ROWLAND CARMICHAEL ADVISORS INC /ADV

CIK

825052

Location

SCOTTSDALE, AZ

Portfolio Value

Small $140,070,785

Diversification

Diversified

Filing Date

Global Rank

#3,519 / 5,890 ▼ 95 · as of Dec 2020

Top Industry

Consumer Electronics 11.4%

3Y Alpha vs SPY

-6.2%

Period ended 5 years ago

Filed Jan 15, 2021 · 5y

4 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+49.2%

SPY

+76.0%

Annualised alpha

-6.5%

Max drawdown

−16.9%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

195 positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

10.5%

−1.1 pts

Top 5

22.5%

+1.2 pts

Top 10

30.6%

+1.4 pts

HHI

202

Diversified−12

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Technology	24.0%	$33,570,496	29
Financial Services	23.5%	$32,863,877	45
Healthcare	12.0%	$16,805,305	25
Unclassified	7.7%	$10,775,443	4
Industrials	7.4%	$10,434,851	26
Consumer Cyclical	6.5%	$9,142,067	18
Consumer Defensive	5.0%	$7,029,988	14
Real Estate	4.5%	$6,370,567	14
Utilities	3.5%	$4,845,286	8
Communication Services	3.2%	$4,452,035	4
Basic Materials	2.2%	$3,048,161	6
Energy	0.5%	$732,709	2

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+149,448	267,839	$940,114
WFC	Wells Fargo & Company/Mn	+48,261	114,586	$3,458,205
BCX	BlackRock Resources & Commodities Strategy Trust	+27,280	95,780	$709,729
SGI	Somnigroup International Inc.	+22,638	30,184	$814,968
GNT	GAMCO Natural Resources, Gold & Income Trust	+20,000	156,561	$800,026
PSEC	Prospect Capital Corp	+18,000	108,010	$584,334
ARCC	Ares Capital Corp	+15,500	35,300	$596,217
INTC	Intel Corp	+13,116	37,565	$1,871,488
NEE	Nextera Energy Inc	+11,125	14,828	$1,143,980
MKC	Mccormick & Co Inc	+5,670	10,013	$957,242
WRAP	Wrap Technologies, Inc.	+5,000	32,500	$156,975
LUV	Southwest Airlines Co	+4,801	24,785	$1,155,228
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	+3,488	41,144	$1,070,155
MPT	Medical Properties Trust Inc	+2,160	16,020	$349,075
CSCO	Cisco Systems, Inc.	+2,052	26,325	$1,178,043
PYPL	PayPal Holdings, Inc.	+1,794	10,017	$2,345,981
SNN	Smith & Nephew PLC	+1,530	6,761	$285,111
CHD	Church & Dwight Co Inc /De/	+1,461	10,269	$895,764
D	Dominion Energy, Inc	+808	14,756	$1,109,651
MSFT	Microsoft Corp	+498	16,820	$3,741,104
VZ	Verizon Communications Inc	+433	20,675	$1,214,656
DEO	Diageo PLC	+357	7,482	$1,188,216
BABA	Alibaba Group Holding Ltd	+268	3,804	$885,304
FSK	FS KKR Capital Corp	+263	26,986	$446,888
AOS	Smith A O Corp	+234	11,169	$612,284
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TEI	Templeton Emerging Markets Income Fund	−84,366	18,500	$143,745
LADR	Ladder Capital Corp	−48,011	18,621	$182,113
IRM	Iron Mountain Inc	−13,458	15,217	$448,597
STWD	Starwood Property Trust, Inc.	−10,485	12,561	$242,427
BALL	BALL Corp	−5,976	8,487	$790,818
FR	First Industrial Realty Trust Inc	−4,058	10,212	$430,231
ABR	Arbor Realty Trust Inc	−2,635	61,182	$867,560
SO	Southern Co	−2,266	20,413	$1,253,970
UMH	Umh Properties, Inc.	−2,264	14,715	$217,929
PFE	Pfizer Inc	−2,000	8,205	$302,026
JNJ	Johnson & Johnson	−1,803	13,868	$2,182,545
CB	Chubb Ltd	−1,721	7,499	$1,154,246
MLM	Martin Marietta Materials Inc	−1,698	1,478	$419,707
APH	Amphenol Corp /De/	−1,639	1,883	$61,559
CVX	Chevron Corp	−1,608	5,577	$470,977
FPF	First Trust Intermediate Duration Preferred & Income Fund	−1,590	8,561	$205,892
HQH	abrdn Healthcare Investors	−1,105	14,380	$342,675
WPC	W. P. Carey Inc.	−1,030	10,725	$741,401
CHDN	Churchill Downs Inc	−1,011	3,285	$319,942
NRG	Nrg Energy, Inc.	−845	7,957	$298,785
NI	Nisource Inc.	−630	11,760	$269,774
AAPL	Apple Inc.	−625	110,733	$14,693,161
CRM	Salesforce, Inc.	−535	6,989	$1,555,262
BGR	BlackRock Energy & Resources Trust	−500	71,000	$504,100
VFC	V F Corp	−453	4,252	$363,163
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	21,459	$6,732,546
CCD	Calamos Dynamic Convertible & Income Fund	28,226	$795,126
GDV	Gabelli Dividend & Income Trust	35,724	$766,637
HAE	Haemonetics Corp	5,917	$702,643
AGNC	AGNC Investment Corp.	42,780	$667,368
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	72,765	$638,149
AER	AerCap Holdings N.V.	13,646	$621,984
XRAY	DENTSPLY SIRONA Inc.	11,743	$614,863
SLV	iShares Silver Trust	24,295	$596,928
GSBD	Goldman Sachs BDC, Inc.	21,265	$406,586
MA	Mastercard Inc	1,132	$404,056
POR	Portland General Electric Co /Or/	8,535	$365,041
BOH	Bank Of Hawaii Corp	4,390	$336,361
FLR	Fluor Corp	18,630	$297,521
HXL	Hexcel Corp /De/	5,280	$256,027
UI	Ubiquiti Inc.	915	$254,836
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,558	$248,695
EW	Edwards Lifesciences Corp	2,458	$224,243
KO	Coca Cola Co	4,008	$219,798
HELE	Helen Of Troy Ltd	950	$211,080
MTB	M&T Bank Corp	1,646	$209,535
SON	Sonoco Products Co	3,500	$207,375
HSY	Hershey Co	1,352	$205,950
CRL	Charles River Laboratories International, Inc.	813	$203,136
PRU	Prudential Financial Inc	2,593	$202,435
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
SWKS	Skyworks Solutions, Inc.	3,015	$438,682
SIMO	Silicon Motion Technology CORP	11,500	$434,470
BXMT	Blackstone Mortgage Trust, Inc.	17,333	$380,806
ENTG	Entegris Inc	3,521	$261,751
PSX	Phillips 66	4,959	$257,074
PSA	Public Storage	1,097	$244,323
PPL	PPL Corp	7,770	$211,421
SPGI	S&P Global Inc.	567	$193,434
PMT	PennyMac Mortgage Investment Trust	10,135	$162,869
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

195 positions · $140,070,785 total · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 195 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	110,733	-625	$14,693,161	+13.9%	10.49%
QQQ	Invesco Qqq Trust, Series 1	NEW	21,459	NEW	$6,732,546	NEW	4.81%
MSFT	Microsoft Corp Technology	Added	16,820	+498	$3,741,104	+9.0%	2.67%
WFC	Wells Fargo & Company/Mn Financial Services	Added	114,586	+48,261	$3,458,205	+121.8%	2.47%
V	Visa Inc. Financial Services	Added	13,072	+170	$2,859,238	+10.8%	2.04%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	11,455	+51	$2,656,070	+9.4%	1.90%
PYPL	PayPal Holdings, Inc. Financial Services	Added	10,017	+1,794	$2,345,981	+44.8%	1.67%
SPY	Spdr S&P 500 ETF Trust	Added	6,197	+137	$2,316,934	+14.2%	1.65%
JNJ	Johnson & Johnson Healthcare	Reduced	13,868	-1,803	$2,182,545	−6.5%	1.56%
META	Meta Platforms, Inc. Communication Services	Added	6,968	+203	$1,903,378	+7.4%	1.36%
INTC	Intel Corp Technology	Added	37,565	+13,116	$1,871,488	+47.8%	1.34%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	16,849	-46	$1,802,506	+24.2%	1.29%
DHR	Danaher Corp /De/ Healthcare	Held	8,246	0	$1,623,906	+3.2%	1.16%
CRM	Salesforce, Inc. Technology	Reduced	6,989	-535	$1,555,262	−17.8%	1.11%
IQV	Iqvia Holdings Inc. Healthcare	Held	7,748	0	$1,388,209	+13.7%	0.99%
CLVT	Clarivate PLC Technology	Held	46,266	0	$1,374,562	−4.1%	0.98%
MDT	Medtronic plc Healthcare	Reduced	11,147	-93	$1,305,759	+11.8%	0.93%
SO	Southern Co Utilities	Reduced	20,413	-2,266	$1,253,970	+2.0%	0.90%
ABT	Abbott Laboratories Healthcare	Reduced	11,332	-162	$1,240,740	−0.8%	0.89%
NYT	New York Times Co Communication Services	Held	23,503	0	$1,216,750	+21.0%	0.87%
VZ	Verizon Communications Inc Communication Services	Added	20,675	+433	$1,214,656	+0.9%	0.87%
DEO	Diageo PLC Consumer Defensive	Added	7,482	+357	$1,188,216	+21.1%	0.85%
CSCO	Cisco Systems, Inc. Technology	Added	26,325	+2,052	$1,178,043	+23.2%	0.84%
PGR	Progressive Corp/Oh/ Financial Services	Held	11,871	0	$1,173,804	+4.4%	0.84%
LUV	Southwest Airlines Co Industrials	Added	24,785	+4,801	$1,155,228	+54.2%	0.82%
CB	Chubb Ltd Financial Services	Reduced	7,499	-1,721	$1,154,246	+7.8%	0.82%
NEE	Nextera Energy Inc Utilities	Added	14,828	+11,125	$1,143,980	+345.2%	0.82%
HALO	Halozyme Therapeutics, Inc. Healthcare	Held	26,652	0	$1,138,306	+62.5%	0.81%
FISV	Fiserv Inc	Held	9,916	0	$1,129,035	+10.5%	0.81%
D	Dominion Energy, Inc Utilities	Added	14,756	+808	$1,109,651	+0.8%	0.79%
TXN	Texas Instruments Inc Technology	Reduced	6,756	-194	$1,108,862	+11.7%	0.79%
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund Financial Services	Added	41,144	+3,488	$1,070,155	+16.8%	0.76%
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. Financial Services	Held	169,723	0	$1,067,557	+13.1%	0.76%
ACN	Accenture plc Technology	Added	3,813	+66	$995,993	+17.6%	0.71%
SYK	Stryker Corp Healthcare	Reduced	4,056	-283	$993,882	+9.9%	0.71%
MKC	Mccormick & Co Inc Consumer Defensive	Added	10,013	+5,670	$957,242	+127.1%	0.68%
GGN	GAMCO Global Gold, Natural Resources & Income Trust Financial Services	Added	267,839	+149,448	$940,114	+132.9%	0.67%
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc Financial Services	Reduced	40,104	-100	$915,574	+12.8%	0.65%
CHD	Church & Dwight Co Inc /De/ Consumer Defensive	Added	10,269	+1,461	$895,764	+8.5%	0.64%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	3,804	+268	$885,304	−14.8%	0.63%
ABR	Arbor Realty Trust Inc Real Estate	Reduced	61,182	-2,635	$867,560	+18.5%	0.62%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	6,110	0	$850,145	+0.1%	0.61%
SGI	Somnigroup International Inc. Consumer Cyclical	Added	30,184	+22,638	$814,968	+384.4%	0.58%
GNT	GAMCO Natural Resources, Gold & Income Trust Financial Services	Added	156,561	+20,000	$800,026	+18.6%	0.57%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	13,680	-135	$796,996	−8.7%	0.57%
CCD	Calamos Dynamic Convertible & Income Fund Financial Services	NEW	28,226	NEW	$795,126	NEW	0.57%
BALL	BALL Corp Consumer Cyclical	Reduced	8,487	-5,976	$790,818	−34.2%	0.56%
LSTR	Landstar System Inc Industrials	Held	5,860	0	$789,107	+7.3%	0.56%
GDV	Gabelli Dividend & Income Trust Financial Services	NEW	35,724	NEW	$766,637	NEW	0.55%
WPC	W. P. Carey Inc. Real Estate	Reduced	10,725	-1,030	$741,401	−1.2%	0.53%