GJAN · FT Vest U.S. Equity Moderate Buffer ETF - January · Holdings ETF

$46.42 +0.05 (+0.11%)

Volume · Oct 21 8785 Avg daily vol (3M) 8697

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 25

Total Value: $23,601,731

Total Shares: 511,985

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 25 13F filers · Δ vs Jun 30, 2026

Top Holder

15.9%

+4.2 pts

Top 5

54.3%

+16.3 pts

Top 10

75.9%

+18.7 pts

HHI

820

Broadly held+382

Who Holds GJAN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 124 filers, like-for-like change -13.7%; actively managed books -13.7%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	58.9%	84	-17.9%	9	3
Adviser	0.8%	1	-66.2%	0	0
Bank	2.4%	6	+12.7%	0	0
Broker-dealer	11.7%	1	+254.7%	0	0
Holding company	8.4%	2	+6.0%	0	0
Unknown	17.8%	30	-37.9%	4	3

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	0.0%	0	0
Systematic-like	0.9%	1	+57.1%	0	0
Concentrated	25.8%	32	-35.3%	5	1
Diversified active	73.2%	90	-4.1%	8	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	77.8%	77	-3.8%	4	4
Medium turnover	16.6%	30	-42.4%	6	1
High turnover	1.5%	5	-19.1%	1	1
Unknown	4.1%	12	+14.7%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.0%	11	+1.7%	3	1
Medium horizon	31.2%	31	-43.7%	4	1
Long horizon	63.3%	80	+11.0%	5	4
Unknown	0.5%	2	+257.2%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	34.3%	50	-28.8%	7	2
$1B to $10B	12.3%	37	-4.0%	4	3
$10B to $100B	31.7%	24	-4.0%	1	1
$100B or more	21.6%	13	-3.7%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	57.6%	81	-18.8%	8	2
Pooled investment vehicles	0.9%	1	+57.1%	0	0
Pension and profit sharing plans	0.2%	1	0.0%	0	0
Other investment advisers	0.1%	1	new	1	0
Insurance companies	0.0%	0	-100.0%	0	1
Corporations	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	41.1%	40	-7.2%	4	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.6%	3	+28.4%	0	0
Private equity funds	2.1%	4	-21.1%	1	0
Other private funds	0.5%	2	0.0%	0	0
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	0.1%	1	-3.1%	0	0
No private funds	51.9%	71	-21.1%	8	3
Real estate funds	2.6%	3	+78.3%	0	0
Unknown	41.1%	40	-7.2%	4	3

Location	Share	Filers	Change	New	Exited
United States	96.1%	120	-14.3%	13	6
Outside the US	3.9%	4	+3.6%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

124 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

45.2% of filers hold it in their top 10

Mar 31, 2026: 55

Holders above 5%

median weight 0.021%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

57.2%

of 13F shares, Herfindahl 0.044

Active holders

-13.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 9.6 quarters

Under 1 year 11.6% 1 to 3 years 44.4% 3 years or more 44.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$43.14

estimated per share

Mar 31, 2026: $42.70

Quarter-end price

$45.02

implied by 13F values

Estimated gain or loss

+4.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 10.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of GJAN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	1,781,711	1
Active funds	0	0
Unclassified	0	0
All registered funds	1,781,711	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -99

Institutional value: -90.8%

Shares held: -91.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid McKinley Carter Wealth Services, Inc.	+2,940	13,861
Large Concurrent Investment Advisors, LLC	+2,546	52,053
Mid CoreCap Advisors, LLC	+725	9,566
Small HBW ADVISORY SERVICES LLC	+581	77,101

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Commonwealth Financial Services, LLC	−152,852	20,540
Small Midwest Financial Network, LLC	−15,948	19,285
Large Farther Finance Advisors, LLC	−5,623	37,708
Mid NorthCrest Asset Manangement, LLC	−4,410	13,656
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−3,226	25,503

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small Cornell Pochily Investment Advisors, Inc.	4,350	$200,528
Mid PRIVATE TRUST CO NA	988	$45,545

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small NWF Advisory Services Inc.	4,600	$207,110

Filter: New 2 Increased 4 Reduced 11 Sold out 1 Unchanged 7

Holder type: Registered adviser 19 Unknown 6

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid First Heartland Consultants, Inc. Registered adviser GJAN	$3,762,605	15.94%	81,621	—	-2,948 -3.5%	Shares	2026-10-08
Small HBW ADVISORY SERVICES LLC Registered adviser GJAN	$3,554,240	15.06%	77,101	—	+581 +0.8%	Shares	2026-10-15
Large Concurrent Investment Advisors, LLC Registered adviser GJAN	$2,399,565	10.17%	52,053	—	+2,546 +5.1%	Shares	2026-10-16
Large Farther Finance Advisors, LLC Registered adviser GJAN	$1,738,282	7.37%	37,708	—	-5,623 -13.0%	Shares	2026-10-08
Small Triumph Capital Management Registered adviser GJAN	$1,361,611	5.77%	29,537	—	-791 -2.6%	Shares	2026-10-14
Small Ignite Planners, LLC Registered adviser GJAN	$1,285,687	5.45%	27,890	—	0 0.0%	Shares	2026-10-14
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC GJAN	$1,175,650	4.98%	25,503	—	-3,226 -11.2%	Shares	2026-10-13
Small Commonwealth Financial Services, LLC Registered adviser GJAN	$946,863	4.01%	20,540	—	-152,852 -88.2%	Shares	2026-10-20
Small Midwest Financial Network, LLC Registered adviser GJAN	$889,009	3.77%	19,285	—	-15,948 -45.3%	Shares	2026-10-13
Mid Signal Advisors Wealth, LLC GJAN	$794,553	3.37%	17,236	—	-426 -2.4%	Shares	2026-10-13
Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser GJAN	$741,678	3.14%	16,089	—	-648 -3.9%	Shares	2026-10-15
Small LVZ, Inc. Registered adviser GJAN	$722,870	3.06%	15,681	—	0 0.0%	Shares	2026-10-20
Mid McKinley Carter Wealth Services, Inc. Registered adviser GJAN	$638,971	2.71%	13,861	—	+2,940 +26.9%	Shares	2026-10-16
Mid NorthCrest Asset Manangement, LLC GJAN	$629,521	2.67%	13,656	—	-4,410 -24.4%	Shares	2026-10-13
Mid CoreCap Advisors, LLC Registered adviser GJAN	$440,978	1.87%	9,566	—	+725 +8.2%	Shares	2026-10-08
Small Quad-Cities Investment Group, LLC Registered adviser GJAN	$430,606	1.82%	9,341	—	-466 -4.8%	Shares	2026-10-16
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Registered adviser GJAN	$380,082	1.61%	8,245	—	0 0.0%	Shares	2026-10-13
Mid Avidian Wealth Enterprises, LLC Registered adviser GJAN	$348,689	1.48%	7,564	—	0 0.0%	Shares	2026-10-08
Small MIRAMONTES CAPITAL, LLC Registered adviser GJAN	$331,770	1.41%	7,197	—	0 0.0%	Shares	2026-10-19
Small Summit Financial Wealth Advisors, LLC Registered adviser GJAN	$313,101	1.33%	6,792	—	0 0.0%	Shares	2026-10-15
Small Seven Hills Financial, LLC GJAN	$231,368	0.98%	5,019	—	—	Shares	2026-10-13
Small Noble Wealth Management PBC GJAN	$219,336	0.93%	4,758	—	-1,826 -27.7%	Shares	2026-10-01
Small Cornell Pochily Investment Advisors, Inc. Registered adviser GJAN	$200,528	0.85%	4,350	—	New	Shares	2026-10-19
Mid PRIVATE TRUST CO NA GJAN	$45,545	0.19%	988	—	New	Shares	2026-10-20
Mid IFP Advisors, Inc Registered adviser GJAN	$18,623	0.08%	404	—	0 0.0%	Shares	2026-10-16
Small NWF Advisory Services Inc. Registered adviser GJAN	$207,110	0.88%	4,600	—	Sold Out	Shares	2026-07-29
No holders match your search.