Aspen Grove Capital, LLC
Registered adviserFiling Date
Global Rank
#3,170
/ 8,827
▲ 344
Top Industry
Entertainment
23.7%
Period ended 4 months ago
Filed Aug 14, 2026 · 3mo
15 quarters · since Dec 2022
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$6,669,946,419
Main clients
Individuals and high net worth
(100% of AUM)
Private funds
2 funds
· Hedge funds
Focus by fund count, roster of Nov 1, 2026
$23,437,457 gross assets
Private funds on Schedule D 7.B.(1)
As filed Mar 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$34,881,614 gross assets in 2 funds
Hedge funds
$34,881,614
(2)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $6,669,946,419 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $5,801,564,475 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $5,239,515,491 | Individuals and high net worth (99%) |
| May 2023 to Mar 2024 | $4,582,228,877 | Individuals and high net worth (99%) |
| Apr 2023 | $4,582,228,877 | Individuals and high net worth (99%) |
| Apr 2022 to Mar 2023 | $4,965,668,555 | Individuals and high net worth (100%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 62.1% of the book (60%+)
Turnover
Low turnover
11.9% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 11.4 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 67.6%; sector active share 46.0% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
214 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
13.7%
+3.6 pts
Top 5
44.0%
+3.5 pts
Top 10
62.1%
+2.6 pts
HHI
528
Diversified+64
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 38.6% | $268,067,257 |
| Communication Services | 27.6% | $191,815,495 |
| Technology | 9.6% | $66,461,515 |
| Financial Services | 7.8% | $53,870,618 |
| Consumer Cyclical | 7.3% | $50,434,040 |
| Industrials | 5.0% | $34,530,961 |
| Healthcare | 2.4% | $16,587,897 |
| Energy | 0.6% | $4,211,503 |
| Consumer Defensive | 0.6% | $3,951,538 |
| Basic Materials | 0.3% | $2,055,790 |
| Utilities | 0.3% | $1,870,549 |
| Real Estate | 0.1% | $845,822 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BKNG | Booking Holdings Inc. | +143,425 | 149,398 | $26,628,699 | |
| CCAP | Crescent Capital BDC, Inc. | +49,220 | 319,072 | $3,484,266 | |
| AXON | Axon Enterprise, Inc. | +39,973 | 49,200 | $27,582,012 | |
| VUG | VANGUARD GROWTH INDEX FUND | +38,083 | 45,747 | $3,940,646 | |
| IWF | iShares Russell 1000 Growth ETF | +10,575 | 14,100 | $1,750,797 | |
| BRN | Barnwell Industries Inc | +10,194 | 90,000 | $90,900 | |
| JPST | JPMorgan Ultra-Short Income ETF | +9,945 | 14,721 | $744,440 | |
| VO | VANGUARD MID-CAP INDEX FUND | +5,914 | 7,879 | $634,811 | |
| VEA | Vanguard FTSE Developed Markets ETF | +3,527 | 367,542 | $26,187,367 | |
| AAPL | Apple Inc. | +2,329 | 68,187 | $19,730,590 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +2,271 | 100,375 | $3,182,891 | |
| KLAC | Kla Corp | +1,954 | 2,170 | $654,710 | |
| VT | VANGUARD TOTAL WORLD STOCK INDEX FUND | +1,879 | 88,904 | $13,953,482 | |
| EWW | iShares MSCI Mexico ETF | +1,458 | 137,120 | $10,321,022 | |
| GOOG | Alphabet Inc. | +1,333 | 70,823 | $25,023,890 | |
| UL | Unilever PLC | +1,176 | 5,263 | $316,411 | |
| PFE | Pfizer Inc | +766 | 63,351 | $1,525,492 | |
| HLN | Haleon plc | +757 | 39,180 | $365,549 | |
| NTES | NetEase, Inc. | +722 | 2,531 | $324,322 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | +694 | 1,632 | $1,147,850 | |
| KD | Kyndryl Holdings, Inc. | +504 | 10,902 | $123,301 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +467 | 71,576 | $4,272,371 | |
| HIMX | Himax Technologies, Inc. | +450 | 15,133 | $232,140 | |
| ARCO | Arcos Dorados Holdings Inc. | +398 | 13,466 | $108,535 | |
| NVS | Novartis AG | +230 | 2,397 | $375,657 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VLY | Valley National Bancorp | −41,275 | 1,039,625 | $15,230,506 | |
| EUFN | iShares MSCI Europe Financials ETF | −11,857 | 41,738 | $1,627,364 | |
| PPH | VanEck Pharmaceutical ETF | −9,224 | 9,452 | $1,033,576 | |
| ASX | ASE Technology Holding Co., Ltd. | −9,172 | 10,131 | $457,110 | |
| HON | Honeywell International Inc | −2,453 | 2,448 | $548,107 | |
| BBH | VanEck Biotech ETF | −2,397 | 2,522 | $512,571 | |
| VOO | VANGUARD 500 INDEX FUND | −1,691 | 22,998 | $15,795,256 | |
| VTWO | VANGUARD RUSSELL 2000 INDEX FUND | −1,500 | 31,222 | $3,790,975 | |
| SIMO | Silicon Motion Technology CORP | −1,012 | 985 | $328,330 | |
| SNY | Sanofi | −933 | 6,792 | $289,746 | |
| LYG | Lloyds Banking Group plc | −642 | 39,360 | $229,468 | |
| — | −549 | 16,098 | $429,172 | ||
| EFA | iShares MSCI EAFE ETF | −392 | 9,678 | $1,005,350 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | −368 | 4,256 | $2,032,537 | |
| META | Meta Platforms, Inc. | −292 | 46,008 | $25,915,846 | |
| GSK | GSK plc | −272 | 23,082 | $1,209,958 | |
| NFLX | Netflix Inc | −259 | 6,227 | $444,607 | |
| IBKR | Interactive Brokers Group, Inc. | −210 | 3,751 | $326,487 | |
| DHR | Danaher Corp | −198 | 3,808 | $725,347 | |
| AZN | Astrazeneca PLC | −152 | 2,371 | $449,589 | |
| BTI | British American Tobacco p.l.c. | −123 | 3,585 | $221,409 | |
| COIN | Coinbase Global, Inc. | −114 | 3,325 | $486,081 | |
| AMZN | Amazon Com Inc | −103 | 65,681 | $15,654,409 | |
| — | −82 | 2,763 | $253,201 | ||
| MRK | Merck & Co., Inc. | −82 | 3,683 | $473,265 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FWONK | Liberty Media Corp | 675,346 | $64,252,418 | |
| FWONA | Liberty Media Corp | 350,317 | $30,666,750 | |
| CBRS | Cerebras Systems Inc. | 5,322 | $1,176,162 | |
| INTC | Intel Corp | 4,315 | $602,503 | |
| VBIL | Vanguard Institutional Index Funds | 7,620 | $576,681 | |
| HONA | Honeywell Aerospace Inc. | 2,448 | $541,203 | |
| MFSM | MFS Active Intermediate Muni Bond ETF | 16,000 | $403,040 | |
| EEM | iShares MSCI Emerging Markets ETF | 5,123 | $350,464 | |
| SNDK | Sandisk Corp | 147 | $334,238 | |
| BRIE | MFS Blended Research International Equity ETF | 10,000 | $303,200 | |
| UBS | UBS Group AG | 5,798 | $287,348 | |
| OKTA | Okta, Inc. | 2,036 | $277,812 | |
| APP | AppLovin Corp | 519 | $267,404 | |
| ANET | Arista Networks, Inc. | 1,506 | $255,839 | |
| LUV | Southwest Airlines Co | 4,951 | $254,580 | |
| MGM | MGM Resorts International | 5,252 | $251,098 | |
| COF | Capital One Financial Corp | 1,097 | $220,080 | |
| C | Citigroup Inc | 1,553 | $217,357 | |
| MMM | 3M Co | 1,332 | $215,664 | |
| FMHI | First Trust Municipal High Income ETF | 4,400 | $213,356 | |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | 8,259 | $206,970 | |
| HSBC | Hsbc Holdings PLC | 2,170 | $206,345 | |
| CRWD | CrowdStrike Holdings, Inc. | 265 | $202,232 | |
| INFY | Infosys Ltd | 10,637 | $111,582 | |
| SPCE | Virgin Galactic Holdings, Inc | 20,000 | $57,800 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VFH | VANGUARD FINANCIALS INDEX FUND | 8,343 | $1,007,917 | |
| ZTS | Zoetis Inc. | 2,630 | $310,892 | |
| NBIS | Nebius Group N.V. | 2,522 | $261,682 | |
| CRWV | CoreWeave, Inc. | 3,361 | $260,376 | |
| COP | Conocophillips | 1,834 | $242,088 | |
| T | At&T Inc. | 7,634 | $221,309 | |
| CRM | Salesforce, Inc. | 1,169 | $218,217 | |
| ISRG | Intuitive Surgical Inc | 469 | $216,204 | |
| BABA | Alibaba Group Holding Ltd | 1,723 | $216,167 | |
| SAP | Sap SE | 1,225 | $209,732 | |
| MPC | Marathon Petroleum Corp | 851 | $207,797 | |
| No positions match the current search. | ||||
214 tracked positions ·
$694,702,985 total
· filing declares
214 positions · $694,475,869
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 214 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| FWONK |
Liberty Media Corp
Communication Services
|
NEW | 675,346 | $64,252,418 | 9.25% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 79,367 | $59,268,894 | 8.53% | |
| FWONA |
Liberty Media Corp
Communication Services
|
NEW | 350,317 | $30,666,750 | 4.41% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 40,563 | $30,377,225 | 4.37% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 80,154 | $28,644,634 | 4.12% | |
| AXON |
Axon Enterprise, Inc.
Industrials
|
Added | 49,200 | $27,582,012 | 3.97% | |
| BKNG |
Booking Holdings Inc.
Consumer Cyclical
|
Added | 149,398 | $26,628,699 | 3.83% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 367,542 | $26,187,367 | 3.77% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 70,563 | $26,111,132 | 3.76% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 46,008 | $25,915,846 | 3.73% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 70,823 | $25,023,890 | 3.60% | |
| AAPL |
Apple Inc.
Technology
|
Added | 68,187 | $19,730,590 | 2.84% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 71,910 | $17,015,344 | 2.45% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 22,998 | $15,795,256 | 2.27% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 65,681 | $15,654,409 | 2.25% | |
| VLY |
Valley National Bancorp
Financial Services
|
Reduced | 1,039,625 | $15,230,506 | 2.19% | |
| VT |
VANGUARD TOTAL WORLD STOCK INDEX FUND
|
Added | 88,904 | $13,953,482 | 2.01% | |
| EWW |
iShares MSCI Mexico ETF
|
Added | 137,120 | $10,321,022 | 1.49% | |
|
|
Held | 288,156 | $9,584,068 | 1.38% | ||
| IBM |
International Business Machines Corp
Technology
|
Held | 29,020 | $8,160,714 | 1.17% | |
| INDA |
iShares MSCI India ETF
|
Held | 159,411 | $7,873,309 | 1.13% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Added | 50,310 | $7,656,175 | 1.10% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 16,868 | $6,292,101 | 0.91% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 30,343 | $6,071,330 | 0.87% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 15,199 | $5,741,422 | 0.83% | |
| RY |
Royal Bank Of Canada
Financial Services
|
Reduced | 26,479 | $5,480,358 | 0.79% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 4,303 | $5,161,147 | 0.74% | |
| BNY |
Bank of New York Mellon Corp
Financial Services
|
Held | 34,611 | $5,005,096 | 0.72% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 71,576 | $4,272,371 | 0.61% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 11,446 | $4,036,775 | 0.58% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 45,747 | $3,940,646 | 0.57% | |
| VTWO |
VANGUARD RUSSELL 2000 INDEX FUND
|
Reduced | 31,222 | $3,790,975 | 0.55% | |
| CCAP |
Crescent Capital BDC, Inc.
Financial Services
|
Added | 319,072 | $3,484,266 | 0.50% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 15,457 | $3,368,544 | 0.48% | |
| MS |
Morgan Stanley
Financial Services
|
Held | 15,767 | $3,295,933 | 0.47% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 100,375 | $3,182,891 | 0.46% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Held | 37,594 | $3,106,768 | 0.45% | |
| SIRI |
Sirius Xm Holdings Inc.
Communication Services
|
Held | 98,648 | $2,914,061 | 0.42% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 5,615 | $2,809,689 | 0.40% | |
| SCHV |
Schwab U.S. Large-Cap Value ETF
|
Added | 73,772 | $2,568,003 | 0.37% | |
| SCHM |
Schwab U.S. Mid-Cap ETF
|
Added | 68,918 | $2,541,006 | 0.37% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Held | 72,626 | $2,457,663 | 0.35% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 6,670 | $2,183,291 | 0.31% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 37,359 | $2,128,715 | 0.31% | |
| YOU |
Clear Secure, Inc.
Technology
|
Held | 37,202 | $2,073,267 | 0.30% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 4,256 | $2,032,537 | 0.29% | |
| LYV |
Live Nation Entertainment, Inc.
Communication Services
|
Held | 10,878 | $1,991,870 | 0.29% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 4,395 | $1,826,693 | 0.26% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 14,100 | $1,750,797 | 0.25% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
Added | 46,574 | $1,682,718 | 0.24% |
Showing the top 50 of 214 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.