ASAN · Asana, Inc. · Holdings

$11.07 +0.33 (+3.07%)

Russell 2000 member Rebalance outlook locked

Market Cap

$2.54B

228.97M

Volume · Oct 21 5.04M Avg daily vol (3M) 6.17M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASAN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 262

Total Value: $758,883,838

Total Shares: 108,450,278

Showing 1–100 of 276 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding ASAN

All superinvestors →

Joel Greenblatt $322,840

Holder Concentration

Across 266 13F filers

Top Holder

8.6%

of institutional value

Top 5

35.5%

of institutional value

Top 10

53.8%

of institutional value

HHI

390

Broadly held

Who Holds ASAN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 263 filers, like-for-like change +3.6%; actively managed books -1.2%; index-like books +16.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	54.8%	139	+7.5%	29	20
Exempt adviser	2.2%	4	+13.3%	0	2
Adviser	0.4%	5	-50.9%	1	0
Bank	8.7%	17	-26.0%	4	0
Insurer	0.1%	2	+547.2%	1	0
Broker-dealer	0.2%	3	-13.4%	0	0
Benefit plan	0.1%	3	+41.1%	1	0
Non-US	0.7%	10	-6.3%	2	1
Holding company	18.8%	5	+20.5%	0	0
Unknown	13.9%	75	-2.5%	13	15

Style	Share	Filers	Change	New	Exited
Index-like	30.9%	28	+16.2%	1	0
Systematic-like	17.7%	28	-21.4%	4	11
Concentrated	0.5%	37	-34.0%	6	7
Diversified active	50.9%	169	+9.1%	40	20
Unknown	0.0%	1	-45.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	34.9%	142	+9.4%	32	9
Medium turnover	28.6%	52	+10.5%	7	7
High turnover	23.0%	50	-11.9%	8	20
Unknown	13.4%	19	+6.7%	4	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.9%	39	+1.3%	10	14
Medium horizon	15.0%	42	+19.6%	8	8
Long horizon	59.7%	164	+3.6%	29	11
Unknown	9.4%	18	-11.9%	4	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.0%	58	+57.4%	17	16
$1B to $10B	4.6%	69	-24.0%	17	13
$10B to $100B	16.6%	74	+21.0%	13	7
$100B or more	74.9%	62	+0.8%	4	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.4%	75	+65.6%	18	6
Pooled investment vehicles	20.9%	28	-3.4%	6	10
Registered funds and BDCs	18.4%	13	+8.6%	2	2
Pension and profit sharing plans	0.1%	2	+172.6%	0	0
Insurance companies	4.5%	4	+0.3%	0	0
Governments and sovereign funds	0.5%	4	-34.1%	1	0
Other investment advisers	0.0%	3	-70.7%	0	1
Diversified	8.0%	10	+44.4%	2	1
Other	0.0%	0	—	0	0
Unknown	45.2%	124	-0.7%	22	18

Private funds	Share	Filers	Change	New	Exited
Hedge funds	33.2%	40	+6.4%	7	12
Private equity funds	0.6%	10	+93.6%	4	1
Venture capital funds	0.0%	1	+132.9%	0	0
Real estate funds	0.2%	5	+77.8%	0	0
Securitized asset funds	0.2%	1	-4.8%	0	0
Other private funds	1.0%	14	+19.9%	2	1
Mixed private funds	0.1%	2	+7.9%	0	0
Private funds, type not stated	0.1%	2	+19.2%	1	0
No private funds	21.7%	68	+7.5%	15	8
Unknown	43.0%	120	-1.3%	22	16

Location	Share	Filers	Change	New	Exited
United States	92.5%	215	+4.8%	44	29
Outside the US	7.5%	48	-9.5%	7	9

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

263 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.380% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

54.8%

of 13F shares, Herfindahl 0.040

Active holders

-1.2%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.1 quarters

Under 1 year 26.1% 1 to 3 years 29.2% 3 years or more 44.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $185,904 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$14.82

estimated per share

Mar 31, 2026: $16.51

Quarter-end price

$6.99

implied by 13F values

Estimated gain or loss

-52.8%

price against the estimated cost

Estimated at a loss

95.0%

of costed 13F value

Estimated cost covers 71.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASAN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CRWV CoreWeave, Inc.	3	0.065
2	ABNB Airbnb, Inc.	3	0.055
3	HOOD Robinhood Markets, Inc.	3	0.052
4	BE Bloom Energy Corp	3	0.050
5	CRM Salesforce, Inc.	4	0.039
6	ADBE Adobe Inc.	3	0.038
7	ANET Arista Networks, Inc.	3	0.029
8	ECNS iShares MSCI China Small-Cap ETF	3	0.025
9	NVDA Nvidia Corp	5	0.023
10	AAPL Apple Inc.	5	0.023

Shareholder Targets

13F filers that own its peers but not ASAN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CRWV, ABNB, HOOD, BE, CRM, ADBE, ANET, ECNS, NVDA, AAPL, GOOGL, NFLX, UNH, ORCL, IBM, TSM, AMZN, MRK, MSFT, MU. 7,109 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$292,919,802,203 19 held	29.1%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$190,139,719,905 14 held	26.4%	NVDA, GOOGL, MSFT
3	Capital World Investors Adviser, Diversified active	$189,321,325,313 16 held	22.4%	GOOGL, MU, NVDA
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$126,140,757,657 20 held	21.7%	NVDA, GOOGL, MSFT
5	Amundi Holding company, Index-like	$116,810,678,273 19 held	28.0%	NVDA, AAPL, GOOGL
6	Capital International Investors Adviser, Diversified active	$108,875,442,431 13 held	22.2%	GOOGL, MSFT, NVDA
7	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
8	Fisher Asset Management, LLC Adviser, Diversified active	$89,809,441,615 18 held	28.7%	NVDA, AAPL, GOOGL
9	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$88,366,460,009 19 held	16.0%	NVDA, AAPL, MSFT
10	HSBC HOLDINGS PLC Unknown, Index-like	$67,348,233,246 20 held	32.8%	NVDA, GOOGL, AAPL

Fund Ownership of ASAN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 9.55% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.34%	+0.29 pp	3,068,328	56
Index ETFs	8.21%	+0.67 pp	18,801,186	47
Active ETFs	0.58%	+0.19 pp	1,323,643	8
Active funds	2.45%	+0.89 pp	5,604,941	60
Unclassified	0.10%	+0.10 pp	239,738	2
All registered funds	12.68%	+2.14 pp	29,037,836	173

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 137 Exempt adviser 3 Adviser 5 Bank 17 Insurer 2 Broker-dealer 3 Benefit plan 3 Non-US 10 Holding company 5 Unknown 77

Showing 100 of 276

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$65,939,139

8.69%

9,419,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	104,865	$734,055	1.1%	Sole
BlackRock Investment Management (Australia) Ltd	219	$1,533	0.0%	Sole
BlackRock Asset Management Canada Ltd	540	$3,780	0.0%	Sole
BlackRock Investment Management, LLC	298,430	$2,089,010	3.2%	Sole
BLACKROCK ADVISORS LLC	253,205	$1,772,435	2.7%	Sole
BlackRock Fund Advisors	4,607,801	$32,254,607	48.9%	Sole
BlackRock Institutional Trust Company, N.A.	3,085,007	$21,595,049	32.7%	Sole
BlackRock Fund Managers Ltd.	27,287	$191,009	0.3%	Sole
BlackRock Investment Management (UK) Ltd.	74,291	$520,037	0.8%	Sole
BlackRock (Netherlands) B.V.	1,931	$13,517	0.0%	Sole
BlackRock Asset Management Ireland Ltd	424,303	$2,970,121	4.5%	Sole
BlackRock Life Ltd	3,995	$27,965	0.0%	Sole
BlackRock Asset Management Schweiz AG	15,515	$108,605	0.2%	Sole
Aperio Group, LLC	522,100	$3,654,700	5.5%	Sole
SpiderRock Advisors, LLC	388	$2,716	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$64,811,278

8.54%

9,258,754

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$51,335,599

6.76%

7,333,657

GOLDMAN SACHS GROUP INC

$45,354,148

5.98%

6,479,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,550,633	$38,854,431	85.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	916,634	$6,416,438	14.1%	Defined
Goldman Sachs Trust Company, N.A.	11,897	$83,279	0.2%	Defined

D. E. Shaw & Co., Inc.

$41,358,632

5.45%

5,908,376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	5,049,390	$35,345,730	85.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	858,986	$6,012,902	14.5%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$33,071,724

4.36%

4,724,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	4,724,532	$33,071,724	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$30,176,433

3.98%

4,310,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	51	$357	0.0%	Other
Prism Planning Partners LLC	1,172	$8,204	0.0%	Other
Compound Planning, Inc.	90	$630	0.0%	Other
Arax Advisory Partners	63,732	$446,124	1.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	13,535	$94,745	0.3%	Other
Stokes Family Office, LLC	11,858	$83,006	0.3%	Other
Held directly	4,220,481	$29,543,367	97.9%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$28,505,477

3.76%

4,072,211

STATE STREET CORP

$24,292,254

3.20%

3,470,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,470,322	$24,292,254	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$23,776,788

3.13%

3,396,684

Point72 Asset Management, L.P.

$22,680,574

2.99%

3,240,082

WESTERLY CAPITAL MANAGEMENT, LLC

$21,210,000

2.79%

3,030,000

MORGAN STANLEY

$19,686,058

2.59%

2,812,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,450	$31,150	0.2%	Defined
MORGAN STANLEY & CO. LLC	485,052	$3,395,364	17.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,727,489	$12,092,423	61.4%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	24,790	$173,530	0.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	68,334	$478,338	2.4%	Defined
Morgan Stanley Bank, N.A.	90,187	$631,309	3.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	381,080	$2,667,560	13.6%	Defined
EATON VANCE MANAGEMENT	30,912	$216,384	1.1%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$19,644,877

2.59%

2,806,411

GEODE CAPITAL MANAGEMENT, LLC

$17,133,634

2.26%

2,447,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	364,083	$2,548,581	14.9%	Defined
Held directly	2,083,579	$14,585,053	85.1%	Defined

FIRST TRUST ADVISORS LP

$15,298,388

2.02%

2,185,484

UBS Group AG

$14,447,601

1.90%

2,063,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	13,738	$96,166	0.7%	Defined
UBS AG	2,007,125	$14,049,875	97.2%	Defined
UBS Switzerland AG	42,041	$294,287	2.0%	Defined
UBS Securities LLC	1,039	$7,273	0.1%	Defined

MARSHALL WACE, LLP

$11,894,015

1.57%

1,699,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	1,608,678	$11,260,746	94.7%	Other
Marshall Wace Middle East Ltd	90,467	$633,269	5.3%	Other

RENAISSANCE TECHNOLOGIES LLC

$11,826,773

1.56%

1,689,539

ACADIAN ASSET MANAGEMENT LLC

$10,779,475

1.42%

1,539,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,539,925	$10,779,475	100.0%	Defined

FMR LLC

$9,117,997

1.20%

1,302,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,272,082	$8,904,574	97.7%	Defined
STRATEGIC ADVISERS LLC	30,489	$213,423	2.3%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$7,366,485

0.97%

1,052,355

Voleon Capital Management LP

$7,282,233

0.96%

1,040,319

BANK OF AMERICA CORP /DE/

$6,970,866

0.92%

995,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	495,144	$3,466,008	49.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	260,404	$1,822,828	26.1%	Defined
BOFA SECURITIES, INC.	240,290	$1,682,030	24.1%	Defined

NORTHERN TRUST CORP

$6,652,289

0.88%

950,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	892,447	$6,247,129	93.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	42,575	$298,025	4.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	15,305	$107,135	1.6%	Other

Squarepoint Ops LLC

$6,217,120

0.82%

888,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	888,160	$6,217,120	100.0%	Defined

Nuveen, LLC

$5,793,816

0.76%

827,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	51,371	$359,597	6.2%	Defined
TEACHERS ADVISORS, LLC joint	776,317	$5,434,219	93.8%	Defined

JANE STREET GROUP, LLC

$5,359,116

0.71%

765,588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	692,567	$4,847,969	90.5%	Defined
Jane Street Global Trading, LLC	73,021	$511,147	9.5%	Defined

Bank of New York Mellon Corp

$5,208,539

0.69%

744,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	548,250	$3,837,750	73.7%	Defined
The Bank of New York Mellon	179,506	$1,256,542	24.1%	Defined
BNY Mellon, NA joint	16,320	$114,240	2.2%	Defined
Held directly	1	$7	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$4,815,937

0.63%

687,991

XTX Topco Ltd

$4,626,048

0.61%

660,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	660,864	$4,626,048	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,788,400

0.50%

541,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	541,200	$3,788,400	100.0%	Other

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$3,757,124

0.50%

536,732

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,559,500

0.47%

508,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	508,500	$3,559,500	100.0%	Other

Russell Investments Group, Ltd.

$3,455,326

0.46%

493,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	76,708	$536,956	15.5%	Defined
Russell Investments Capital, LLC joint	20,620	$144,340	4.2%	Other
Russell Investments France SAS	7,773	$54,411	1.6%	Defined
Russell Investments Japan Co., LTD. joint	43,951	$307,657	8.9%	Other
Russell Investments Limited joint	303,378	$2,123,646	61.5%	Other
Russell Investments Trust Company joint	41,188	$288,316	8.3%	Other

Engineers Gate Manager LP

$3,197,439

0.42%

456,777

JPMORGAN CHASE & CO

$2,773,309

0.37%

396,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	63,925	$447,475	16.1%	Defined
J.P. Morgan Investment Management Inc.	307,635	$2,153,445	77.6%	Defined
J.P. Morgan Securities LLC	2,537	$17,759	0.6%	Defined
J.P. Morgan Markets Ltd	22,090	$154,630	5.6%	Defined

ZACKS INVESTMENT MANAGEMENT

$2,766,526

0.36%

395,218

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,671,648

0.35%

381,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	346,582	$2,426,074	90.8%	Other
G1 EXECUTION SERVICES, LLC	35,082	$245,574	9.2%	Other

IEQ CAPITAL, LLC

$2,610,916

0.34%

372,988

Trexquant Investment LP

$2,602,887

0.34%

371,841

Holocene Advisors, LP

$2,535,533

0.33%

362,219

Man Group plc

$2,428,384

0.32%

346,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	346,912	$2,428,384	100.0%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$2,265,683

0.30%

323,669

Connor, Clark & Lunn Investment Management Ltd.

$2,122,288

0.28%

303,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	302,667	$2,118,669	99.8%	Sole
Held directly	517	$3,619	0.2%	Sole

CITIGROUP INC

$1,850,282

0.24%

264,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	21,579	$151,053	8.2%	Defined
Citigroup Financial Products Inc. joint	242,747	$1,699,229	91.8%	Defined

Creative Planning

$1,772,379

0.23%

253,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	6,322	$44,254	2.5%	Defined
Held directly	246,875	$1,728,125	97.5%	Sole

JANE STREET GROUP, LLC

$1,752,100

0.23%

250,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	250,300	$1,752,100	100.0%	Defined

Quantinno Capital Management LP

$1,696,933

0.22%

242,419

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,682,030

0.22%

240,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	7,598	$53,186	3.2%	Defined
UBS Asset Management Switzerland AG	150,750	$1,055,250	62.7%	Defined
UBS Asset Management (UK) Ltd.	59,965	$419,755	25.0%	Defined
Held directly	21,977	$153,839	9.1%	Defined

Mariner, LLC

$1,652,553

0.22%

236,079

NATIXIS

$1,607,200

0.21%

229,600

Numerai GP LLC

$1,594,698

0.21%

227,814

Cerity Partners LLC

$1,532,783

0.20%

218,969

Marex Group plc

$1,446,291

0.19%

206,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	206,613	$1,446,291	100.0%	Defined

CITADEL ADVISORS LLC

$1,340,500

0.18%

191,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	191,500	$1,340,500	100.0%	Defined

FRANKLIN RESOURCES INC

$1,311,611

0.17%

187,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	1,528	$10,696	0.8%	Defined
FRANKLIN ADVISERS INC	180,868	$1,266,076	96.5%	Defined
FRANKLIN ADVISORY SERVICES LLC	4,977	$34,839	2.7%	Defined

Schonfeld Strategic Advisors LLC

$1,309,049

0.17%

187,007

ROYAL BANK OF CANADA

$1,285,585

0.17%

183,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,956	$20,692	1.6%	Defined
RBC Capital Markets, LLC	180,092	$1,260,644	98.1%	Defined
RBC Dominion Securities Inc.	496	$3,472	0.3%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	110	$770	0.1%	Defined
Held directly	1	$7	0.0%	Sole

Swiss National Bank

$1,253,700

0.17%

179,100

Invesco Ltd.

$1,185,506

0.16%

169,358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,833	$138,831	11.7%	Defined
Invesco Trust Co joint	38,645	$270,515	22.8%	Defined
Invesco Capital Management LLC	110,880	$776,160	65.5%	Defined

Brevan Howard Capital Management LP

$1,155,665

0.15%

165,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	165,095	$1,155,665	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,114,169

0.15%

159,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	159,167	$1,114,169	100.0%	Defined

Walleye Trading LLC

$1,069,467

0.14%

152,781

D. E. Shaw & Co., Inc.

$1,068,900

0.14%

152,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	152,700	$1,068,900	100.0%	Defined

JANE STREET GROUP, LLC

$1,015,700

0.13%

145,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	145,100	$1,015,700	100.0%	Defined

JENNISON ASSOCIATES LLC

$991,781

0.13%

141,683

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	141,683	$991,781	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$985,460

0.13%

140,780

MACKENZIE FINANCIAL CORP

$983,773

0.13%

140,539

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$980,341

0.13%

116,292

Crawford Fund Management, LLC

$917,000

0.12%

131,000

LPL Financial LLC

$915,229

0.12%

130,747

IMC-Chicago, LLC

$907,347

0.12%

129,621

Polymer Capital Management (US) LLC

$905,653

0.12%

129,379

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$891,800

0.12%

127,400

DEUTSCHE BANK AG\

$808,619

0.11%

115,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,612	$11,284	1.4%	Defined
DWS Investments UK Ltd	100,370	$702,590	86.9%	Defined
DWS International GmbH	13,535	$94,745	11.7%	Defined

BNP PARIBAS ARBITRAGE, SA

$807,989

0.11%

115,427

RHUMBLINE ADVISERS

$795,830

0.10%

113,690

Paragon Capital Management Ltd

$793,701

0.10%

94,152

CAPITAL FUND MANAGEMENT S.A.

$788,123

0.10%

112,589

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$764,533

0.10%

109,219

Whetstone Capital Advisors, LLC

$735,700

0.10%

105,100

WELLS FARGO & COMPANY/MN

$730,555

0.10%

104,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	92,165	$645,155	88.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	650	$4,550	0.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	11,550	$80,850	11.1%	Defined

CITADEL ADVISORS LLC

$709,100

0.09%

101,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	101,300	$709,100	100.0%	Defined

GILDER GAGNON HOWE & CO LLC

$694,771

0.09%

99,253

MILLENNIUM MANAGEMENT LLC

$690,550

0.09%

98,650

ALLIANCEBERNSTEIN L.P.

$684,705

0.09%

97,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	97,815	$684,705	100.0%	Defined

Cresset Asset Management, LLC

$659,008

0.09%

94,144

Walleye Trading LLC

$656,600

0.09%

93,800

BARCLAYS PLC

$641,487

0.08%

91,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	70,492	$493,444	76.9%	Defined
BARCLAYS CAPITAL INC.	21,149	$148,043	23.1%	Defined

Capstone Capital Management Ltd

$640,220

0.08%

91,460

Quinn Opportunity Partners LLC

$622,293

0.08%

88,899

Savant Capital, LLC

$610,673

0.08%

87,239

CANADA PENSION PLAN INVESTMENT BOARD

$582,400

0.08%

83,200

Walleye Trading LLC

$566,300

0.07%

80,900

Legal & General Group Plc

$559,419

0.07%

79,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	9,454	$66,178	11.8%	Defined
Legal & General Investment Management Ltd joint	70,463	$493,241	88.2%	Defined

PEAK6 LLC

$527,800

0.07%

75,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	75,400	$527,800	100.0%	Defined

Caitong International Asset Management Co., Ltd

$515,291

0.07%

73,613

ALLSTATE CORP

$504,728

0.07%

72,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	72,104	$504,728	100.0%	Sole

VANGUARD ASSET MANAGEMENT, Ltd

$499,254

0.07%

71,322

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Key facts CIK 1477720 CUSIP 04342Y104 13F (30d) 27 filings 26 filers Visit website Investor relations