New England Investment & Retirement Group, Inc.

CIK

1535679

Location

NORTH ANDOVER, MA

Portfolio Value

Small $419,342,860

Diversification

Diversified

Filing Date

Global Rank

#3,016 / 6,035 ▼ 83 · as of Sep 2021

Top Industry

Software - Infrastructure 14.6%

Period ended 5 years ago

Filed Oct 28, 2021 · 5y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 62.7% of the book (60%+)

Turnover

Medium turnover

52.8% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.2 quarters, but 46.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 83.0%; sector active share 43.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

101 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

13.2%

−1.5 pts

Top 5

42.1%

+0.9 pts

Top 10

62.7%

+2.5 pts

HHI

535

Diversified−1

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	70.9%	$297,428,880	44
Technology	12.0%	$50,127,222	13
Financial Services	8.2%	$34,206,522	14
Healthcare	2.9%	$12,024,811	6
Industrials	2.4%	$10,184,621	6
Consumer Cyclical	1.7%	$7,171,199	5
Communication Services	0.9%	$3,759,506	4
Energy	0.5%	$2,155,468	2
Real Estate	0.4%	$1,670,998	4
Consumer Defensive	0.1%	$595,433	2
Basic Materials	0.0%	$18,200	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MMIN	NYLIM ETF Trust	+104,483	357,927	$9,817,937
IWR	iShares Russell Mid-Cap ETF	+10,676	29,160	$2,280,895
NVDA	Nvidia Corp	+10,656	14,279	$2,958,037
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+10,289	212,130	$10,704,079
AGGY	WisdomTree Trust	+9,413	144,645	$7,509,968
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+9,149	115,972	$4,199,346
HYZD	WisdomTree Interest Rate Hedged High Yield Bond Fund	+8,870	107,994	$2,400,706
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+8,543	119,532	$7,652,438
—		+4,688	37,456	$1,465,278
SPY	Spdr S&P 500 ETF Trust	+4,687	64,079	$27,498,862
VTV	VANGUARD VALUE INDEX FUND	+4,248	136,587	$18,489,782
RDIV	Invesco Ltd.	+3,877	24,675	$961,091
PRF	Victory Portfolios II	+3,498	55,371	$1,753,710
AMCR	Amcor plc	+3,209	26,684	$309,267
QQQ	Invesco Qqq Trust, Series 1	+2,780	77,663	$27,800,247
ABR	Arbor Realty Trust Inc	+2,330	17,351	$321,514
IWM	iShares Russell 2000 ETF	+1,406	62,221	$13,610,843
PFE	Pfizer Inc	+912	10,988	$472,593
IRM	Iron Mountain Inc	+899	7,146	$310,493
XOM	ExxonMobil Holdings Corp	+732	14,608	$859,242
BNS	Bank Of Nova Scotia	+731	4,904	$301,743
IP	International Paper Co	+693	6,763	$378,186
GIS	General Mills Inc	+671	4,805	$287,435
C	Citigroup Inc	+663	4,392	$308,230
KO	Coca Cola Co	+621	5,870	$307,998
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FXR	First Trust Industrials/Producer Durables AlphaDEX Fund	−170,370	154,530	$8,860,750
AGG	iShares Core U.S. Aggregate Bond ETF	−65,629	12,007	$1,378,763
XLF	State Street Corp	−5,432	72,468	$2,719,724
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−4,699	218,932	$11,404,167
RSP	Victory Portfolios II	−4,391	277,006	$41,501,038
ACWX	iShares MSCI ACWI ex U.S. ETF	−3,692	122,640	$6,795,482
VHT	VANGUARD HEALTH CARE INDEX FUND	−2,795	82,159	$20,306,418
IYJ	iShares U.S. Industrials ETF	−2,225	178,752	$19,155,064
DGRO	iShares Core Dividend Growth ETF	−2,131	126,181	$6,339,333
JEPI	JPMorgan Equity Premium Income ETF	−1,951	108,737	$6,481,812
AAPL	Apple Inc.	−1,814	51,779	$7,326,728
MSFT	Microsoft Corp	−1,611	41,916	$11,816,958
AMD	Advanced Micro Devices Inc	−1,093	63,913	$6,576,647
LLY	ELI LILLY & Co	−952	12,801	$2,957,671
JPM	Jpmorgan Chase & Co	−841	35,338	$5,784,477
T	At&T Inc.	−795	7,460	$201,494
PRU	Prudential Financial Inc	−721	26,266	$2,763,183
ABBV	AbbVie Inc.	−696	54,775	$5,908,579
CRWD	CrowdStrike Holdings, Inc.	−658	24,297	$5,971,716
PYPL	PayPal Holdings, Inc.	−595	23,500	$6,114,935
CAT	Caterpillar Inc	−557	12,957	$2,487,355
VZ	Verizon Communications Inc	−507	56,065	$3,028,070
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−447	3,988	$530,523
GS	Goldman Sachs Group Inc	−283	16,793	$6,348,257
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	−265	1,325	$201,916
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
IQDG	WisdomTree International Quality Dividend Growth Fund	300,616	$11,447,457
SEDG	Solaredge Technologies, Inc.	12,542	$3,326,389
ENPH	Enphase Energy, Inc.	20,268	$3,039,591
QQQM	Invesco Ltd.	8,308	$1,222,189
SPG	Simon Property Group Inc.	2,335	$303,479
TSLA	Tesla, Inc.	307	$238,072
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
—		127,846	$11,021,603
TAN	Invesco Ltd.	87,994	$7,860,504
ETSY	Etsy Inc	22,932	$4,720,322
ACI	Albertsons Companies, Inc.	157,927	$3,104,844
SAM	Boston Beer Co Inc	1,458	$1,488,326
MTUM	iShares MSCI USA Momentum Factor ETF	6,656	$1,154,350
—		15,882	$486,624
SLG	Sl Green Realty Corp	3,424	$274,007
JNJ	Johnson & Johnson	1,243	$204,771
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

101 tracked positions · $419,342,860 total · filing declares 104 positions · $434,125,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 101 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
RSP	Victory Portfolios II	Reduced	277,006	-4,391	$41,501,038	−2.2%	4	$122.68	9.90%
QQQ	Invesco Qqq Trust, Series 1	Added	77,663	+2,780	$27,800,247	+4.7%	7+	before history	6.63%
SPY	Spdr S&P 500 ETF Trust	Added	64,079	+4,687	$27,498,862	+8.2%	7+	before history	6.56%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	82,159	-2,795	$20,306,418	−3.3%	7+	before history	4.84%
IYJ	iShares U.S. Industrials ETF	Reduced	178,752	-2,225	$19,155,064	−4.7%	5	unpriced	4.57%
VTV	VANGUARD VALUE INDEX FUND	Added	136,587	+4,248	$18,489,782	+1.6%	4	unpriced	4.41%
IWM	iShares Russell 2000 ETF	Added	62,221	+1,406	$13,610,843	−2.4%	4	unpriced	3.25%
GLD	Spdr Gold Trust	Added	76,391	+21	$12,544,930	−0.8%	7+	before history	2.99%
MSFT	Microsoft Corp CALL + SHARES Technology	Reduced	42,016	-1,611	$11,845,150	+0.2%	7+	before history	2.82%
IQDG	WisdomTree International Quality Dividend Growth Fund	NEW	300,616	NEW	$11,447,457	NEW	1	unpriced	2.73%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	218,932	-4,699	$11,404,167	−5.3%	2	unpriced	2.72%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	212,130	+10,289	$10,704,079	+5.4%	7+	before history	2.55%
MMIN	NYLIM ETF Trust	Added	357,927	+104,483	$9,817,937	+40.0%	4	$27.46	2.34%
FXR	First Trust Industrials/Producer Durables AlphaDEX Fund	Reduced	154,530	-170,370	$8,860,750	−53.8%	2	$59.10	2.11%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	119,532	+8,543	$7,652,438	+9.5%	7+	before history	1.82%
AGGY	WisdomTree Trust	Added	144,645	+9,413	$7,509,968	+6.4%	7+	before history	1.79%
AAPL	Apple Inc. CALL + SHARES Technology	Reduced	51,979	-1,814	$7,355,028	−0.2%	7+	before history	1.75%
ACWX	iShares MSCI ACWI ex U.S. ETF	Reduced	122,640	-3,692	$6,795,482	−6.5%	5	unpriced	1.62%
AMD	Advanced Micro Devices Inc Technology	Reduced	63,913	-1,093	$6,576,647	+7.7%	6	$55.27	1.57%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	108,737	-1,951	$6,481,812	−3.3%	3	unpriced	1.55%
GS	Goldman Sachs Group Inc Financial Services	Reduced	16,793	-283	$6,348,257	−2.0%	3	$311.33	1.51%
DGRO	iShares Core Dividend Growth ETF	Reduced	126,181	-2,131	$6,339,333	−1.9%	7+	before history	1.51%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	23,500	-595	$6,114,935	−12.9%	7+	before history	1.46%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,831	+15	$6,014,908	−3.7%	7+	before history	1.43%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	24,297	-658	$5,971,716	−4.8%	4	$156.51	1.42%
ABBV	AbbVie Inc. Healthcare	Reduced	54,775	-696	$5,908,579	−5.4%	7+	before history	1.41%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	35,338	-841	$5,784,477	+2.8%	7+	before history	1.38%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	115,972	+9,149	$4,199,346	+6.9%	7+	before history	1.00%
XHE	State Street(R) SPDR(R) S&P(R) Health Care Equipment ETF	Added	31,661	+472	$3,961,424	−1.7%	7+	before history	0.94%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	17,249	+183	$3,374,594	+3.7%	3	$166.21	0.80%
SEDG	Solaredge Technologies, Inc. Technology	NEW	12,542	NEW	$3,326,389	NEW	1	$272.21	0.79%
UPS	United Parcel Service Inc Industrials	Added	17,556	+252	$3,196,947	−11.2%	5	$159.39	0.76%
ENPH	Enphase Energy, Inc. Technology	NEW	20,268	NEW	$3,039,591	NEW	1	$171.59	0.72%
VZ	Verizon Communications Inc Communication Services	Reduced	56,065	-507	$3,028,070	−4.5%	7+	before history	0.72%
RWJ	Invesco Ltd. Financial Services	Reduced	77,521	-259	$3,020,993	−3.3%	2	unpriced	0.72%
NVDA	Nvidia Corp Technology	Added	14,279	+10,656	$2,958,037	+2.0%	7+	before history	0.71%
LLY	ELI LILLY & Co Healthcare	Reduced	12,801	-952	$2,957,671	−6.3%	6	$157.21	0.71%
ITB	iShares U.S. Home Construction ETF	Reduced	43,562	-223	$2,882,933	−4.9%	6	unpriced	0.69%
PRU	Prudential Financial Inc Financial Services	Reduced	26,266	-721	$2,763,183	−0.1%	2	$102.15	0.66%
XLF	State Street Corp Financial Services	Reduced	72,468	-5,432	$2,719,724	−4.8%	3	$32.20	0.65%
CAT	Caterpillar Inc Industrials	Reduced	12,957	-557	$2,487,355	−15.4%	4	$173.02	0.59%
HYZD	WisdomTree Interest Rate Hedged High Yield Bond Fund	Added	107,994	+8,870	$2,400,706	+8.8%	3	unpriced	0.57%
NOW	ServiceNow, Inc. Technology	Added	3,816	+27	$2,374,582	+14.0%	7+	before history	0.57%
GNRC	Generac Holdings Inc. Industrials	Added	5,694	+36	$2,326,966	−0.9%	4	$225.57	0.55%
DOCU	Docusign, Inc. Technology	Reduced	8,881	-148	$2,286,235	−9.4%	6	$150.74	0.55%
IWR	iShares Russell Mid-Cap ETF	Added	29,160	+10,676	$2,280,895	+55.7%	4	unpriced	0.54%
VEEV	Veeva Systems Inc Healthcare	Added	7,114	+86	$2,050,041	−6.2%	7+	before history	0.49%
ADBE	Adobe Inc. Technology	Added	3,188	+25	$1,835,395	−0.9%	7+	before history	0.44%
PRF	Victory Portfolios II	Added	55,371	+3,498	$1,753,710	+5.4%	7+	before history	0.42%
		Added	13,594	+499	$1,621,628	+3.7%	6	$87.22	0.39%

Showing the top 50 of 101 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.