TRAX · First Tracks Biotherapeutics, Inc. · Holdings

$33.30 +0.02 (+0.06%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.23B

35.73M

Volume · Oct 2 1.17M Avg daily vol (3M) 786.99K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 150

Total Value: $685,873,585

Total Shares: 34,089,178

Showing 1–100 of 150 holdings by value · page 1 of 2

Holder Concentration

Across 150 13F filers

Top Holder

9.3%

of institutional value

Top 5

35.6%

of institutional value

Top 10

54.9%

of institutional value

HHI

404

Broadly held

Showing 100 of 150

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

EcoR1 Capital, LLC

$63,871,322

9.31%

3,174,519

TCG Crossover Management, LLC

$58,253,516

8.49%

2,895,304

FMR LLC

$41,329,033

6.03%

2,054,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,249,047	$25,130,825	60.8%	Defined
STRATEGIC ADVISERS LLC	79	$1,589	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	679,340	$13,668,320	33.1%	Defined
FIAM LLC	125,661	$2,528,299	6.1%	Defined

Affinity Asset Advisors, LLC

$40,884,081

5.96%

2,032,012

BlackRock, Inc.

$39,506,439

5.76%

1,963,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	22,576	$454,229	1.1%	Sole
BlackRock Asset Management Canada Ltd	166	$3,339	0.0%	Sole
BlackRock Investment Management, LLC	69,564	$1,399,627	3.5%	Sole
BLACKROCK ADVISORS LLC	53,596	$1,078,351	2.7%	Sole
BlackRock Fund Advisors	976,441	$19,645,992	49.7%	Sole
BlackRock Institutional Trust Company, N.A.	772,768	$15,548,092	39.4%	Sole
BlackRock Japan Co. Ltd	597	$12,011	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	6,858	$137,982	0.3%	Sole
BlackRock Asset Management Ireland Ltd	45,617	$917,814	2.3%	Sole
Aperio Group, LLC	15,358	$309,002	0.8%	Sole

Trails Edge Capital Partners, LP

$30,461,680

4.44%

1,514,000

STATE STREET CORP

$30,439,467

4.44%

1,512,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,512,896	$30,439,467	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$29,212,409

4.26%

1,451,909

Jupiter Topco LLC

$21,960,255

3.20%

1,091,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	7,464	$150,175	0.7%	Defined
JANUS HENDERSON INVESTORS US LLC	1,084,000	$21,810,080	99.3%	Defined

Vestal Point Capital, LP

$20,381,560

2.97%

1,013,000

Woodline Partners LP

$18,453,581

2.69%

917,176

Sanofi

$16,536,970

2.41%

821,917

MORGAN STANLEY

$15,724,461

2.29%

781,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	366	$7,363	0.0%	Defined
MORGAN STANLEY & CO. LLC	6,398	$128,727	0.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	757,901	$15,248,968	97.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	7,700	$154,924	1.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	9,169	$184,479	1.2%	Defined

683 Capital Management, LLC

$15,090,000

2.20%

750,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	750,000	$15,090,000	100.0%	Defined

ADAGE CAPITAL PARTNERS GP, L.L.C.

$14,667,480

2.14%

729,000

Balyasny Asset Management L.P.

$14,384,753

2.10%

714,948

GEODE CAPITAL MANAGEMENT, LLC

$14,125,989

2.06%

702,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	95,316	$1,917,757	13.6%	Defined
Held directly	606,771	$12,208,232	86.4%	Defined

BANK OF AMERICA CORP /DE/

$13,036,994

1.90%

647,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	69,974	$1,407,876	10.8%	Defined
BOFA SECURITIES, INC.	577,988	$11,629,118	89.2%	Defined

STEMPOINT CAPITAL LP

$12,529,186

1.83%

622,723

Palo Alto Investors LP

$12,142,198

1.77%

603,489

Sofinnova Investments, Inc.

$11,371,803

1.66%

565,199

VANGUARD PORTFOLIO MANAGEMENT LLC

$11,005,479

1.60%

546,992

GOLDMAN SACHS GROUP INC

$9,802,725

1.43%

487,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	390,979	$7,866,497	80.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	96,234	$1,936,228	19.8%	Defined

Point72 Asset Management, L.P.

$8,215,599

1.20%

408,330

UBS Group AG

$6,255,025

0.91%

310,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,629	$32,775	0.5%	Defined
UBS AG	305,868	$6,154,064	98.4%	Defined
UBS Switzerland AG	3,389	$68,186	1.1%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$6,025,940

0.88%

299,500

FEDERATED HERMES, INC.

$5,834,800

0.85%

290,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	290,000	$5,834,800	100.0%	Defined

Ally Bridge Group (NY) LLC

$5,719,854

0.83%

284,287

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,168,284

0.75%

256,873

Nantahala Capital Management, LLC

$5,030,000

0.73%

250,000

Granahan Investment Management, LLC

$4,794,676

0.70%

238,304

Apis Capital Advisors, LLC

$4,547,120

0.66%

226,000

FRED ALGER MANAGEMENT, LLC

$4,394,208

0.64%

218,400

NORTHERN TRUST CORP

$4,046,050

0.59%

201,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	196,505	$3,953,680	97.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	927	$18,651	0.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,664	$73,719	1.8%	Other

AMERIPRISE FINANCIAL INC

$3,886,841

0.57%

193,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	193,183	$3,886,841	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$3,847,346

0.56%

191,220

CITADEL ADVISORS LLC

$3,396,054

0.50%

168,790

Connor, Clark & Lunn Investment Management Ltd.

$3,315,634

0.48%

164,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	159,577	$3,210,689	96.8%	Sole
Held directly	5,216	$104,945	3.2%	Sole

MARSHALL WACE, LLP

$3,296,682

0.48%

163,851

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	163,851	$3,296,682	100.0%	Other

D. E. Shaw & Co., Inc.

$2,577,974

0.38%

128,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	17,482	$351,737	13.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	110,648	$2,226,237	86.4%	Defined

Rockefeller Capital Management L.P.

$2,352,811

0.34%

116,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	65	$1,307	0.1%	Defined
ROCKEFELLER FINANCIAL LLC	116,874	$2,351,504	99.9%	Defined

Ensign Peak Advisors, Inc

$2,333,477

0.34%

115,978

Jain Global LLC

$1,990,994

0.29%

98,956

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$1,885,887

0.27%

93,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	93,732	$1,885,887	100.0%	Defined

Financial Enhancement Group LLC

$1,497,934

0.22%

74,450

ADAR1 Capital Management, LLC

$1,446,829

0.21%

71,910

Invesco Ltd.

$1,428,800

0.21%

71,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,661	$73,658	5.2%	Defined
Invesco Trust Co joint	9,201	$185,124	13.0%	Defined
Invesco Capital Management LLC	58,152	$1,170,018	81.9%	Defined

Bank of New York Mellon Corp

$1,404,636

0.20%

69,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	24,699	$496,943	35.4%	Defined
The Bank of New York Mellon	44,793	$901,235	64.2%	Defined
BNY Mellon, NA joint	320	$6,438	0.5%	Defined
Held directly	1	$20	0.0%	Defined

NORGES BANK

$1,390,292

0.20%

69,100

Opaleye Management Inc.

$1,307,800

0.19%

65,000

Quantinno Capital Management LP

$1,257,379

0.18%

62,494

DEUTSCHE BANK AG\

$1,249,793

0.18%

62,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	38,760	$779,851	62.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	367	$7,384	0.6%	Defined
DWS Investments UK Ltd	22,990	$462,558	37.0%	Defined

PRUDENTIAL FINANCIAL INC

$1,226,112

0.18%

60,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	48,140	$968,576	79.0%	Defined
Prudential Trust Co	12,800	$257,536	21.0%	Defined

SummitTX Capital, L.P.

$1,183,921

0.17%

58,843

WELLINGTON MANAGEMENT GROUP LLP

$1,156,416

0.17%

57,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	19,134	$384,976	33.3%	Defined
Wellington Trust Company, NA joint	35,816	$720,617	62.3%	Defined
Wellington Management Australia Pty Ltd	2,526	$50,823	4.4%	Defined

DIMENSIONAL FUND ADVISORS LP

$1,148,126

0.17%

57,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	615	$12,373	1.1%	Defined
Dimensional Ireland Ltd	2,906	$58,468	5.1%	Defined
Held directly	53,543	$1,077,285	93.8%	Sole

Moody Aldrich Partners LLC

$1,092,837

0.16%

54,316

Fisher Asset Management, LLC

$1,037,165

0.15%

51,549

Nuveen, LLC

$998,112

0.15%

49,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	2,562	$51,547	5.2%	Defined
TEACHERS ADVISORS, LLC joint	47,046	$946,565	94.8%	Defined

Swiss National Bank

$983,868

0.14%

48,900

J. Goldman & Co LP

$942,561

0.14%

46,847

PRICE T ROWE ASSOCIATES INC /MD/

$910,067

0.13%

45,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	45,232	$910,067	100.0%	Defined

XTX Topco Ltd

$865,160

0.13%

43,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	43,000	$865,160	100.0%	Defined

Ikarian Capital, LLC

$860,633

0.13%

42,775

LOS ANGELES CAPITAL MANAGEMENT LLC

$741,100

0.11%

36,834

ALLIANCEBERNSTEIN L.P.

$740,617

0.11%

36,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	36,810	$740,617	100.0%	Defined

WELLS FARGO & COMPANY/MN

$728,423

0.11%

36,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	19,731	$396,987	54.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	15,114	$304,093	41.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	325	$6,539	0.9%	Defined
Wells Fargo Securities, LLC	1,034	$20,804	2.9%	Defined

CITIGROUP INC

$728,323

0.11%

36,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	36,199	$728,323	100.0%	Defined

CRCM LP

$711,040

0.10%

35,340

RHUMBLINE ADVISERS

$632,009

0.09%

31,412

Tema ETFs LLC

$621,848

0.09%

30,907

Tidal Investments LLC

$621,848

0.09%

30,907

Corient Private Wealth LLC

$610,420

0.09%

30,339

AQR CAPITAL MANAGEMENT LLC

$579,695

0.08%

28,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	1	$20	0.0%	Other
Compound Planning, Inc.	3	$60	0.0%	Other
Arax Advisory Partners	404	$8,128	1.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	318	$6,398	1.1%	Other
Stokes Family Office, LLC	62	$1,247	0.2%	Other
Held directly	28,024	$563,842	97.3%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$565,955

0.08%

28,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	28,129	$565,955	100.0%	Defined

Y-Intercept (Hong Kong) Ltd

$565,050

0.08%

28,084

SPHERA FUNDS MANAGEMENT LTD.

$560,865

0.08%

27,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sphera Global Healthcare Management LP joint	27,876	$560,865	100.0%	Defined

MARTINGALE ASSET MANAGEMENT L P

$548,068

0.08%

27,240

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$528,974

0.08%

26,291

Rafferty Asset Management, LLC

$520,323

0.08%

25,861

JACOBS LEVY EQUITY MANAGEMENT, INC

$505,816

0.07%

25,140

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$425,115

0.06%

21,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	21,129	$425,115	100.0%	Other

VANGUARD ASSET MANAGEMENT, Ltd

$405,337

0.06%

20,146

CREDIT AGRICOLE S A

$402,400

0.06%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	20,000	$402,400	100.0%	Defined

Virtus Investment Advisers, LLC

$373,205

0.05%

18,549

Qube Research & Technologies Ltd

$367,069

0.05%

18,244

Legal & General Group Plc

$361,596

0.05%

17,972

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,267	$45,612	12.6%	Defined
Legal & General Investment Management Ltd joint	15,705	$315,984	87.4%	Defined

AMERICAN CENTURY COMPANIES INC

$347,130

0.05%

17,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	17,253	$347,130	100.0%	Defined

Russell Investments Group, Ltd.

$322,342

0.05%

16,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	9,819	$197,558	61.3%	Defined
Russell Investments Capital, LLC joint	2,177	$43,801	13.6%	Other
Russell Investments Trust Company joint	4,025	$80,983	25.1%	Other

JPMORGAN CHASE & CO

$299,526

0.04%

14,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	9,676	$194,681	65.0%	Defined
J.P. Morgan Investment Management Inc.	2,450	$49,294	16.5%	Defined
J.P. Morgan Securities LLC	25	$503	0.2%	Defined
J.P. Morgan Securities plc	2,736	$55,048	18.4%	Defined

MetLife Investment Management, LLC

$285,724

0.04%

14,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	14,201	$285,724	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$275,764

0.04%

13,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	10,702	$215,324	78.1%	Defined
Global X Management (AUS) Ltd joint	3,004	$60,440	21.9%	Defined

Cresset Asset Management, LLC

$275,523

0.04%

13,694

BOOTHBAY FUND MANAGEMENT, LLC

$264,115

0.04%

13,127

PROFUND ADVISORS LLC

$262,847

0.04%

13,064

VICTORY CAPITAL MANAGEMENT INC

$257,133

0.04%

12,780

GLENMEDE TRUST CO NA

$246,268

0.04%

12,240

VIRGINIA RETIREMENT SYSTEMS ET Al

$232,386

0.03%

11,550

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$217,014

0.03%

10,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	10,786	$217,014	100.0%	Defined

Vanguard Global Advisers, LLC

$212,809

0.03%

10,577

Key facts CIK 2091349 CUSIP 337185102 13F (30d) 2 filings 2 filers Visit website Investor relations