7 pts

Top 5

26.6%

−3.8 pts

Top 10

41.7%

−7.2 pts

HHI

299

Diversified−55

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	25.9%	$71,053,694	27
Healthcare	15.2%	$41,851,825	19
Industrials	14.7%	$40,428,511	18
Financial Services	13.4%	$36,814,495	11
Consumer Cyclical	11.7%	$32,276,973	6
Consumer Defensive	8.4%	$23,028,083	4
Communication Services	8.2%	$22,430,199	8
Basic Materials	1.6%	$4,511,736	2
Utilities	0.4%	$1,223,343	2
Energy	0.4%	$1,151,326	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HRTX	Heron Therapeutics, Inc.	+26,820	44,710	$14,016
NVDA	Nvidia Corp	+26,261	32,836	$7,499,085
NFLX	Netflix Inc	+18,582	20,982	$1,459,927
AMZN	Amazon Com Inc	+13,971	28,211	$7,028,770
MDT	Medtronic plc	+12,409	60,890	$5,254,198
ABT	Abbott Laboratories	+10,323	58,629	$5,794,304
BDX	Becton Dickinson & Co	+10,002	28,691	$5,135,689
DHR	Danaher Corp	+6,953	28,870	$6,396,148
MKC	Mccormick & Co Inc	+6,369	81,525	$3,782,760
META	Meta Platforms, Inc.	+5,959	7,890	$5,721,670
QSI	Quantum-Si Inc	+4,727	23,727	$25,387
ITW	Illinois Tool Works Inc	+3,259	26,390	$6,789,619
MCD	Mcdonalds Corp	+3,134	18,057	$4,170,083
TXN	Texas Instruments Inc	+2,756	16,424	$4,600,198
QCOM	Qualcomm Inc	+2,616	26,333	$4,846,325
ORCL	Oracle Corp	+2,064	3,562	$489,062
BDTX	Black Diamond Therapeutics, Inc.	+1,985	18,200	$34,307
PEP	Pepsico Inc	+1,936	37,930	$4,806,489
HD	Home Depot, Inc.	+1,694	16,496	$4,692,947
CRM	Salesforce, Inc.	+1,494	2,533	$581,500
LIN	Linde PLC	+1,349	9,023	$4,282,766
MSFT	Microsoft Corp	+1,320	35,341	$18,126,398
PANW	Palo Alto Networks Inc	+1,097	1,969	$782,303
ICE	Intercontinental Exchange, Inc.	+884	51,484	$7,827,112
AMGN	Amgen Inc	+782	19,891	$8,384,255
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RGTI	Rigetti Computing, Inc.	−44,250	11,000	$173,140
WMT	Walmart Inc.	−43,592	56,370	$5,857,970
GOOG	Alphabet Inc.	−27,104	38,832	$13,231,615
RTX	RTX Corp	−14,088	45,788	$8,500,542
AAPL	Apple Inc.	−12,184	59,384	$19,776,059
UNH	Unitedhealth Group Inc	−10,711	563	$206,666
CRNT	Ceragon Networks Ltd	−9,000	21,200	$43,884
ADBE	Adobe Inc.	−8,756	1,150	$275,931
JPM	Jpmorgan Chase & Co	−8,380	29,551	$9,776,357
CSCO	Cisco Systems, Inc.	−5,339	61,369	$6,605,145
SRE	Sempra	−3,000	13,030	$1,015,818
TSLA	Tesla, Inc.	−2,890	16,038	$5,690,442
ADCT	ADC Therapeutics SA	−2,688	30,467	$37,169
JNJ	Johnson & Johnson	−2,231	30,778	$8,148,167
SCHW	Schwab Charles Corp	−1,752	55,434	$5,418,119
ADPT	Adaptive Biotechnologies Corp	−1,600	8,500	$245,650
SHOP	Shopify Inc.	−1,530	1,500	$222,450
GE	General Electric Co	−1,514	4,467	$1,394,999
SNAP	Snap Inc	−1,378	43,988	$237,535
EDIT	Editas Medicine, Inc.	−1,083	16,619	$42,710
GOOGL	Alphabet Inc.	−811	3,028	$1,041,874
V	Visa Inc.	−623	31,283	$11,240,920
RIOT	Riot Platforms, Inc.	−500	25,000	$503,750
COST	Costco Wholesale Corp	−230	9,426	$8,580,864
CVX	Chevron Corp	−227	2,466	$503,581
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
RACE	Ferrari N.V.	15,104	$5,933,606
CMG	Chipotle Mexican Grill Inc	149,018	$4,761,125
HON	Honeywell International Inc	16,250	$3,427,775
HONA	Honeywell Aerospace Inc.	16,432	$2,546,467
CR	Crane Co	4,654	$949,509
MU	Micron Technology Inc	867	$923,450
MRVL	Marvell Technology, Inc.	3,010	$795,272
AVGO	Broadcom Inc.	1,955	$686,576
SPCX	Space Exploration Technologies Corp	4,263	$643,116
NOW	ServiceNow, Inc.	4,745	$635,877
AMD	Advanced Micro Devices Inc	721	$441,078
COIN	Coinbase Global, Inc.	2,118	$394,816
INTC	Intel Corp	3,019	$362,974
PLTR	Palantir Technologies Inc.	1,918	$358,761
SIRI	Sirius Xm Holdings Inc.	10,150	$262,682
DELL	Dell Technologies Inc.	463	$249,070
WAB	Westinghouse Air Brake Technologies Corp	852	$244,677
AXP	American Express Co	794	$241,455
FCX	Freeport-Mcmoran Inc	3,271	$228,970
NBIS	Nebius Group N.V.	956	$225,501
MDB	MongoDB, Inc.	630	$219,624
CAT	Caterpillar Inc	263	$213,237
HOOD	Robinhood Markets, Inc.	1,861	$209,362
GTLB	Gitlab Inc.	4,430	$209,317
VST	Vistra Corp.	1,500	$207,525
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	300,295	$9,011,852
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	112,330	$3,758,561
DIS	Walt Disney Co	31,110	$2,994,337
TGT	Target Corp	21,109	$2,757,046
NKE	NIKE, Inc.	47,559	$1,952,296
ACN	Accenture plc	9,090	$1,131,159
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	9,962	$904,449
QUAL	iShares MSCI USA Quality Factor ETF	3,940	$864,554
BABA	Alibaba Group Holding Ltd	8,799	$844,528
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	5,259	$834,392
—		6,531	$542,530
IAU	Ishares Gold Trust	6,641	$501,461
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	6,120	$483,663
ABNB	Airbnb, Inc.	2,543	$363,903
SPY	Spdr S&P 500 ETF Trust	476	$355,462
XLF	State Street Corp	6,575	$352,485
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	880	$325,635
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	2,030	$242,625
AG	First Majestic Silver Corp	14,200	$240,832
PFF	iShares Preferred and Income Securities ETF	7,500	$228,675
AMT	American Tower Corp	1,081	$176,819
VUG	VANGUARD GROWTH INDEX FUND	2,043	$175,984
SPRO	Spero Therapeutics, Inc.	31,355	$69,294
CIFR	Cipher Digital Inc.	16,300	$67,645
TIGR	UP Fintech Holding Ltd	13,501	$59,404
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

99 tracked positions · $274,770,185 total · filing declares 99 positions · $274,772,680 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 99 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	59,384	-12,184	$19,776,059	−4.5%	7.20%
MSFT	Microsoft Corp Technology	Added	35,341	+1,320	$18,126,398	+42.8%	6.60%
GOOG	Alphabet Inc. Communication Services	Reduced	38,832	-27,104	$13,231,615	−43.2%	4.82%
V	Visa Inc. Financial Services	Reduced	31,283	-623	$11,240,920	+2.7%	4.09%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	29,551	-8,380	$9,776,357	−21.3%	3.56%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	9,426	-230	$8,580,864	−5.0%	3.12%
RTX	RTX Corp Industrials	Reduced	45,788	-14,088	$8,500,542	−25.2%	3.09%
AMGN	Amgen Inc Healthcare	Added	19,891	+782	$8,384,255	+21.2%	3.05%
JNJ	Johnson & Johnson Healthcare	Reduced	30,778	-2,231	$8,148,167	−2.8%	2.97%
ICE	Intercontinental Exchange, Inc. Financial Services	Added	51,484	+884	$7,827,112	+25.6%	2.85%
NVDA	Nvidia Corp Technology	Added	32,836	+26,261	$7,499,085	+470.0%	2.73%
AMZN	Amazon Com Inc Consumer Cyclical	Added	28,211	+13,971	$7,028,770	+107.1%	2.56%
WM	Waste Management Inc Industrials	Added	33,643	+243	$6,860,480	−7.8%	2.50%
ITW	Illinois Tool Works Inc Industrials	Added	26,390	+3,259	$6,789,619	+8.5%	2.47%
CSCO	Cisco Systems, Inc. Technology	Reduced	61,369	-5,339	$6,605,145	−15.7%	2.40%
DHR	Danaher Corp Healthcare	Added	28,870	+6,953	$6,396,148	+53.2%	2.33%
RACE	Ferrari N.V. Consumer Cyclical	NEW	15,104	NEW	$5,933,606	NEW	2.16%
WMT	Walmart Inc. Consumer Defensive	Reduced	56,370	-43,592	$5,857,970	−48.3%	2.13%
ABT	Abbott Laboratories Healthcare	Added	58,629	+10,323	$5,794,304	+32.2%	2.11%
META	Meta Platforms, Inc. Communication Services	Added	7,890	+5,959	$5,721,670	+426.0%	2.08%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	16,038	-2,890	$5,690,442	−28.5%	2.07%
DE	Deere & Co Industrials	Added	8,467	+609	$5,686,013	+14.1%	2.07%
SCHW	Schwab Charles Corp Financial Services	Reduced	55,434	-1,752	$5,418,119	+2.7%	1.97%
MDT	Medtronic plc Healthcare	Added	60,890	+12,409	$5,254,198	+38.5%	1.91%
BDX	Becton Dickinson & Co Healthcare	Added	28,691	+10,002	$5,135,689	+81.6%	1.87%
QCOM	Qualcomm Inc Technology	Added	26,333	+2,616	$4,846,325	+10.6%	1.76%
PEP	Pepsico Inc Consumer Defensive	Added	37,930	+1,936	$4,806,489	−1.4%	1.75%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	NEW	149,018	NEW	$4,761,125	NEW	1.73%
HD	Home Depot, Inc. Consumer Cyclical	Added	16,496	+1,694	$4,692,947	−10.1%	1.71%
TXN	Texas Instruments Inc Technology	Added	16,424	+2,756	$4,600,198	+12.9%	1.67%
LIN	Linde PLC Basic Materials	Added	9,023	+1,349	$4,282,766	+7.5%	1.56%
MCD	Mcdonalds Corp Consumer Cyclical	Added	18,057	+3,134	$4,170,083	+3.4%	1.52%
MKC	Mccormick & Co Inc Consumer Defensive	Added	81,525	+6,369	$3,782,760	−0.2%	1.38%
HON	Honeywell International Inc Industrials	NEW	16,250	NEW	$3,427,775	NEW	1.25%
HONA	Honeywell Aerospace Inc. Industrials	NEW	16,432	NEW	$2,546,467	NEW	0.93%
GEV	GE Vernova Inc. Industrials	Reduced	1,756	-128	$1,669,060	+416.5%	0.61%
NFLX	Netflix Inc Communication Services	Added	20,982	+18,582	$1,459,927	+752.0%	0.53%
GE	General Electric Co Industrials	Reduced	4,467	-1,514	$1,394,999	−37.6%	0.51%
DGX	Quest Diagnostics Inc Healthcare	Held	5,248	0	$1,223,151	+10.0%	0.45%
AMAT	Applied Materials Inc Technology	Reduced	2,186	-104	$1,117,876	−32.5%	0.41%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,028	-811	$1,041,874	−24.1%	0.38%
SRE	Sempra Utilities	Reduced	13,030	-3,000	$1,015,818	−31.6%	0.37%
CR	Crane Co Industrials	NEW	4,654	NEW	$949,509	NEW	0.35%
MU	Micron Technology Inc Technology	NEW	867	NEW	$923,450	NEW	0.34%
MRVL	Marvell Technology, Inc. Technology	NEW	3,010	NEW	$795,272	NEW	0.29%
PANW	Palo Alto Networks Inc Technology	Added	1,969	+1,097	$782,303	+163.1%	0.28%
IBM	International Business Machines Corp Technology	Added	3,401	+507	$747,981	−8.1%	0.27%
AVGO	Broadcom Inc. Technology	NEW	1,955	NEW	$686,576	NEW	0.25%
XOM	ExxonMobil Holdings Corp Energy	Added	3,980	+455	$647,745	+34.4%	0.24%
SPCX	Space Exploration Technologies Corp Industrials	NEW	4,263	NEW	$643,116	NEW	0.23%

Showing the top 50 of 99 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.