ADCT · ADC Therapeutics SA · Holdings

$1.59 +0.00 (+0.00%) Q1 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$202.99M

127.67M

Volume · Oct 27 1.25M Avg daily vol (3M) 1.55M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ADCT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 115

Total Value: $86,650,638

Total Shares: 80,935,600

Showing 1–100 of 117 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 113 13F filers

Top Holder

15.2%

of institutional value

Top 5

61.9%

of institutional value

Top 10

78.9%

of institutional value

HHI

882

Broadly held

Who Holds ADCT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 113 filers, like-for-like change -3.3%; actively managed books -5.1%; index-like books +4.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.7%	53	-5.1%	18	21
Exempt adviser	0.0%	1	-18.9%	1	1
Adviser	1.0%	2	-23.9%	0	1
Bank	6.1%	10	+0.2%	0	0
Insurer	0.0%	1	-45.6%	0	0
Broker-dealer	0.0%	2	-14.5%	0	0
Benefit plan	0.2%	2	+22.1%	0	0
Non-US	0.9%	3	-23.8%	1	1
Holding company	15.4%	8	+2.1%	1	0
Unknown	27.7%	31	-1.8%	5	6

Style	Share	Filers	Change	New	Exited
Index-like	20.3%	16	+4.7%	1	1
Systematic-like	12.8%	11	+29.3%	3	4
Concentrated	26.0%	14	-15.1%	4	5
Diversified active	40.9%	72	-6.0%	18	20
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	40.4%	65	-10.0%	14	11
Medium turnover	35.5%	23	-2.2%	3	9
High turnover	22.9%	23	+10.3%	9	9
Unknown	1.2%	2	-17.4%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.6%	12	+2.0%	4	4
Medium horizon	33.5%	23	-0.6%	6	5
Long horizon	43.1%	72	-19.1%	14	16
Unknown	20.8%	6	+49.8%	2	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.7%	15	-7.4%	4	4
$1B to $10B	45.4%	30	-9.7%	11	10
$10B to $100B	6.7%	27	-7.4%	10	10
$100B or more	36.1%	41	+8.9%	1	6
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.0%	24	+14.3%	11	7
Pooled investment vehicles	42.3%	13	+9.3%	5	10
Registered funds and BDCs	3.3%	5	-67.8%	0	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.0%	1	-91.2%	0	2
Governments and sovereign funds	0.9%	2	-13.2%	0	0
Other investment advisers	0.0%	2	+36.6%	1	1
Diversified	1.2%	5	+208.4%	1	0
Unknown	51.3%	60	-1.5%	8	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	44.0%	17	+15.0%	6	10
Private equity funds	0.0%	2	-81.9%	1	1
Venture capital funds	0.0%	1	-100.0%	0	1
Real estate funds	0.0%	2	+75.9%	1	1
Other private funds	0.4%	6	-76.3%	2	1
Mixed private funds	0.1%	1	+159.2%	0	0
Private funds, type not stated	0.0%	1	new	1	0
No private funds	4.0%	24	+3.0%	8	8
Securitized asset funds	0.0%	0	—	0	0
Unknown	51.3%	59	-1.5%	7	8

Location	Share	Filers	Change	New	Exited
United States	97.4%	97	-3.3%	22	26
Outside the US	2.6%	16	-4.0%	4	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

113 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

35.4%

of shares outstanding, 88th percentile

Mar 31, 2026: 30.6%

Private-fund advisers

28.4%

of shares outstanding

Institutional ownership

63.5%

72.6% of the estimated free float

Top 10 holders

78.8%

of 13F shares, Herfindahl 0.088

Active holders

-5.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (2 institutional, 3 passive, 1 exempt)

How long holders have held it value-weighted 11.2 quarters

Under 1 year 4.76% 1 to 3 years 59.0% 3 years or more 36.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.74

estimated per share

Mar 31, 2026: $6.57

Quarter-end price

$1.07

implied by 13F values

Estimated gain or loss

-81.4%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 98.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ADCT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	EDIT Editas Medicine, Inc.	4	0.293
2	CDXS Codexis, Inc.	3	0.286
3	JANX Janux Therapeutics, Inc.	3	0.251
4	AGMB AgomAb Therapeutics NV	3	0.251
5	STOK Stoke Therapeutics, Inc.	4	0.246
6	AURA Aura Biosciences, Inc.	4	0.241
7	SLN Silence Therapeutics plc	3	0.226
8	KIDS Orthopediatrics Corp	3	0.226
9	TRAX First Tracks Biotherapeutics, Inc.	3	0.213
10	PLRX Pliant Therapeutics, Inc.	3	0.213

Shareholder Targets

13F filers that own its peers but not ADCT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: EDIT, CDXS, JANX, AGMB, STOK, AURA, SLN, KIDS, TRAX, PLRX, ALEC, ZYME, MBX, ANNX, IMVT, IDYA, BCRX, GLUE, CGON, BHVN. 731 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$1,134,673,205 18 held	0.020%	CGON, IDYA, IMVT
2	RTW INVESTMENTS, LP Registered adviser, Diversified active	$925,209,567 4 held	7.90%	CGON, STOK, IMVT
3	EcoR1 Capital, LLC Registered adviser, Concentrated	$827,815,014 6 held	41.1%	ZYME, CGON, TRAX
4	Jupiter Topco LLC Unknown, Diversified active	$674,616,135 13 held	0.280%	IDYA, BHVN, BCRX
5	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$634,771,572 3 held	0.420%	CGON, IMVT, STOK
6	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$610,486,380 4 held	3.07%	IMVT, IDYA, STOK
7	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$481,893,517 4 held	10.5%	MBX, AURA, BCRX
8	Deep Track Capital, LP Adviser, Diversified active	$455,552,356 2 held	6.71%	IMVT, MBX
9	Decheng Capital LLC Unknown, Concentrated	$452,707,082 1 held	61.9%	CGON
10	Woodline Partners LP Registered adviser, Systematic-like	$392,547,589 13 held	1.21%	BHVN, IMVT, MBX

Fund Ownership of ADCT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.67% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.14%	+0.08 pp	177,701	9
Index ETFs	0.53%	+0.10 pp	672,590	4
Active ETFs	0.25%	0.00 pp	319,308	2
Active funds	0.22%	-4.37 pp	285,208	5
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.14%	-4.19 pp	1,454,807	20

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 55 Exempt adviser 1 Adviser 2 Bank 10 Insurer 1 Broker-dealer 2 Benefit plan 2 Non-US 3 Holding company 8 Unknown 31

Showing 100 of 117

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Nantahala Capital Management, LLC

$13,189,016

15.22%

12,326,184

Redmile Group, LLC

$12,333,579

14.23%

11,526,710

TCG Crossover Management, LLC

$12,187,487

14.07%

11,390,175

Prosight Management, LP

$8,372,481

9.66%

7,824,749

BlackRock, Inc.

$7,511,496

8.67%

7,020,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	144,281	$154,380	2.1%	Sole
BlackRock Investment Management, LLC	285,783	$305,787	4.1%	Sole
BLACKROCK ADVISORS LLC	221,547	$237,055	3.2%	Sole
BlackRock Fund Advisors	4,754,289	$5,087,089	67.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,343,495	$1,437,539	19.1%	Sole
BlackRock Asset Management Ireland Ltd	232,072	$248,317	3.3%	Sole
Aperio Group, LLC	38,626	$41,329	0.6%	Sole

Point72 Asset Management, L.P.

$3,904,584

4.51%

3,649,144

MORGAN STANLEY

$3,264,753

3.77%

3,051,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	587	$628	0.0%	Defined
MORGAN STANLEY & CO. LLC	31,295	$33,485	1.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,971,928	$3,179,962	97.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	44,945	$48,091	1.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,418	$2,587	0.1%	Defined

MILLENNIUM MANAGEMENT LLC

$3,102,502

3.58%

2,899,535

CITADEL ADVISORS LLC

$2,197,047

2.54%

2,053,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	793,453	$848,994	38.6%	Defined
Held directly	1,259,863	$1,348,053	61.4%	Defined

GOLDMAN SACHS GROUP INC

$2,048,432

2.36%

1,914,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,881,082	$2,012,757	98.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	33,342	$35,675	1.7%	Defined

STATE STREET CORP

$1,803,844

2.08%

1,685,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,685,836	$1,803,844	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$1,546,733

1.79%

1,445,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	159,563	$170,732	11.0%	Defined
Held directly	1,285,983	$1,376,001	89.0%	Defined

BANK OF AMERICA CORP /DE/

$1,378,379

1.59%

1,288,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,258,952	$1,347,078	97.7%	Defined
BOFA SECURITIES, INC.	29,254	$31,301	2.3%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$959,888

1.11%

897,092

TWO SIGMA INVESTMENTS, LP

$827,552

0.96%

773,414

Blue Owl Capital Holdings LP

$784,917

0.91%

733,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Owl Credit Private Fund Advisors LLC	733,568	$784,917	100.0%	Defined

D. E. Shaw & Co., Inc.

$769,672

0.89%

719,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	448,274	$479,653	62.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	271,046	$290,019	37.7%	Defined

Opaleye Management Inc.

$749,000

0.86%

700,000

AQR CAPITAL MANAGEMENT LLC

$704,192

0.81%

658,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	1,007	$1,077	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	752	$804	0.1%	Other
Stokes Family Office, LLC	2,903	$3,106	0.4%	Other
Held directly	653,463	$699,205	99.3%	Defined

BNP PARIBAS ARBITRAGE, SA

$698,548

0.81%

652,849

NORTHERN TRUST CORP

$635,605

0.73%

594,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	575,429	$615,708	96.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	18,596	$19,897	3.1%	Other

PLATINUM INVESTMENT MANAGEMENT LTD

$622,321

0.72%

581,609

PANAGORA ASSET MANAGEMENT INC

$612,913

0.71%

572,816

UBS Group AG

$556,712

0.64%

520,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	50	$53	0.0%	Defined
UBS AG	84,167	$90,058	16.2%	Defined
UBS Switzerland AG	427,658	$457,594	82.2%	Defined
UBS Securities LLC	8,418	$9,007	1.6%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$448,096

0.52%

418,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	418,782	$448,096	100.0%	Sole

ACADIAN ASSET MANAGEMENT LLC

$385,468

0.44%

360,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	360,251	$385,468	100.0%	Defined

WELLS FARGO & COMPANY/MN

$328,644

0.38%

307,144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	291,444	$311,845	94.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	700	$749	0.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,000	$16,050	4.9%	Defined

Russell Investments Group, Ltd.

$306,664

0.35%

286,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	153,624	$164,377	53.6%	Other
Russell Investments Capital, LLC joint	49,477	$52,940	17.3%	Defined
Russell Investments France SAS	26,182	$28,014	9.1%	Defined
Russell Investments Trust Company joint	57,321	$61,333	20.0%	Defined

Bank of New York Mellon Corp

$269,259

0.31%

251,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	83,887	$89,759	33.3%	Defined
The Bank of New York Mellon	167,756	$179,498	66.7%	Defined
Held directly	2	$2	0.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$250,758

0.29%

234,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	85,323	$91,295	36.4%	Defined
Wellington Trust Company, NA joint	135,461	$144,943	57.8%	Defined
Wellington Management Australia Pty Ltd	13,571	$14,520	5.8%	Defined

Florida Trust Wealth Management Co

$246,565

0.28%

230,435

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$239,742

0.28%

224,058

Nuveen, LLC

$189,061

0.22%

176,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	22,989	$24,598	13.0%	Defined
TEACHERS ADVISORS, LLC joint	153,704	$164,463	87.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$171,414

0.20%

160,200

JPMORGAN CHASE & CO

$163,216

0.19%

152,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	44,467	$47,579	29.2%	Defined
J.P. Morgan Investment Management Inc.	146	$156	0.1%	Defined
J.P. Morgan Securities LLC	107,927	$115,481	70.8%	Defined

MILLENNIUM MANAGEMENT LLC

$160,500

0.19%

150,000

JACOBS LEVY EQUITY MANAGEMENT, INC

$151,238

0.17%

141,344

XTX Topco Ltd

$150,164

0.17%

140,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	140,341	$150,164	100.0%	Defined

FMR LLC

$142,069

0.16%

132,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	132,544	$141,822	99.8%	Defined
STRATEGIC ADVISERS LLC	231	$247	0.2%	Defined

RHUMBLINE ADVISERS

$125,579

0.14%

117,364

Revolve Wealth Partners, LLC

$122,000

0.14%

100,000

Wilmington Savings Fund Society, FSB

$122,000

0.14%

100,000

Focus Partners Wealth

$119,627

0.14%

111,801

ALLIANCEBERNSTEIN L.P.

$116,062

0.13%

108,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	108,470	$116,062	100.0%	Defined

Quadrature Capital Ltd

$113,088

0.13%

105,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	105,690	$113,088	100.0%	Other

BARCLAYS PLC

$100,861

0.12%

94,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	91,680	$98,097	97.3%	Defined
BARCLAYS CAPITAL INC.	2,584	$2,764	2.7%	Defined

DEUTSCHE BANK AG\

$89,284

0.10%

83,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,223	$2,378	2.7%	Defined
DWS Investments UK Ltd	81,221	$86,906	97.3%	Defined

DAFNA Capital Management LLC

$82,476

0.10%

77,081

PRICE T ROWE ASSOCIATES INC /MD/

$80,100

0.09%

74,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	74,860	$80,100	100.0%	Defined

JANE STREET GROUP, LLC

$65,555

0.08%

61,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	48,779	$52,193	79.6%	Defined
Jane Street Global Trading, LLC	12,488	$13,362	20.4%	Defined

VANGUARD FIDUCIARY TRUST CO

$60,458

0.07%

56,503

Invesco Ltd.

$59,665

0.07%

55,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	13,532	$14,479	24.3%	Defined
Invesco Trust Co joint	42,230	$45,186	75.7%	Defined

GSA CAPITAL PARTNERS LLP

$58,523

0.07%

54,695

CITIGROUP INC

$53,148

0.06%

49,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	49,672	$53,148	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$52,718

0.06%

49,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	49,270	$52,718	100.0%	Defined

Verition Fund Management LLC

$43,153

0.05%

40,330

Magnetar Financial LLC

$41,828

0.05%

39,092

Brevan Howard Capital Management LP

$39,466

0.05%

36,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	36,885	$39,466	100.0%	Defined

DLK Investment Management, LLC

$37,169

0.04%

30,467

State of Alaska, Department of Revenue

$36,600

0.04%

30,000

SEI INVESTMENTS CO

$35,803

0.04%

33,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	33,461	$35,803	100.0%	Sole

Police & Firemen's Retirement System of New Jersey

$34,822

0.04%

32,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	32,544	$34,822	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$30,884

0.04%

28,864

INTECH INVESTMENT MANAGEMENT LLC

$30,252

0.03%

28,273

Virtu Financial LLC

$30,146

0.03%

28,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	28,174	$30,146	100.0%	Defined

AXQ CAPITAL, LP

$29,325

0.03%

27,407

Cerity Partners LLC

$29,044

0.03%

27,144

Saxony Capital Management, LLC

$28,996

0.03%

23,768

Point72 Asset Management, L.P.

$28,248

0.03%

26,400

Creative Planning

$25,713

0.03%

24,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	134	$143	0.6%	Defined
Held directly	23,898	$25,570	99.4%	Sole

NEUBERGER BERMAN GROUP LLC

$22,107

0.03%

20,661

Ground Swell Capital, LLC

$21,836

0.03%

20,408

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$20,055

0.02%

16,439

Tower Research Capital LLC (TRC)

$19,646

0.02%

18,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	18,361	$19,646	100.0%	Defined

Centiva Capital, LP

$18,920

0.02%

17,683

Vanguard Personalized Indexing Management, LLC

$18,197

0.02%

17,007

COMMONWEALTH EQUITY SERVICES, LLC

$16,605

0.02%

15,519

PRUDENTIAL FINANCIAL INC

$15,295

0.02%

14,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	14,295	$15,295	100.0%	Defined

ProShare Advisors LLC

$15,027

0.02%

14,044

R Squared Ltd

$14,900

0.02%

13,926

Engineers Gate Manager LP

$14,437

0.02%

13,493

Simplicity Wealth,LLC

$13,897

0.02%

11,391

Pallas Capital Advisors LLC

$13,483

0.02%

12,601

Meridian Wealth Management, LLC

$13,457

0.02%

12,577

Perigon Wealth Management, LLC

$12,672

0.01%

10,387

AVISO WEALTH MANAGEMENT

$11,067

0.01%

10,343

LPL Financial LLC

$10,876

0.01%

10,165

Callan Family Office, LLC

$10,792

0.01%

10,086

NEW YORK STATE COMMON RETIREMENT FUND

$9,737

0.01%

9,100

Legal & General Group Plc

$9,642

0.01%

9,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	9,012	$9,642	100.0%	Defined

SIMPLEX TRADING, LLC

$8,770

0.01%

8,197

Caitong International Asset Management Co., Ltd

$7,541

0.01%

7,048

Ameritas Investment Partners, Inc.

$7,339

0.01%

6,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	6,859	$7,339	100.0%	Other

ROYAL BANK OF CANADA

$6,303

0.01%

5,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,191	$3,414	54.2%	Defined
RBC Capital Markets, LLC	2,700	$2,889	45.8%	Defined

State of Wyoming

$6,112

0.01%

5,713

OSAIC HOLDINGS, INC.

$4,289

0.00%

4,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	4,009	$4,289	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$3,210

0.00%

3,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	3,000	$3,210	100.0%	Sole

Sterling Capital Management LLC

$2,918

0.00%

2,392

Optiver Holding B.V.

$2,895

0.00%

2,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,706	$2,895	100.0%	Defined

GAMMA Investing LLC

$2,864

0.00%

2,348

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Key facts CIK 1771910 CUSIP H0036K147 13F (30d) 18 filings 18 filers Visit website Investor relations