ROWLAND CARMICHAEL ADVISORS INC /ADV
Filing Date
Global Rank
#3,378
/ 6,028
▼ 64
· as of Dec 2020
Top Industry
Asset Management
11.2%
Period ended 5 years ago
Filed Jan 15, 2021 · 5y
4 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2020, never from the firm's own description.
Style
Diversified active
Top 10 weight 39.0%, 46.4 effective positions, active share 70.6% against the Russell 1000 as of 2020-12-31; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Horizon unknown
The value-weighted holding period is at least 3.7 quarters, but 81.0% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2020-12-31, active share 70.6%; sector active share 25.7% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
367 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020Top Position
7.3%
−0.5 pts
Top 5
27.5%
−1.5 pts
Top 10
39.0%
+1.6 pts
HHI
215
Diversified−9
Portfolio Trend
4 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 45.6% | $118,005,026 |
| Technology | 14.0% | $36,260,214 |
| Financial Services | 13.5% | $34,947,643 |
| Healthcare | 6.6% | $17,020,652 |
| Consumer Cyclical | 4.4% | $11,333,930 |
| Industrials | 4.1% | $10,634,548 |
| Communication Services | 2.9% | $7,433,595 |
| Consumer Defensive | 2.8% | $7,204,986 |
| Real Estate | 2.6% | $6,701,136 |
| Utilities | 1.9% | $4,997,292 |
| Basic Materials | 1.4% | $3,751,225 |
| Energy | 0.3% | $732,709 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GLDM | World Gold Trust | +241,751 | 314,956 | $5,965,266 | |
| GGN | GAMCO Global Gold, Natural Resources & Income Trust | +149,448 | 267,839 | $940,114 | |
| EWJ | iShares MSCI Japan ETF | +137,424 | 165,882 | $11,206,987 | |
| IEMG | iShares Trust | +71,875 | 102,089 | $0 | |
| WFC | Wells Fargo & Company | +48,261 | 114,586 | $3,458,205 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +30,891 | 125,815 | $5,530,827 | |
| BCX | BlackRock Resources & Commodities Strategy Trust | +27,280 | 95,780 | $709,729 | |
| SGI | Somnigroup International Inc. | +22,638 | 30,184 | $814,968 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | +21,464 | 25,667 | $0 | |
| GNT | GAMCO Natural Resources, Gold & Income Trust | +20,000 | 156,561 | $800,026 | |
| PSEC | Prospect Capital Corp | +18,000 | 108,010 | $584,334 | |
| SPLB | State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF | +16,686 | 79,318 | $2,625,425 | |
| GOVT | iShares U.S. Treasury Bond ETF | +16,453 | 235,747 | $0 | |
| ARCC | Ares Capital Corp | +15,500 | 35,300 | $596,217 | |
| INTC | Intel Corp | +13,116 | 37,565 | $1,871,488 | |
| XSOE | WisdomTree Emerging Markets ex-State-Owned Enterprises Fund | +11,596 | 70,152 | $2,782,929 | |
| NEE | Nextera Energy Inc | +11,125 | 14,828 | $1,143,980 | |
| IVV | iShares Core S&P 500 ETF | +8,018 | 12,130 | $0 | |
| — | +6,355 | 30,639 | $1,599,355 | ||
| MKC | Mccormick & Co Inc | +5,670 | 10,013 | $957,242 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | +5,338 | 17,124 | $925,894 | |
| WRAP | Wrap Technologies, Inc. | +5,000 | 32,500 | $156,975 | |
| ESGU | iShares ESG Aware MSCI USA ETF | +4,949 | 87,093 | $0 | |
| LUV | Southwest Airlines Co | +4,801 | 24,785 | $1,155,228 | |
| QQQ | Invesco Qqq Trust, Series 1 | +4,301 | 21,459 | $6,732,546 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SABA | Saba Capital Income & Opportunities Fund II | −100,000 | 17,000 | $93,500 | |
| TEI | Templeton Emerging Markets Income Fund | −84,366 | 18,500 | $143,745 | |
| LADR | Ladder Capital Corp | −48,011 | 18,621 | $182,113 | |
| RODM | Hartford Multifactor Developed Markets (ex-US) ETF | −37,952 | 36,711 | $1,039,288 | |
| ISTB | iShares Core 1-5 Year USD Bond ETF | −37,377 | 15,604 | $0 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | −23,510 | 102,926 | $8,741,505 | |
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | −23,211 | 16,746 | $255,543 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | −14,585 | 63,050 | $0 | |
| IRM | Iron Mountain Inc | −13,458 | 15,217 | $448,597 | |
| SIZE | iShares MSCI USA Size Factor ETF | −10,979 | 5,726 | $0 | |
| FLRN | State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF | −10,780 | 30,038 | $918,862 | |
| STWD | Starwood Property Trust, Inc. | −10,485 | 12,561 | $242,427 | |
| JPST | JPMorgan Ultra-Short Income ETF | −7,683 | 38,189 | $1,939,619 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | −7,181 | 113,713 | $4,227,849 | |
| BALL | BALL Corp | −5,976 | 8,487 | $790,818 | |
| FLOT | iShares Floating Rate Bond ETF | −5,394 | 8,613 | $0 | |
| IYG | iShares U.S. Financial Services ETF | −5,048 | 92 | $0 | |
| FR | First Industrial Realty Trust Inc | −4,058 | 10,212 | $430,231 | |
| REM | iShares Mortgage Real Estate ETF | −3,660 | 5,800 | $0 | |
| VHT | VANGUARD HEALTH CARE INDEX FUND | −3,217 | 972 | $217,465 | |
| — | −2,946 | 47,718 | $1,849,072 | ||
| ABR | Arbor Realty Trust Inc | −2,635 | 61,182 | $867,560 | |
| SO | Southern Co | −2,266 | 20,413 | $1,253,970 | |
| UMH | Umh Properties, Inc. | −2,264 | 14,715 | $217,929 | |
| PFE | Pfizer Inc | −2,000 | 8,205 | $302,026 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VONE | VANGUARD RUSSELL 1000 INDEX FUND | 21,765 | $3,813,445 | |
| CCD | Calamos Dynamic Convertible & Income Fund | 28,226 | $795,126 | |
| GDV | Gabelli Dividend & Income Trust | 35,724 | $766,637 | |
| HAE | Haemonetics Corp | 5,917 | $702,643 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 7,375 | $674,886 | |
| AGNC | AGNC Investment Corp. | 42,780 | $667,368 | |
| EXG | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 72,765 | $638,149 | |
| AER | AerCap Holdings N.V. | 13,646 | $621,984 | |
| SLV | iShares Silver Trust | 24,295 | $596,928 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | 5,738 | $508,099 | |
| XLY | State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF | 3,064 | $492,629 | |
| — | 6,768 | $489,935 | ||
| — | 12,822 | $485,000 | ||
| GSBD | Goldman Sachs BDC, Inc. | 21,265 | $406,586 | |
| MA | Mastercard Inc | 1,132 | $404,056 | |
| — | 4,199 | $373,000 | ||
| POR | Portland General Electric Co | 8,535 | $365,041 | |
| BOH | Bank Of Hawaii Corp | 4,390 | $336,361 | |
| FLR | Fluor Corp | 18,630 | $297,521 | |
| HXL | Hexcel Corp | 5,280 | $256,027 | |
| UI | Ubiquiti Inc. | 915 | $254,836 | |
| DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 8,558 | $248,695 | |
| — | 7,631 | $234,000 | ||
| EW | Edwards Lifesciences Corp | 2,458 | $224,243 | |
| KO | Coca Cola Co | 4,008 | $219,798 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
17 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VDC | VANGUARD CONSUMER STAPLES INDEX FUND | 4,166 | $680,557 | |
| — | 24,035 | $659,000 | ||
| SWKS | Skyworks Solutions, Inc. | 3,015 | $438,682 | |
| SIMO | Silicon Motion Technology CORP | 11,500 | $434,470 | |
| BXMT | Blackstone Mortgage Trust, Inc. | 17,333 | $380,806 | |
| EMLC | VanEck J.P. Morgan EM Local Currency Bond ETF | 10,300 | $317,652 | |
| ENTG | Entegris Inc | 3,521 | $261,751 | |
| PSX | Phillips 66 | 4,959 | $257,074 | |
| XOM | ExxonMobil Holdings Corp | 7,334 | $251,776 | |
| PSA | Public Storage | 1,097 | $244,323 | |
| PPL | PPL Corp | 7,770 | $211,421 | |
| SPGI | S&P Global Inc. | 567 | $204,460 | |
| PMT | PennyMac Mortgage Investment Trust | 10,135 | $162,869 | |
| CIM | Chimera Investment Corp | 17,570 | $144,073 | |
| ITM | VanEck Intermediate Muni ETF | 530 | $27,178 | |
| GDXJ | VanEck Junior Gold Miners ETF | 225 | $12,456 | |
| AGZ | iShares Agency Bond ETF | 72 | $0 | |
| No positions match the current search. | ||||
367 tracked positions ·
$259,022,956 total
· filing declares
378 positions · $316,151,000
· as of Dec 31, 2020
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 367 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SCHF |
Schwab International Equity ETF
|
Held | 471,791 | $16,989,193 | 6.56% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 110,733 | $14,693,161 | 5.67% | |
| EWJ |
iShares MSCI Japan ETF
|
Added | 165,882 | $11,206,987 | 4.33% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
Reduced | 102,926 | $8,741,505 | 3.37% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 21,459 | $6,732,546 | 2.60% | |
| GLDM |
World Gold Trust
|
Added | 314,956 | $5,965,266 | 2.30% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Added | 125,815 | $5,530,827 | 2.14% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 24,454 | $4,759,726 | 1.84% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
Reduced | 113,713 | $4,227,849 | 1.63% | |
| VONE |
VANGUARD RUSSELL 1000 INDEX FUND
|
NEW | 21,765 | $3,813,445 | 1.47% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 16,820 | $3,741,104 | 1.44% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Added | 114,586 | $3,458,205 | 1.34% | |
| PRFZ |
Invesco RAFI US 1500 Small-Mid ETF
|
Held | 22,170 | $3,346,339 | 1.29% | |
| V |
Visa Inc.
Financial Services
|
Added | 13,072 | $2,859,238 | 1.10% | |
| XSOE |
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
|
Added | 70,152 | $2,782,929 | 1.07% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 7,849 | $2,697,622 | 1.04% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 11,455 | $2,656,070 | 1.03% | |
| SPLB |
State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF
|
Added | 79,318 | $2,625,425 | 1.01% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Added | 10,017 | $2,345,981 | 0.91% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 1,338 | $2,345,032 | 0.91% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 6,197 | $2,316,934 | 0.89% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 13,868 | $2,182,545 | 0.84% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 605 | $1,970,442 | 0.76% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Reduced | 38,189 | $1,939,619 | 0.75% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 6,968 | $1,903,378 | 0.73% | |
| INTC |
Intel Corp
Technology
|
Added | 37,565 | $1,871,488 | 0.72% | |
|
|
Reduced | 47,718 | $1,849,072 | 0.71% | ||
| DHR |
Danaher Corp
Healthcare
|
Held | 8,246 | $1,831,766 | 0.71% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 16,849 | $1,802,506 | 0.70% | |
|
|
Added | 30,639 | $1,599,355 | 0.62% | ||
| CRM |
Salesforce, Inc.
Technology
|
Reduced | 6,989 | $1,555,262 | 0.60% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Held | 4,212 | $1,496,903 | 0.58% | |
| IQV |
Iqvia Holdings Inc.
Healthcare
|
Held | 7,748 | $1,388,209 | 0.54% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 24,967 | $1,380,425 | 0.53% | |
| CLVT |
Clarivate PLC
Technology
|
Held | 46,266 | $1,374,562 | 0.53% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 39,533 | $1,359,539 | 0.52% | |
| MDT |
Medtronic plc
Healthcare
|
Reduced | 11,147 | $1,305,759 | 0.50% | |
| FAX |
Abrdn Asia-Pacific Income Fund, Inc.
Financial Services
|
Reduced | 293,097 | $1,304,281 | 0.50% | |
| SO |
Southern Co
Utilities
|
Reduced | 20,413 | $1,253,970 | 0.48% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 11,332 | $1,240,740 | 0.48% | |
| NYT |
New York Times Co
Communication Services
|
Held | 23,503 | $1,216,750 | 0.47% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 20,675 | $1,214,656 | 0.47% | |
|
|
Held | 11,570 | $1,204,000 | 0.46% | ||
|
|
Reduced | 18,642 | $1,196,443 | 0.46% | ||
| DEO |
Diageo PLC
Consumer Defensive
|
Added | 7,482 | $1,188,216 | 0.46% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 26,325 | $1,178,043 | 0.45% | |
| PGR |
Progressive Corp
Financial Services
|
Held | 11,871 | $1,173,804 | 0.45% | |
| LUV |
Southwest Airlines Co
Industrials
|
Added | 24,785 | $1,155,228 | 0.45% | |
| CB |
Chubb Ltd
Financial Services
|
Reduced | 7,499 | $1,154,246 | 0.45% | |
| FTEC |
Fidelity MSCI Information Technology Index ETF
|
Reduced | 10,958 | $1,145,220 | 0.44% |
Showing the top 50 of 367 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.