Redwood Investment Management, LLC

Registered adviser

CIK

1717479

Location

SCOTTSDALE, AZ

Portfolio Value

Mid $1,003,610,589

Diversification

Diversified

Reports for

Bayntree Wealth Advisors, LLC

Filing Date

Global Rank

#2,502 / 8,816 ▲ 146

Top Industry

Asset Management 25.8%

Period ended 4 months ago

Filed Aug 17, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 153139

Roster of Oct 1, 2026

Regulatory AUM

$2,472,561,560

Main clients

Registered funds and BDCs (56% of AUM)

Registered funds advised

8 series (2 index, 3 ETFs)

$1,272,569,887 net assets· N-CEN Dec 31, 2025

LEI

549300JNR7EY57MUYW44

Private funds on Schedule D 7.B.(1)

As filed Mar 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,472,561,560	Registered funds and BDCs (56%)
Apr 2025 to Mar 2026	$2,545,149,589	Registered funds and BDCs (64%)
Apr 2024 to Mar 2025	$2,727,993,120	Registered funds and BDCs (65%)
May 2023 to Mar 2024	$2,385,975,981	Registered funds and BDCs (74%)
Apr 2023	$2,385,975,981	Registered funds and BDCs (74%)
Apr 2022 to Mar 2023	$2,441,903,849	Registered funds and BDCs (74%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.9% of the book (60%+)

Turnover

Medium turnover

58.1% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.7 quarters (12+), a floor since 6.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 74.4%; sector active share 48.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

306 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.1%

−1.0 pts

Top 5

53.4%

−2.2 pts

Top 10

64.9%

−2.9 pts

HHI

640

Diversified−62

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	56.8%	$570,468,764	85
Financial Services	15.3%	$153,410,892	35
Technology	8.0%	$80,739,369	39
Consumer Cyclical	6.0%	$60,328,819	40
Communication Services	3.3%	$33,087,681	14
Industrials	3.0%	$29,917,899	26
Healthcare	2.5%	$25,150,845	20
Consumer Defensive	1.6%	$15,811,964	13
Energy	1.2%	$11,761,030	10
Basic Materials	1.0%	$10,123,009	10
Real Estate	0.9%	$8,541,129	9
Utilities	0.4%	$4,269,188	5

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DYLD		+61,495	647,787	$14,526,623
IUSB	iShares Core Universal USD Bond ETF	+59,818	154,696	$7,139,220
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+56,982	148,796	$13,076,192
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+56,280	427,727	$11,219,279
MTCH	Match Group, Inc.	+30,915	59,783	$2,274,743
CAG	Conagra Brands Inc.	+20,239	61,581	$828,880
ADT	ADT Inc.	+20,138	178,746	$1,161,849
SCHZ	Schwab U.S. Aggregate Bond ETF	+19,417	197,656	$4,571,783
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+16,378	410,139	$48,802,439
GOVT	iShares U.S. Treasury Bond ETF	+13,863	103,347	$2,354,244
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+11,754	36,152	$922,599
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+11,727	13,424	$1,604,436
ACWX	iShares MSCI ACWI ex U.S. ETF	+11,142	49,174	$3,742,633
AES	Aes Corp	+10,243	56,325	$825,724
VEA	Vanguard FTSE Developed Markets ETF	+9,866	206,402	$14,706,142
CPB	CAMPBELL'S Co	+9,506	38,384	$854,811
CMCSA	Comcast Corp	+7,642	34,200	$839,610
SHLD	Global X Defense Tech ETF	+7,189	28,516	$0
NEM	NEWMONT Corp	+7,100	13,200	$1,232,880
GIS	General Mills Inc	+6,607	23,772	$827,265
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	+6,410	77,308	$7,332,663
IP	International Paper Co	+6,392	24,658	$939,469
KR	Kroger Co	+6,371	21,078	$1,170,461
VUG	VANGUARD GROWTH INDEX FUND	+6,323	7,555	$650,787
BKNG	Booking Holdings Inc.	+6,241	6,492	$1,157,134
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
XTEN	BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF	−26,699	47,307	$2,156,253
EFV	iShares MSCI EAFE Value ETF	−24,294	9,266	$0
THRO		−20,921	41,927	$1,807,472
BINC		−20,429	7,450	$389,933
SPMO	Invesco Ltd.	−18,219	638,049	$103,070,435
LSAT		−15,505	609,585	$27,246,011
BAI	BlackRock ETF Trust	−12,656	61,488	$3,241,647
HPQ	Hp Inc	−11,624	31,244	$685,493
QUAL	iShares MSCI USA Quality Factor ETF	−11,045	1,823	$0
AVEM	Avantis Emerging Markets Equity ETF	−8,674	16,606	$1,602,312
F	Ford Motor Co	−7,807	48,698	$676,902
PLTR	Palantir Technologies Inc.	−6,843	4,030	$470,180
LDOS	Leidos Holdings, Inc.	−6,652	4,583	$471,911
ON	On Semiconductor Corp	−4,966	12,531	$1,184,680
MGM	MGM Resorts International	−4,235	24,224	$1,158,149
CRBG	Corebridge Financial, Inc.	−4,215	41,147	$1,178,038
DELL	Dell Technologies Inc.	−3,824	2,764	$1,192,555
IVE	iShares S&P 500 Value ETF	−3,804	21,136	$4,799,140
SCHC	Schwab International Small-Cap Equity ETF	−3,639	317,380	$15,272,325
HON	Honeywell International Inc	−3,420	3,419	$765,514
EFA	iShares MSCI EAFE ETF	−3,401	419,150	$43,541,302
MAS	Masco Corp	−3,154	14,304	$1,163,916
CROX	Crocs, Inc.	−3,030	9,641	$1,163,090
DBX	Dropbox, Inc.	−2,945	42,756	$1,174,507
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−2,893	9,227	$537,011
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FTNT	Fortinet, Inc.	14,845	$2,280,488
IRDM	Iridium Communications Inc.	41,295	$2,265,030
TOL	Toll Brothers, Inc.	13,746	$2,264,653
DVA	Davita Inc.	10,145	$2,257,059
BYD	Boyd Gaming Corp	25,543	$2,256,213
LUV	Southwest Airlines Co	43,571	$2,240,420
APG	APi Group Corp	52,700	$2,231,845
MTG	Mgic Investment Corp	79,114	$2,231,014
HOG	Harley-Davidson, Inc.	90,891	$2,223,193
HALO	Halozyme Therapeutics, Inc.	28,149	$2,203,222
HRB	H&R Block Inc	57,857	$2,203,194
CF	CF Industries Holdings, Inc.	20,316	$2,199,410
AIG	American International Group, Inc.	29,493	$2,198,113
WU	Western Union CO	284,875	$2,193,537
EQH	Equitable Holdings, Inc.	49,974	$2,192,859
SAIC	Science Applications International Corp	19,861	$2,192,853
DHI	Horton D R Inc	13,457	$2,191,876
GDDY	GoDaddy Inc.	25,815	$2,191,177
FTV	Fortive Corp	35,784	$2,186,044
ALSN	Allison Transmission Holdings Inc	19,371	$2,183,886
MORN	Morningstar, Inc.	13,997	$2,183,811
SUI	Sun Communities Inc	18,199	$2,182,242
POST	Post Holdings, Inc.	24,657	$2,176,226
CSL	Carlisle Companies Inc	5,972	$2,166,343
SYF	Synchrony Financial	28,479	$2,165,827
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IAGG	iShares Core International Aggregate Bond ETF	31,920	$1,597,276
APA	APA Corp	26,416	$1,121,095
USFD	US Foods Holding Corp.	11,738	$1,082,360
WDC	Western Digital Corp	3,989	$1,078,984
SBAC	Sba Communications Corp	6,269	$1,078,957
MAR	Marriott International Inc	3,286	$1,074,752
OSK	Oshkosh Corp	7,255	$1,068,008
FLS	Flowserve Corp	14,502	$1,066,042
MEDP	Medpace Holdings, Inc.	2,216	$1,064,101
FFIV	F5, Inc.	3,669	$1,061,551
JBHT	Hunt J B Transport Services Inc	5,006	$1,060,771
CW	Curtiss Wright Corp	1,557	$1,060,503
VNT	Vontier Corp	29,867	$1,059,382
DINO	HF Sinclair Corp	16,979	$1,059,319
EBAY	Ebay Inc	11,612	$1,056,924
HLT	Hilton Worldwide Holdings Inc.	3,473	$1,056,069
ALGN	Align Technology Inc	6,158	$1,055,665
AGCO	Agco Corp	9,085	$1,052,678
MAT	Mattel Inc	72,448	$1,052,669
TDY	Teledyne Technologies Inc	1,738	$1,051,507
TXT	Textron Inc	12,003	$1,050,982
PPC	Pilgrims Pride Corp	27,827	$1,050,747
YETI	YETI Holdings, Inc.	28,707	$1,050,389
DOV	DOVER Corp	5,039	$1,050,379
PHM	Pultegroup Inc	8,923	$1,049,434
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

306 tracked positions · $1,003,610,589 total · filing declares 306 positions · $1,008,897 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 306 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	188,831	+3,531	$129,691,019	+17.1%	23	unpriced	12.92%
SPMO	Invesco Ltd. Financial Services	Reduced	638,049	-18,219	$103,070,435	+40.1%	8	$108.56	10.27%
LSAF		Reduced	1,183,825	-752	$61,310,296	+12.8%	26+	before history	6.11%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	410,139	+16,378	$48,802,439	+26.6%	11	$89.85	4.86%
QQQ	Invesco Qqq Trust, Series 1	Added	59,592	+413	$43,883,548	+28.5%	10	$519.21	4.37%
EFA	iShares MSCI EAFE ETF	Reduced	419,150	-3,401	$43,541,302	+6.1%	5	unpriced	4.34%
LSAT		Reduced	609,585	-15,505	$27,246,011	+10.6%	23	$33.75	2.71%
AAPL	Apple Inc. Technology	Added	55,173	+1,180	$15,964,859	+16.5%	23	$219.17	1.59%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Reduced	100,174	-1,148	$15,455,846	+4.6%	15	$118.90	1.54%
SCHC	Schwab International Small-Cap Equity ETF	Reduced	317,380	-3,639	$15,272,325	+1.8%	15	unpriced	1.52%
VEA	Vanguard FTSE Developed Markets ETF	Added	206,402	+9,866	$14,706,142	+16.8%	23	$52.72	1.47%
DYLD		Added	647,787	+61,495	$14,526,623	+10.6%	21	unpriced	1.45%
GOOGL	Alphabet Inc. Communication Services	Added	39,337	+904	$14,057,863	+27.2%	25	unpriced	1.40%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	148,796	+56,982	$13,076,192	+86.1%	12	$73.13	1.30%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	427,727	+56,280	$11,219,279	+14.8%	21	unpriced	1.12%
IWM	iShares Russell 2000 ETF	Added	36,231	+2,212	$10,885,603	+29.0%	8	unpriced	1.08%
NVDA	Nvidia Corp Technology	Added	53,674	+1,967	$10,739,630	+19.1%	25	unpriced	1.07%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	34,242	+2,701	$10,488,324	+29.2%	21	unpriced	1.05%
MSFT	Microsoft Corp Technology	Added	27,765	+996	$10,356,900	+4.5%	25	$415.99	1.03%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	42,150	+3,233	$10,242,028	+21.1%	5	unpriced	1.02%
AMZN	Amazon Com Inc Consumer Cyclical	Added	33,545	+1,100	$7,995,115	+18.3%	25	unpriced	0.80%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	77,308	+6,410	$7,332,663	+21.5%	5	$83.11	0.73%
IUSB	iShares Core Universal USD Bond ETF	Added	154,696	+59,818	$7,139,220	+62.9%	12	unpriced	0.71%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	89,868	+690	$6,111,922	+17.8%	10	$49.82	0.61%
IVW	iShares S&P 500 Growth ETF	Added	43,158	+1,082	$5,935,519	+24.7%	12	unpriced	0.59%
AVGO	Broadcom Inc. Technology	Added	13,266	+380	$5,011,231	+25.6%	10	unpriced	0.50%
IVE	iShares S&P 500 Value ETF	Reduced	21,136	-3,804	$4,799,140	−8.9%	10	unpriced	0.48%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	197,656	+19,417	$4,571,783	+10.5%	12	unpriced	0.46%
TSLA	Tesla, Inc. Consumer Cyclical	Added	9,854	+456	$4,144,592	+18.6%	19	unpriced	0.41%
META	Meta Platforms, Inc. Communication Services	Added	7,266	+289	$4,092,865	+2.5%	10	$594.52	0.41%
MUB	iShares National Muni Bond ETF	Added	35,065	+4,311	$3,773,695	+15.6%	12	unpriced	0.38%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	49,174	+11,142	$3,742,633	+43.7%	2	unpriced	0.37%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	7,254	+219	$3,629,829	+7.7%	13	$461.83	0.36%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,703	-218	$3,512,059	+9.7%	12	$567.07	0.35%
CORO		Added	94,423	+4,678	$3,455,881	+19.8%	2	$33.06	0.34%
BAI	BlackRock ETF Trust	Reduced	61,488	-12,656	$3,241,647	+32.7%	5	$31.75	0.32%
MBB	iShares MBS ETF	Added	33,114	+2,110	$3,129,935	+6.3%	12	unpriced	0.31%
JPM	Jpmorgan Chase & Co Financial Services	Added	9,218	+321	$3,017,327	+15.3%	11	$242.90	0.30%
V	Visa Inc. Financial Services	Added	8,606	+3,675	$2,952,632	+98.1%	26+	before history	0.29%
LLY	ELI LILLY & Co Healthcare	Added	2,449	+124	$2,937,404	+37.4%	19	$676.64	0.29%
IVV	iShares Core S&P 500 ETF	Added	3,598	+459	$2,694,506	+31.4%	12	unpriced	0.27%
WMT	Walmart Inc. Consumer Defensive	Reduced	20,826	-966	$2,358,752	−12.9%	11	$85.36	0.24%
GOVT	iShares U.S. Treasury Bond ETF	Added	103,347	+13,863	$2,354,244	+14.8%	7	unpriced	0.23%
FTNT	Fortinet, Inc. Technology	NEW	14,845	NEW	$2,280,488	NEW	1	$115.56	0.23%
MTCH	Match Group, Inc. Communication Services	Added	59,783	+30,915	$2,274,743	+156.6%	8	$34.95	0.23%
IRDM	Iridium Communications Inc. Communication Services	NEW	41,295	NEW	$2,265,030	NEW	1	$42.75	0.23%
TOL	Toll Brothers, Inc. Consumer Cyclical	NEW	13,746	NEW	$2,264,653	NEW	1	$142.24	0.23%
DVA	Davita Inc. Healthcare	NEW	10,145	NEW	$2,257,059	NEW	1	$181.70	0.22%
BYD	Boyd Gaming Corp Consumer Cyclical	NEW	25,543	NEW	$2,256,213	NEW	1	$85.08	0.22%
BLCR		Added	44,483	+5,281	$2,240,608	+39.2%	2	$43.46	0.22%

Showing the top 50 of 306 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.