MDIV · Multi-Asset Diversified Income Index Fund ETF

Alerts for MDIV

$16.76 -0.02 (-0.12%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $946,590

Total Shares: 57,265

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 2 13F filers · Δ vs Sep 30, 2023

Top Holder

80.3%

+63.9 pts

Top 5

100.0%

+52.7 pts

Top 10

100.0%

+37.5 pts

HHI

6,832

Highly concentrated+6,196

Quarterly Activity

vs Sep 30, 2023

New

2

Increased

0

Decreased

0

Sold Out

96

Unchanged

0

Holder count: -94

Institutional value: -99.3%

Shares held: -99.4%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	45,963	$759,768
Small Second Line Capital, LLC	11,302	$186,822

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Micro Flaharty Asset Management, LLC	1,535,910	$22,424,286
Mega MORGAN STANLEY	1,146,918	$16,745,002
Mega LPL Financial LLC	804,357	$11,743,612
Mega AMERIPRISE FINANCIAL INC	510,014	$7,446,204
Mega BANK OF AMERICA CORP /DE/	444,975	$6,496,634

Filter: New 2 Increased 0 Reduced 0 Sold out 96 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC MDIV

$759,768

80.26%

45,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	45,963	$759,768	100.0%	Defined

Second Line Capital, LLC MDIV

$186,822

19.74%

11,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,146,918	$16,745,002	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	508,974	$7,431,020	99.8%	Defined
Ameriprise Bank, FSB	1,040	$15,184	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	183,377	$2,677,304	41.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	261,598	$3,819,330	58.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	93,625	$1,366,925	26.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	257,405	$3,758,113	73.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	276,593	$4,038,257	96.0%	Defined
RBC Dominion Securities Inc.	11,560	$168,776	4.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	12,172	$177,711	5.5%	Defined
FSC SECURITES, INC.	12,472	$182,091	5.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	51,894	$757,652	23.3%	Defined
SECURITIES AMERICA ADVISORS INC	105,713	$1,543,409	47.5%	Defined
ARBOR POINT ADVISORS, LLC	27,418	$400,302	12.3%	Defined
American Portfolios Advisors	10,236	$149,445	4.6%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	2,652	$38,719	1.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	216,405	$3,159,513	98.3%	Defined
UBS Securities LLC	3,675	$53,655	1.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	190,065	$2,774,949	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	36,335	$530,491	57.4%	Defined
CUSO Financial Services L.P. /CA	27,013	$394,389	42.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	60,125	$877,825	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	50,200	$732,920	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,688	$229,044	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	14,651	$213,904	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	13,050	$190,530	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	10,363	$151,299	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	5,750	$83,950	74.2%	Defined
Citigroup Financial Products Inc. joint	2,000	$29,200	25.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	3,800	$55,480	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,800	$26,280	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	922	$13,461	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	391	$5,708	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	337	$4,920	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1	$14	100.0%	Sole