CRI · Carters Inc · Holdings

$32.48 -1.17 (-3.48%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.24B

36.71M

Volume · Oct 21 1.06M Avg daily vol (3M) 1.32M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CRI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 286

Total Value: $1,633,857,249

Total Shares: 39,759,130

Showing 1–100 of 292 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding CRI

All superinvestors →

Ray Dalio $3,603,187 Joel Greenblatt $1,305,060

Holder Concentration

Across 290 13F filers

Top Holder

14.6%

of institutional value

Top 5

36.3%

of institutional value

Top 10

52.8%

of institutional value

HHI

446

Broadly held

Who Holds CRI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 287 filers, like-for-like change -2.5%; actively managed books -5.0%; index-like books +2.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.5%	157	-4.0%	32	20
Exempt adviser	0.8%	5	-73.7%	2	0
Adviser	4.2%	6	+62.2%	1	0
Bank	10.0%	15	-2.9%	0	0
Insurer	0.6%	3	+10.8%	0	0
Benefit plan	0.2%	5	+54.3%	2	0
Non-US	0.5%	7	-36.5%	0	1
Holding company	21.4%	8	+2.2%	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	15.8%	81	-0.1%	11	15

Style	Share	Filers	Change	New	Exited
Index-like	35.1%	32	+2.5%	0	0
Systematic-like	9.1%	30	-25.0%	11	7
Concentrated	4.2%	37	-33.6%	12	2
Diversified active	51.6%	188	+3.5%	25	27
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	50.0%	162	+7.3%	19	11
Medium turnover	25.6%	63	-10.6%	12	9
High turnover	12.1%	45	-24.0%	16	15
Unknown	12.3%	17	+7.9%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.2%	29	+3.8%	8	9
Medium horizon	17.6%	46	+2.6%	13	3
Long horizon	64.3%	185	+6.3%	18	16
Unknown	4.9%	27	-60.0%	9	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.4%	50	-16.3%	9	10
$1B to $10B	9.5%	91	-27.2%	26	14
$10B to $100B	12.0%	83	-33.6%	12	10
$100B or more	77.1%	63	+10.4%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	6.9%	77	-25.9%	15	6
Pooled investment vehicles	10.2%	30	-14.1%	10	7
Registered funds and BDCs	23.5%	20	+8.0%	2	3
Pension and profit sharing plans	0.1%	2	+4.8%	0	0
Insurance companies	0.1%	3	+8.6%	0	0
Governments and sovereign funds	0.3%	2	-30.4%	0	1
Other investment advisers	0.1%	4	-33.8%	1	1
Other	0.1%	1	-0.5%	0	0
Diversified	5.3%	18	+11.9%	4	1
Corporations	0.0%	0	-100.0%	0	1
Unknown	53.5%	130	-1.2%	16	16

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.8%	49	-24.2%	15	9
Private equity funds	0.9%	9	+6.1%	2	0
Venture capital funds	0.0%	2	-24.0%	0	0
Real estate funds	0.0%	3	+518.0%	0	1
Securitized asset funds	0.2%	1	+11.2%	0	0
Other private funds	9.5%	20	+10.1%	2	3
Mixed private funds	0.3%	2	-22.7%	0	0
No private funds	17.5%	76	+5.8%	15	7
Private funds, type not stated	0.0%	0	—	0	0
Unknown	52.7%	125	+3.2%	14	16

Location	Share	Filers	Change	New	Exited
United States	89.2%	242	0.0%	39	30
Outside the US	10.8%	45	-19.2%	9	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

287 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.348% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.002%

Mar 31, 2026: 1

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

53.2%

of 13F shares, Herfindahl 0.045

Active holders

-5.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.1 quarters

Under 1 year 21.3% 1 to 3 years 29.3% 3 years or more 49.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$43.51

estimated per share

Mar 31, 2026: $42.92

Quarter-end price

$41.16

implied by 13F values

Estimated gain or loss

-5.4%

price against the estimated cost

Estimated at a loss

37.4%

of costed 13F value

Estimated cost covers 37.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CRI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PRLB Proto Labs Inc	3	0.165
2	HCSG Healthcare Services Group Inc	3	0.149
3	URBN Urban Outfitters Inc	3	0.141
4	ANIP Ani Pharmaceuticals Inc	3	0.137
5	WHR Whirlpool Corp	3	0.122
6	YETI YETI Holdings, Inc.	3	0.118
7	SON Sonoco Products Co	3	0.095
8	FIVE Five Below, Inc	3	0.091
9	CROX Crocs, Inc.	3	0.088
10	ARW Arrow Electronics, Inc.	3	0.080

Shareholder Targets

13F filers that own its peers but not CRI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PRLB, HCSG, URBN, ANIP, WHR, YETI, SON, FIVE, CROX, ARW, VTRS, ZM, LUV, NTRS, DAL, MMM, TGT, HSY, ACN, ADBE. 3,918 filers in all.

#	Filer	In peers	Of book	Largest peers
1	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$6,531,788,942 6 held	3.86%	LUV, DAL, ADBE
2	NORGES BANK Non-US, Index-like	$5,854,882,972 18 held	0.580%	MMM, ADBE, ACN
3	Berkshire Hathaway Inc Insurer, Concentrated	$5,368,591,200 1 held	1.79%	DAL
4	Capital World Investors Adviser, Diversified active	$3,129,382,243 7 held	0.370%	MMM, HSY, TGT
5	Sanders Capital, LLC Registered adviser, Concentrated	$2,728,281,052 1 held	2.73%	DAL
6	HARRIS ASSOCIATES L P Registered adviser, Index-like	$2,546,256,133 3 held	3.39%	DAL, ADBE, ACN
7	Capital International Investors Adviser, Diversified active	$2,143,988,883 3 held	0.440%	DAL, ACN, YETI
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$2,137,694,818 16 held	0.940%	ADBE, ZM, VTRS
9	FIL Ltd Non-US, Diversified active	$2,100,743,061 12 held	1.54%	ADBE, ACN, ZM
10	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$2,082,620,599 3 held	1.42%	MMM, NTRS, ADBE

Fund Ownership of CRI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 29.55% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.18%	+0.72 pp	1,903,321	76
Index ETFs	24.37%	-3.09 pp	8,945,739	63
Active ETFs	2.79%	-2.58 pp	1,022,662	23
Active funds	14.18%	+2.90 pp	5,205,079	112
Unclassified	3.40%	+3.37 pp	1,249,393	16
All registered funds	49.92%	+1.32 pp	18,326,194	290

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 156 Exempt adviser 4 Adviser 6 Bank 15 Insurer 3 Benefit plan 5 Non-US 7 Holding company 8 Unknown 82

Showing 100 of 292

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$239,717,808

14.67%

5,824,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	32,916	$1,354,822	0.6%	Sole
BlackRock Investment Management (Australia) Ltd	115	$4,733	0.0%	Sole
BlackRock Asset Management Canada Ltd	12,870	$529,729	0.2%	Sole
BlackRock Investment Management, LLC	114,481	$4,712,037	2.0%	Sole
BLACKROCK ADVISORS LLC	81,486	$3,353,963	1.4%	Sole
BlackRock Fund Advisors	4,000,292	$164,652,018	68.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,166,059	$47,994,988	20.0%	Sole
BlackRock Fund Managers Ltd.	6,358	$261,695	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	20,992	$864,030	0.4%	Sole
BlackRock (Netherlands) B.V.	783	$32,228	0.0%	Sole
BlackRock Asset Management Ireland Ltd	135,133	$5,562,074	2.3%	Sole
BlackRock Advisors (UK) Ltd	112,635	$4,636,056	1.9%	Sole
BlackRock Life Ltd	3,403	$140,067	0.1%	Sole
BlackRock Asset Management Schweiz AG	6,416	$264,082	0.1%	Sole
Aperio Group, LLC	130,009	$5,351,170	2.2%	Sole
SpiderRock Advisors, LLC	100	$4,116	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$118,158,917

7.23%

2,870,722

Allianz Asset Management GmbH

$93,406,322

5.72%

2,269,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	1,890,588	$77,816,602	83.3%	Defined
Allianz Global Investors GmbH	378,759	$15,589,720	16.7%	Defined

DIMENSIONAL FUND ADVISORS LP

$78,415,807

4.80%

1,905,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,129	$252,269	0.3%	Defined
DFA Australia Ltd.	13,001	$535,121	0.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	369	$15,188	0.0%	Defined
Dimensional Ireland Ltd	65,662	$2,702,647	3.4%	Defined
Held directly	1,819,985	$74,910,582	95.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$64,385,312

3.94%

1,564,269

STATE STREET CORP

$61,592,070

3.77%

1,496,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	1,496,406	$61,592,070	100.0%	Defined

RWWM, Inc.

$59,436,892

3.64%

1,444,045

AMERICAN CENTURY COMPANIES INC

$55,801,805

3.42%

1,355,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,355,729	$55,801,805	100.0%	Defined

AMERIPRISE FINANCIAL INC

$51,048,235

3.12%

1,240,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	686,367	$28,250,865	55.3%	Defined
Threadneedle Asset Management Holdings LTD	518,387	$21,336,808	41.8%	Defined
Ameriprise Financial Services, LLC	315	$12,965	0.0%	Defined
Columbia Threadneedle Management Ltd	35,170	$1,447,597	2.8%	Defined

GOLDMAN SACHS GROUP INC

$42,830,066

2.62%

1,040,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	898,156	$36,968,100	86.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	142,419	$5,861,966	13.7%	Defined

CITADEL ADVISORS LLC

$41,054,053

2.51%

997,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	196	$8,067	0.0%	Defined
Held directly	997,230	$41,045,986	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$38,432,861

2.35%

933,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	136,053	$5,599,941	14.6%	Defined
Held directly	797,690	$32,832,920	85.4%	Defined

MILLENNIUM MANAGEMENT LLC

$37,724,045

2.31%

916,522

MORGAN STANLEY

$36,055,992

2.21%

875,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	66	$2,716	0.0%	Defined
MORGAN STANLEY & CO. LLC	64,341	$2,648,275	7.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	341,433	$14,053,382	39.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	261	$10,742	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	11,595	$477,250	1.3%	Defined
Morgan Stanley Strategic Investments, Inc	1	$41	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	458,299	$18,863,586	52.3%	Defined

LSV ASSET MANAGEMENT

$34,919,361

2.14%

848,381

Bank of New York Mellon Corp

$28,347,587

1.74%

688,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	329,557	$13,564,565	47.9%	Defined
BNY Mellon Investment Adviser, Inc.	29,841	$1,228,255	4.3%	Defined
The Bank of New York Mellon	70,304	$2,893,712	10.2%	Defined
BNY Mellon, NA joint	1,524	$62,727	0.2%	Defined
BNY Mellon Advisors, Inc.	1,577	$64,909	0.2%	Defined
Newton Investment Management North America, LLC joint	255,913	$10,533,378	37.2%	Defined
Held directly	1	$41	0.0%	Defined

UBS Group AG

$28,276,095

1.73%

686,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	453	$18,645	0.1%	Defined
UBS AG	684,837	$28,187,890	99.7%	Defined
UBS Switzerland AG	1,690	$69,560	0.2%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$26,583,719

1.63%

645,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	541,806	$22,300,734	83.9%	Defined
Wellington Managment Canada LLC	8,601	$354,017	1.3%	Defined
Wellington Management International Ltd	32,482	$1,336,959	5.0%	Defined
Wellington Trust Company, NA joint	62,974	$2,592,009	9.8%	Defined

Quantinno Capital Management LP

$24,229,163

1.48%

588,658

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$23,256,017

1.42%

565,015

NORTHERN TRUST CORP

$18,230,996

1.12%

442,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	400,493	$16,484,291	90.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	24,456	$1,006,608	5.5%	Defined
MASON STREET ADVISORS, LLC joint	12,419	$511,166	2.8%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,562	$228,931	1.3%	Other

Interval Partners, LP

$17,033,901

1.04%

413,846

RENAISSANCE TECHNOLOGIES LLC

$16,978,500

1.04%

412,500

ROYCE & ASSOCIATES LP

$16,315,041

1.00%

396,381

JACOBS LEVY EQUITY MANAGEMENT, INC

$16,102,285

0.99%

391,212

TWO SIGMA INVESTMENTS, LP

$14,902,718

0.91%

362,068

D. E. Shaw & Co., Inc.

$13,270,807

0.81%

322,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	306,220	$12,604,015	95.0%	Defined
D. E. Shaw Investment Management, L.L.C. joint	16,200	$666,792	5.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$12,495,556

0.76%

303,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	63	$2,593	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	29	$1,193	0.0%	Other
Compound Planning, Inc.	7	$288	0.0%	Other
Arax Advisory Partners	4,776	$196,580	1.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,332	$54,825	0.4%	Other
Stokes Family Office, LLC	679	$27,947	0.2%	Other
Held directly	296,699	$12,212,130	97.7%	Defined

VICTORY CAPITAL MANAGEMENT INC

$10,010,235

0.61%

243,203

VANGUARD FIDUCIARY TRUST CO

$9,973,109

0.61%

242,301

JPMORGAN CHASE & CO

$9,778,501

0.60%

237,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	66	$2,716	0.0%	Other
JPMorgan Chase Bank, N.A.	14,987	$616,864	6.3%	Defined
J.P. Morgan Investment Management Inc.	24,361	$1,002,698	10.3%	Defined
J.P. Morgan Securities LLC	931	$38,319	0.4%	Defined
J.P. Morgan Securities plc	302	$12,430	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	196,926	$8,105,474	82.9%	Defined

Invesco Ltd.

$9,293,309

0.57%

225,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	14,256	$586,776	6.3%	Defined
Invesco Trust Co joint	14,140	$582,002	6.3%	Defined
Invesco Investment Advisers LLC	3,744	$154,103	1.7%	Defined
Invesco Capital Management LLC	193,645	$7,970,428	85.8%	Defined

JANE STREET GROUP, LLC

$9,058,821

0.55%

220,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	89,367	$3,678,345	40.6%	Defined
Jane Street Global Trading, LLC	130,721	$5,380,476	59.4%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$8,975,843

0.55%

218,072

Qube Research & Technologies Ltd

$8,614,952

0.53%

209,304

Shellback Capital, LP

$8,232,000

0.50%

200,000

FRANKLIN RESOURCES INC

$7,529,477

0.46%

182,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	98,933	$4,072,082	54.1%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	20	$823	0.0%	Defined
Fiduciary Trust International of the South	108	$4,445	0.1%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	193	$7,943	0.1%	Defined
FRANKLIN ADVISERS INC	78,612	$3,235,669	43.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	2,331	$95,943	1.3%	Defined
PUTNAM ADVISORY CO LLC	2,735	$112,572	1.5%	Defined

PRINCIPAL FINANCIAL GROUP INC

$7,329,689

0.45%

178,078

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$6,343,042

0.39%

154,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	28,806	$1,185,654	18.7%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	79,810	$3,284,979	51.8%	Defined
Held directly	45,491	$1,872,409	29.5%	Sole

Aristides Capital LLC

$6,269,820

0.38%

152,328

Empowered Funds, LLC

$6,198,036

0.38%

150,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	139,472	$5,740,667	92.6%	Other
Sequoia Financial Group, LLC	6,117	$251,775	4.1%	Other
Held directly	4,995	$205,594	3.3%	Sole

NICOLA WEALTH MANAGEMENT LTD.

$5,807,676

0.36%

141,100

BANK OF AMERICA CORP /DE/

$5,652,542

0.35%

137,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	84,360	$3,472,257	61.4%	Defined
BOFA SECURITIES, INC.	21,715	$893,789	15.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	31,256	$1,286,496	22.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,605,992

0.34%

136,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	136,200	$5,605,992	100.0%	Other

CITIGROUP INC

$5,516,837

0.34%

134,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,792	$114,918	2.1%	Defined
Citigroup Financial Products Inc. joint	131,242	$5,401,919	97.9%	Defined

Nuveen, LLC

$5,251,356

0.32%

127,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	17,519	$721,081	13.7%	Defined
TEACHERS ADVISORS, LLC joint	110,065	$4,530,275	86.3%	Defined

Public Sector Pension Investment Board

$5,209,538

0.32%

126,568

RAYMOND JAMES FINANCIAL INC

$5,170,765

0.32%

125,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	7,815	$321,665	6.2%	Defined
Raymond James Financial Services Advisors, Inc.	73,047	$3,006,614	58.1%	Defined
ClariVest Asset Management LLC joint	44,764	$1,842,486	35.6%	Defined

Cinctive Capital Management LP

$4,835,271

0.30%

117,475

FIRST TRUST ADVISORS LP

$4,285,208

0.26%

104,111

BESSEMER GROUP INC

$4,210,338

0.26%

102,292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	102,292	$4,210,338	100.0%	Defined

Squarepoint Ops LLC

$4,021,702

0.25%

97,709

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	97,709	$4,021,702	100.0%	Defined

SALEM INVESTMENT COUNSELORS INC

$3,957,740

0.24%

126,405

Graham Capital Management, L.P.

$3,944,074

0.24%

95,823

RHUMBLINE ADVISERS

$3,903,079

0.24%

94,827

Legal & General Group Plc

$3,896,616

0.24%

94,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	56,435	$2,322,864	59.6%	Defined
Legal & General Investment Management Ltd joint	38,235	$1,573,752	40.4%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,643,932

0.22%

88,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	405	$16,669	0.5%	Defined
UBS Asset Management Switzerland AG	57,040	$2,347,766	64.4%	Defined
UBS Asset Management (UK) Ltd.	21,142	$870,203	23.9%	Defined
Held directly	9,944	$409,294	11.2%	Defined

Bridgewater Associates, LP

$3,603,187

0.22%

87,541

Rubric Capital Management LP

$3,574,499

0.22%

86,844

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$3,435,707

0.21%

83,472

ZACKS INVESTMENT MANAGEMENT

$3,345,525

0.20%

81,281

GREAT LAKES ADVISORS, LLC

$3,283,127

0.20%

79,765

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,903,179

0.18%

70,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	70,534	$2,903,179	100.0%	Defined

Swiss National Bank

$2,893,548

0.18%

70,300

SEGALL BRYANT & HAMILL, LLC

$2,862,472

0.18%

69,545

Russell Investments Group, Ltd.

$2,845,142

0.17%

69,124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	42,923	$1,766,710	62.1%	Defined
Russell Investments Capital, LLC joint	6,460	$265,893	9.3%	Other
Russell Investments France SAS	3,264	$134,346	4.7%	Defined
Russell Investments Implementation Services, LLC	3,320	$136,651	4.8%	Defined
Russell Investments Trust Company joint	13,157	$541,542	19.0%	Other

EASTERLY INVESTMENT PARTNERS LLC

$2,714,502

0.17%

65,950

HUSSMAN STRATEGIC ADVISORS, INC.

$2,593,080

0.16%

63,000

PRUDENTIAL FINANCIAL INC

$2,524,630

0.15%

61,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	61,337	$2,524,630	100.0%	Defined

MARSHALL WACE, LLP

$2,509,895

0.15%

60,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	60,979	$2,509,895	100.0%	Other

Vanguard Global Advisers, LLC

$2,498,453

0.15%

60,701

BW Gestao de Investimentos Ltda.

$2,469,600

0.15%

60,000

IEQ CAPITAL, LLC

$2,374,355

0.15%

57,686

Engineers Gate Manager LP

$2,259,848

0.14%

54,904

BANK OF MONTREAL /CAN/

$2,166,330

0.13%

52,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	2,505	$103,105	4.8%	Defined
BMO Bank N.A.	718	$29,552	1.4%	Defined
BMO Family Office, LLC	5,705	$234,817	10.8%	Defined
Held directly	43,704	$1,798,856	83.0%	Defined

Creative Planning

$2,133,734

0.13%

51,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	432	$17,781	0.8%	Defined
Held directly	51,408	$2,115,953	99.2%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$2,092,203

0.13%

50,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	50,831	$2,092,203	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$2,024,948

0.12%

49,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	49,197	$2,024,948	100.0%	Defined

XTX Topco Ltd

$1,994,695

0.12%

48,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	48,462	$1,994,695	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,858,497

0.11%

45,153

ARMISTICE CAPITAL, LLC

$1,771,979

0.11%

43,051

Pacific Ridge Capital Partners, LLC

$1,762,183

0.11%

42,813

Alexander Randolph Advisory, Inc.

$1,646,194

0.10%

39,995

Aquatic Capital Management LLC

$1,577,168

0.10%

38,318

Caprock Group, LLC

$1,566,755

0.10%

38,065

DEUTSCHE BANK AG\

$1,544,652

0.09%

37,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	37,528	$1,544,652	100.0%	Defined

Jackson Creek Investment Advisors LLC

$1,517,075

0.09%

36,858

CANADA LIFE ASSURANCE Co

$1,491,761

0.09%

36,243

SummitTX Capital, L.P.

$1,477,314

0.09%

35,892

JANE STREET GROUP, LLC

$1,399,440

0.09%

34,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	34,000	$1,399,440	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,348,563

0.08%

32,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	31,430	$1,293,658	95.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	211	$8,684	0.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,073	$44,164	3.3%	Defined
Wells Fargo Securities, LLC	16	$658	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	34	$1,399	0.1%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$1,313,548

0.08%

41,953

Gotham Asset Management, LLC

$1,305,060

0.08%

31,707

Schonfeld Strategic Advisors LLC

$1,248,300

0.08%

30,328

FMR LLC

$1,220,846

0.07%

29,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	29,063	$1,196,233	98.0%	Defined
STRATEGIC ADVISERS LLC	598	$24,613	2.0%	Defined

Vident Advisory, LLC

$1,201,704

0.07%

29,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Distillate Capital Partners LLC	18,474	$760,389	63.3%	Defined
Blue Trust, Inc.	693	$28,523	2.4%	Defined
Acuitas Investments, LLC	8,762	$360,643	30.0%	Defined
Held directly	1,267	$52,149	4.3%	Sole

ANGELES WEALTH MANAGEMENT, LLC

$1,149,886

0.07%

27,937

WOLVERINE ASSET MANAGEMENT LLC

$1,149,598

0.07%

27,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	27,930	$1,149,598	100.0%	Defined

Summit Trail Advisors, LLC

$1,129,348

0.07%

27,438

SEI INVESTMENTS CO

$1,121,486

0.07%

27,247

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	20,645	$849,748	75.8%	Sole
SEI TRUST CO	6,602	$271,738	24.2%	Sole

Showing the top 100 of 292 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1060822 CUSIP 146229109 13F (30d) 33 filings 33 filers Visit website Investor relations