ATYR · aTYR PHARMA INC · Holdings

$0.18 +0.00 (+2.71%)

Market Cap

$17.37M

98.09M

Volume · Oct 20 1.32M Avg daily vol (3M) 3.24M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ATYR: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 87

Total Value: $23,606,672

Total Shares: 39,555,673

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 92 13F filers

Top Holder

21.5%

of institutional value

Top 5

52.6%

of institutional value

Top 10

74.3%

of institutional value

HHI

855

Broadly held

Who Holds ATYR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 89 filers, like-for-like change -30.6%; actively managed books -24.8%; index-like books -43.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	39.1%	48	+16.7%	9	16
Exempt adviser	5.9%	4	+1569.3%	3	0
Adviser	21.9%	1	-19.4%	0	1
Bank	6.8%	10	-62.1%	0	1
Broker-dealer	0.4%	2	-20.6%	0	0
Non-US	0.1%	1	-80.5%	0	1
Holding company	16.2%	4	-72.3%	0	2
Insurer	0.0%	0	-100.0%	0	1
Benefit plan	0.0%	0	-100.0%	0	1
Unknown	9.6%	19	+63.7%	3	12

Style	Share	Filers	Change	New	Exited
Index-like	26.3%	14	-43.0%	0	6
Systematic-like	19.7%	14	+53.4%	4	0
Concentrated	5.0%	11	+1868.7%	2	3
Diversified active	49.1%	50	-42.3%	9	26
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	23.9%	49	-68.7%	6	24
Medium turnover	33.7%	15	-15.1%	3	9
High turnover	26.5%	19	+73.2%	5	1
Unknown	16.0%	6	+22.5%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	25.6%	11	+44.2%	2	1
Medium horizon	5.3%	10	-70.2%	2	6
Long horizon	63.6%	58	-39.3%	6	27
Unknown	5.5%	10	+38.7%	5	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.0%	14	+924.9%	3	4
$1B to $10B	10.5%	20	+78.1%	4	8
$10B to $100B	25.0%	21	-11.4%	7	7
$100B or more	59.4%	34	-45.8%	1	16
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.0%	27	+5.8%	6	6
Pooled investment vehicles	17.9%	10	+49.6%	2	0
Registered funds and BDCs	13.1%	3	-29.7%	0	5
Pension and profit sharing plans	0.1%	2	+100.2%	0	0
Governments and sovereign funds	0.1%	1	-70.5%	0	0
Other investment advisers	0.0%	2	-36.3%	0	0
Diversified	6.9%	3	+351.7%	1	3
Insurance companies	0.0%	0	-100.0%	0	2
Corporations	0.0%	0	—	0	0
Unknown	60.9%	41	-45.0%	6	19

Private funds	Share	Filers	Change	New	Exited
Hedge funds	26.0%	15	+92.2%	5	1
Private equity funds	0.3%	4	+13.8%	3	1
Venture capital funds	0.0%	1	+208.4%	0	0
Real estate funds	0.2%	5	-28.1%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	5.2%	6	+518.8%	2	3
No private funds	13.3%	20	-28.8%	1	9
Mixed private funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	55.0%	37	-50.2%	3	19

Location	Share	Filers	Change	New	Exited
United States	85.0%	78	-33.9%	13	31
Outside the US	15.0%	11	-3.5%	2	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

89 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

15.7%

of shares outstanding, 46th percentile

Mar 31, 2026: 7.28%

Private-fund advisers

12.6%

of shares outstanding

Institutional ownership

39.6%

40.3% of the estimated free float

Top 10 holders

74.8%

of 13F shares, Herfindahl 0.088

Active holders

-24.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.6 quarters

Under 1 year 31.7% 1 to 3 years 22.0% 3 years or more 46.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$0.83

estimated per share

Mar 31, 2026: $1.48

Quarter-end price

$0.60

implied by 13F values

Estimated gain or loss

-27.9%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 23.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ATYR's active holders also own, quarter ended Sep 30, 2025

#	Company	Shared holders	Similarity
1	TRVI Trevi Therapeutics, Inc.	3	0.210
2	DUK Duke Energy CORP	3	0.033
3	LOW Lowes Companies Inc	3	0.029
4	ABBV AbbVie Inc.	4	0.027
5	BAC Bank Of America Corp /De/	3	0.023
6	AMZN Amazon Com Inc	4	0.022
7	GOOGL Alphabet Inc.	4	0.022
8	PG PROCTER & GAMBLE Co	3	0.021
9	LLY ELI LILLY & Co	3	0.021
10	WMT Walmart Inc.	3	0.020

Shareholder Targets

13F filers that own its peers but not ATYR, quarter ended Sep 30, 2025

Found through its holder-overlap peers: TRVI, DUK, LOW, ABBV, BAC, AMZN, GOOGL, PG, LLY, WMT, HD, XOM, JNJ, BRK-B, JPM, META, NVDA, AAPL, MSFT. 6,568 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$181,737,789,347 18 held	34.2%	MSFT, NVDA, AMZN
2	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$170,297,381,652 19 held	37.0%	NVDA, MSFT, AAPL
3	Capital International Investors Adviser, Diversified active	$162,075,585,080 14 held	26.3%	MSFT, GOOGL, NVDA
4	Capital World Investors Adviser, Diversified active	$157,835,619,048 14 held	21.7%	MSFT, META, NVDA
5	FRANKLIN RESOURCES INC Adviser, Diversified active	$113,484,034,175 19 held	29.3%	MSFT, NVDA, GOOGL
6	Amundi Holding company, Index-like	$105,968,507,942 18 held	34.5%	NVDA, MSFT, AAPL
7	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$102,255,269,016 18 held	26.6%	NVDA, MSFT, GOOGL
8	Berkshire Hathaway Inc Insurer, Concentrated	$96,496,945,134 4 held	36.3%	AAPL, BAC, GOOGL
9	Fisher Asset Management, LLC Adviser, Diversified active	$90,385,263,681 18 held	35.4%	NVDA, AAPL, MSFT
10	LILLY ENDOWMENT INC Unknown, Unknown	$72,861,153,659 1 held	100.0%	LLY

Fund Ownership of ATYR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 7.13% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.60%	-0.20 pp	2,545,571	23
Index ETFs	4.54%	-3.15 pp	4,449,733	12
Active ETFs	0.01%	0.00 pp	7,662	2
Active funds	16.91%	+7.76 pp	16,587,124	17
Unclassified	0.00%	0.00 pp	0	0
All registered funds	24.05%	+4.42 pp	23,590,090	54

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 47 Exempt adviser 4 Adviser 1 Bank 11 Broker-dealer 2 Non-US 1 Holding company 4 Unknown 17

Showing 94 of 94

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FEDERATED HERMES, INC.

$5,080,277

21.52%

8,509,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	8,509,678	$5,080,277	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$2,273,430

9.63%

3,808,091

GSA CAPITAL PARTNERS LLP

$2,062,553

8.74%

3,454,863

AQR CAPITAL MANAGEMENT LLC

$1,558,495

6.60%

2,610,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	7	$4	0.0%	Other
Prism Planning Partners LLC	491	$293	0.0%	Other
Compound Planning, Inc.	45	$26	0.0%	Other
Arax Advisory Partners	14,183	$8,467	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,362	$813	0.1%	Other
Stokes Family Office, LLC	3,063	$1,828	0.1%	Other
Held directly	2,591,397	$1,547,064	99.3%	Defined

FMR LLC

$1,475,436

6.25%

2,471,418

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,471,418	$1,475,436	100.0%	Defined

BlackRock, Inc.

$1,090,914

4.62%

1,827,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	60,274	$35,983	3.3%	Sole
BlackRock Investment Management, LLC	1,574	$939	0.1%	Sole
BlackRock Fund Advisors	164,380	$98,134	9.0%	Sole
BlackRock Institutional Trust Company, N.A.	1,596,195	$952,928	87.4%	Sole
BlackRock Investment Management (UK) Ltd.	4,909	$2,930	0.3%	Sole

Kalehua Capital Management LLC

$1,067,535

4.52%

1,788,167

JANE STREET GROUP, LLC

$1,027,614

4.35%

1,721,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	616,918	$368,300	35.8%	Defined
Jane Street Global Trading, LLC	1,104,379	$659,314	64.2%	Defined

UBS Group AG

$914,096

3.87%

1,531,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,330,780	$794,475	86.9%	Defined
UBS Switzerland AG	188,389	$112,468	12.3%	Defined
UBS Securities LLC	11,982	$7,153	0.8%	Defined

MORGAN STANLEY

$802,149

3.40%

1,343,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	8,438	$5,037	0.6%	Defined
MORGAN STANLEY & CO. LLC	4,977	$2,971	0.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,325,798	$791,501	98.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	300	$179	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	4,123	$2,461	0.3%	Defined

TWO SIGMA INVESTMENTS, LP

$743,352

3.15%

1,245,147

CITADEL ADVISORS LLC

$741,513

3.14%

1,242,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,207,073	$720,622	97.2%	Defined
Held directly	34,994	$20,891	2.8%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$702,680

2.98%

1,177,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	214,416	$128,006	18.2%	Defined
Held directly	962,604	$574,674	81.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$445,982

1.89%

747,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	747,039	$445,982	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$391,662

1.66%

656,051

GOLDMAN SACHS GROUP INC

$382,800

1.62%

641,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	379,788	$226,733	59.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	261,420	$156,067	40.8%	Defined

VANGUARD FIDUCIARY TRUST CO

$343,946

1.46%

576,125

STATE STREET CORP

$295,485

1.25%

494,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	494,951	$295,485	100.0%	Defined

MARSHALL WACE, LLP

$219,766

0.93%

368,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	368,120	$219,766	100.0%	Other

CITADEL ADVISORS LLC

$148,653

0.63%

249,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	249,000	$148,653	100.0%	Defined

XTX Topco Ltd

$135,326

0.57%

226,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	226,678	$135,326	100.0%	Defined

NORTHERN TRUST CORP

$131,424

0.56%

220,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	220,141	$131,424	100.0%	Defined

BANK OF AMERICA CORP /DE/

$123,858

0.52%

207,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	182,838	$109,154	88.1%	Defined
BOFA SECURITIES, INC.	24,630	$14,704	11.9%	Defined

JANE STREET GROUP, LLC

$106,624

0.45%

178,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	178,600	$106,624	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$98,637

0.42%

165,222

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$92,415

0.39%

154,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	154,800	$92,415	100.0%	Other

JPMORGAN CHASE & CO

$89,947

0.38%

150,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	147,739	$88,200	98.1%	Defined
J.P. Morgan Securities plc	2,927	$1,747	1.9%	Defined

GROUP ONE TRADING LLC

$82,910

0.35%

138,878

Qube Research & Technologies Ltd

$75,816

0.32%

126,996

HRT FINANCIAL LP

$75,628

0.32%

126,681

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$69,550

0.29%

116,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	116,500	$69,550	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$54,243

0.23%

90,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,665	$2,188	4.0%	Defined
Dimensional Ireland Ltd	59,285	$35,393	65.2%	Defined
Held directly	27,911	$16,662	30.7%	Sole

HSBC HOLDINGS PLC

$39,512

0.17%

66,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	66,185	$39,512	100.0%	Defined

Mariner, LLC

$35,018

0.15%

58,658

CITADEL ADVISORS LLC

$34,148

0.14%

57,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	57,200	$34,148	100.0%	Defined

HOHIMER WEALTH MANAGEMENT, LLC

$32,835

0.14%

55,000

MERCER GLOBAL ADVISORS INC /ADV

$31,958

0.14%

53,531

KINGSWOOD WEALTH ADVISORS, LLC

$31,044

0.13%

52,000

Schonfeld Strategic Advisors LLC

$30,375

0.13%

50,880

ADAR1 Capital Management, LLC

$30,258

0.13%

50,685

Alpha Wealth Funds, LLC

$29,850

0.13%

50,000

Tower Research Capital LLC (TRC)

$29,114

0.12%

48,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	30,516	$18,218	62.6%	Other
Latour Trading LLC (Latour)	18,252	$10,896	37.4%	Defined

Virtu Financial LLC

$28,011

0.12%

46,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	46,921	$28,011	100.0%	Defined

Creative Planning

$24,831

0.11%

41,593

Point72 Asset Management, L.P.

$22,254

0.09%

37,278

Hobbs Group Advisors, LLC

$21,487

0.09%

35,992

LPL Financial LLC

$21,222

0.09%

35,549

CAPTRUST FINANCIAL ADVISORS

$20,265

0.09%

33,946

Vanguard Global Advisers, LLC

$19,948

0.08%

33,414

BARCLAYS PLC

$18,524

0.08%

31,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	24,099	$14,387	77.7%	Defined
BARCLAYS CAPITAL INC.	6,930	$4,137	22.3%	Defined

RHUMBLINE ADVISERS

$18,155

0.08%

30,412

Cerity Partners LLC

$17,450

0.07%

29,232

Rockefeller Capital Management L.P.

$16,786

0.07%

28,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	28,118	$16,786	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$14,957

0.06%

25,055

Balyasny Asset Management L.P.

$13,739

0.06%

23,015

Steward Partners Investment Advisory, LLC

$11,701

0.05%

19,600

MAI Capital Management

$10,057

0.04%

16,846

RAYMOND JAMES FINANCIAL INC

$10,029

0.04%

16,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,172	$7,863	78.4%	Defined
Raymond James Financial Services Advisors, Inc.	3,629	$2,166	21.6%	Defined

Arax Advisory Partners

$9,884

0.04%

16,557

JANE STREET GROUP, LLC

$8,955

0.04%

15,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,000	$8,955	100.0%	Defined

Vanguard Personalized Indexing Management, LLC

$8,894

0.04%

14,899

DIADEMA PARTNERS LP

$7,462

0.03%

12,500

TrinityBridge Ltd

$7,343

0.03%

12,300

TORONTO DOMINION BANK

$7,283

0.03%

12,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	12,200	$7,283	100.0%	Defined

BRIGHTON JONES LLC

$6,840

0.03%

11,458

Gladstone Institutional Advisory LLC

$6,746

0.03%

11,300

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$6,390

0.03%

21,092

WELLS FARGO & COMPANY/MN

$3,880

0.02%

6,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,000	$2,985	76.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,500	$895	23.1%	Defined

ROYAL BANK OF CANADA

$3,578

0.02%

5,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	41	$24	0.7%	Defined
RBC Capital Markets, LLC	5,166	$3,084	86.2%	Defined
RBC Dominion Securities Inc.	650	$388	10.8%	Defined
Held directly	139	$82	2.3%	Sole

Allworth Financial LP

$2,158

0.01%

3,615

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,200

0.01%

2,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,011	$1,200	100.0%	Defined

Vision Retirement, LLC

$895

0.00%

1,500

JONES FINANCIAL COMPANIES LLLP

$895

0.00%

1,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,500	$895	100.0%	Sole

MCF Advisors LLC

$835

0.00%

1,400

PNC FINANCIAL SERVICES GROUP, INC.

$761

0.00%

1,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,276	$761	100.0%	Defined

EverSource Wealth Advisors, LLC

$685

0.00%

1,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	180	$107	15.6%	Sole
Held directly	969	$578	84.4%	Sole

Ares Financial Consulting, LLC

$606

0.00%

2,000

NFSG Corp

$599

0.00%

1,979

CITIGROUP INC

$537

0.00%

900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	900	$537	100.0%	Defined

ROTHSCHILD INVESTMENT LLC

$528

0.00%

885

Clearstead Advisors, LLC

$514

0.00%

861

FNY Investment Advisers, LLC

$454

0.00%

1,500

SJS Investment Consulting Inc.

$124

0.00%

208

True Wealth Design, LLC

$91

0.00%

301

Larson Financial Group LLC

$89

0.00%

150

Essential Partners LLC

$73

0.00%

242

Farther Finance Advisors, LLC

$34

0.00%

115

CALDWELL SUTTER CAPITAL, INC.

$31

0.00%

IFG Advisory, LLC

$29

0.00%

Persistent Asset Partners Ltd

$16

0.00%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$14

0.00%

FNY Investment Advisers, LLC

0.00%

Caitong International Asset Management Co., Ltd

0.00%

IFP Advisors, Inc

0.00%

Key facts CIK 1339970 CUSIP 002120202 13F (30d) 9 filings 9 filers Visit website Investor relations