FCT · First Trust Senior Floating Rate Income Fund II

$9.67 +0.02 (+0.21%) At close · Aug 7

Market Cap

$251.26M

25.98M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 89

Total Value: $85,768,707

Total Shares: 8,878,753

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 89 13F filers · Δ vs Mar 31, 2026

Top Holder

13.3%

−0.6 pts

Top 5

39.8%

−2.1 pts

Top 10

62.0%

−2.2 pts

HHI

511

Broadly held−33

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: -0.1%

Shares held: -0.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+190,422	276,336
Small CSS LLC/IL	+89,255	106,858
Small Almitas Capital LLC	+83,209	466,072
Large Penserra Capital Management LLC	+28,073	736,401
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	+19,222	72,261

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Advisors Asset Management, Inc.	−111,123	582,569
Mega LPL Financial LLC	−75,938	326,115
Mega MORGAN STANLEY	−61,043	1,183,843
Large GUGGENHEIM CAPITAL LLC	−56,357	145,694
Large Focus Partners Wealth	−55,255	162,321

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Beverly Hills Private Wealth, LLC	71,217	$687,956
Small ABSOLUTE INVESTMENT ADVISERS, LLC	66,089	$638,419
Large READYSTATE ASSET MANAGEMENT LP	38,844	$375,233
Mid Quarry LP	27,306	$263,775
Mid Prospera Financial Services Inc	23,343	$225,493

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Independent Advisor Alliance	110,815	$1,068,256
Large Baird Financial Group, Inc.	69,046	$665,603
Large CWM, LLC	26,346	$253,975
Mid NATIONS FINANCIAL GROUP INC, /IA/ /ADV	11,922	$114,928
Large Sanctuary Advisors, LLC	10,790	$104,015

Filter: New 13 Increased 24 Reduced 26 Sold out 11 Unchanged 26

Showing 89 of 89

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$11,435,920

13.33%

1,183,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	1	$9	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	354,084	$3,420,450	29.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	829,758	$8,015,461	70.1%	Defined

Penserra Capital Management LLC

$7,113,633

8.29%

736,401

Advisors Asset Management, Inc.

$5,627,616

6.56%

582,569

Invesco Ltd.

$5,296,702

6.18%

548,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	334,707	$3,233,269	61.0%	Defined
Invesco Capital Management LLC	213,606	$2,063,433	39.0%	Defined

Edgemoor Investment Advisors, Inc.

$4,654,419

5.43%

481,824

BANK OF AMERICA CORP /DE/

$4,571,537

5.33%

473,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	473,244	$4,571,537	100.0%	Defined

Almitas Capital LLC

$4,502,255

5.25%

466,072

RAYMOND JAMES FINANCIAL INC

$3,936,661

4.59%

407,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	24,075	$232,564	5.9%	Defined
Raymond James Financial Services Advisors, Inc.	370,293	$3,577,030	90.9%	Defined
RAYMOND JAMES TRUST N.A.	13,154	$127,067	3.2%	Defined

LPL Financial LLC

$3,150,270

3.67%

326,115

AMERIPRISE FINANCIAL INC

$2,890,243

3.37%

299,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	299,197	$2,890,243	100.0%	Defined

SIT INVESTMENT ASSOCIATES INC

$2,669,405

3.11%

276,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	276,336	$2,669,405	100.0%	Sole

D.A. DAVIDSON & CO.

$2,493,603

2.91%

258,137

UBS Group AG

$2,033,989

2.37%

210,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	208,319	$2,012,361	98.9%	Defined
UBS AG	2,239	$21,628	1.1%	Defined

Focus Partners Wealth

$1,568,020

1.83%

162,321

Logan Stone Capital, LLC

$1,559,201

1.82%

161,408

GUGGENHEIM CAPITAL LLC

$1,407,404

1.64%

145,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	145,694	$1,407,404	100.0%	Defined

STIFEL FINANCIAL CORP

$1,381,563

1.61%

143,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	143,019	$1,381,563	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,194,979

1.39%

123,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	24,765	$239,229	20.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	98,939	$955,750	80.0%	Defined

HOURGLASS CAPITAL, LLC

$1,079,988

1.26%

111,800

Balyasny Asset Management L.P.

$1,077,302

1.26%

111,522

CSS LLC/IL

$1,032,248

1.20%

106,858

ROYAL BANK OF CANADA

$965,583

1.13%

99,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	99,492	$961,092	99.5%	Defined
RBC Rochdale, LLC	465	$4,491	0.5%	Defined

Cetera Investment Advisers

$705,208

0.82%

73,003

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$698,041

0.81%

72,261

Beverly Hills Private Wealth, LLC

$687,956

0.80%

71,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Avise Financial Cooperative, Inc.	5,894	$56,936	8.3%	Other
Held directly	65,323	$631,020	91.7%	Sole

Verity Asset Management, Inc.

$664,859

0.78%

68,826

Janney Montgomery Scott LLC

$650,098

0.76%

67,298

ABSOLUTE INVESTMENT ADVISERS, LLC

$638,419

0.74%

66,089

1607 Capital Partners, LLC

$636,516

0.74%

65,892

Cambridge Investment Research Advisors, Inc.

$627,813

0.73%

64,991

SHUFRO ROSE & CO LLC

$601,818

0.70%

62,300

OSAIC HOLDINGS, INC.

$547,953

0.64%

56,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	56,724	$547,953	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$509,246

0.59%

52,717

Yakira Capital Management, Inc.

$471,243

0.55%

48,783

Rockefeller Capital Management L.P.

$462,530

0.54%

47,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	47,881	$462,530	100.0%	Defined

Everstar Asset Management, LLC

$391,664

0.46%

40,545

Virtus Investment Advisers, LLC

$390,689

0.46%

40,444

Genesis Financial Group, LLC

$386,950

0.45%

40,057

READYSTATE ASSET MANAGEMENT LP

$375,233

0.44%

38,844

Geneos Wealth Management Inc.

$334,197

0.39%

34,596

Quarry LP

$263,775

0.31%

27,306

Strategic Financial Concepts, LLC

$253,092

0.30%

26,200

RFG Advisory, LLC

$232,371

0.27%

24,055

Apriem Advisors

$227,010

0.26%

23,500

Prospera Financial Services Inc

$225,493

0.26%

23,343

Ethos Financial Group, LLC

$220,006

0.26%

22,775

UHLMANN PRICE SECURITIES, LLC

$201,430

0.23%

20,852

SeaCrest Wealth Management, LLC

$187,085

0.22%

19,367

Kestra Advisory Services, LLC

$179,540

0.21%

18,586

WESCAP Management Group, Inc.

$174,952

0.20%

18,111

Sunpointe, LLC

$170,953

0.20%

17,697

KINGSWOOD WEALTH ADVISORS, LLC

$165,157

0.19%

17,097

Advisory Solutions Group, LLC

$157,844

0.18%

16,340

MAI Capital Management

$151,130

0.18%

15,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	5,445	$52,598	34.8%	Defined
Held directly	10,200	$98,532	65.2%	Sole

NWF Advisory Services Inc.

$150,087

0.17%

15,537

Moss Adams Wealth Advisors LLC

$146,455

0.17%

15,161

Virtu Financial LLC

$135,075

0.16%

13,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	13,983	$135,075	100.0%	Defined

XTX Topco Ltd

$131,433

0.15%

13,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	13,606	$131,433	100.0%	Defined

Concurrent Investment Advisors, LLC

$124,131

0.14%

12,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	650	$6,279	5.1%	Sole
Held directly	12,200	$117,852	94.9%	Sole

Helium Advisors LLC

$123,039

0.14%

12,737

Advisory Advocates, LLC

$121,716

0.14%

12,600

Alteri Wealth LLC

$100,174

0.12%

10,370

Global Retirement Partners, LLC

$88,698

0.10%

9,182

Cullen/Frost Bankers, Inc.

$77,280

0.09%

8,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Bank - FWA	8,000	$77,280	100.0%	Defined

Quantum Portfolio Management LLC

$45,199

0.05%

4,679

NBC SECURITIES, INC.

$38,688

0.05%

4,005

CoreCap Advisors, LLC

$33,240

0.04%

3,441

Clearstead Advisors, LLC

$27,772

0.03%

2,875

CX Institutional

$26,449

0.03%

2,738

Steward Partners Investment Advisory, LLC

$23,976

0.03%

2,482

Axiom Investment Management LLC

$21,346

0.02%

2,210

Pinnacle Wealth Planning Services, Inc.

$18,286

0.02%

1,893

TD Waterhouse Canada Inc.

$13,524

0.02%

1,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,400	$13,524	100.0%	Defined

WHITTIER TRUST CO

$13,118

0.02%

1,358

IFP Advisors, Inc

$11,592

0.01%

1,200

HARBOUR INVESTMENTS, INC.

$11,292

0.01%

1,169

Princeton Global Asset Management LLC

$8,694

0.01%

900

WPG Advisers, LLC

$8,104

0.01%

839

HIGHLINE WEALTH PARTNERS LLC

$7,728

0.01%

800

FIFTH THIRD BANCORP

$6,539

0.01%

677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	677	$6,539	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$5,960

0.01%

617

Integrated Wealth Concepts LLC

$4,559

0.01%

472

Arax Advisory Partners

$4,037

0.00%

418

CoreFirst Bank & Trust

$3,013

0.00%

312

WHITTIER TRUST CO OF NEVADA INC

$2,955

0.00%

306

Salomon & Ludwin, LLC

$1,081

0.00%

112

Farther Finance Advisors, LLC

$637

0.00%

HUNTINGTON NATIONAL BANK

0.00%

BlackRock, Inc.

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	1	$9	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	69,046	$665,603	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	10,601	$102,193	100.0%	Other

Key facts CIK 1282850 CUSIP 33733U108 13F (30d) 82 filings 77 filers Visit website