Rampart Investment Management Company, LLC

CIK

1633693

Location

HARTFORD, CT

Portfolio Value

Small $137,762,061

Diversification

Diversified

Reports for

Virtus Investment Advisers, Inc.

Filing Date

Global Rank

#4,031 / 5,416 ▼ 2182 · as of Sep 2020

Top Industry

Internet Content & Information 8.8%

Period ended 6 years ago

Filed Nov 13, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 31.1%, 69.8 effective positions, active share 31.9% against the S&P 500 as of 2020-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.9 quarters, but 94.1% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-09-30, active share 31.9%; sector active share 33.5% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

388 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

4.4%

+0.3 pts

Top 5

20.6%

+3.9 pts

Top 10

31.1%

+8.3 pts

HHI

143

Diversified+46

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Consumer Cyclical	19.3%	$26,638,971	58
Healthcare	18.0%	$24,730,120	57
Technology	16.7%	$23,028,472	61
Communication Services	16.3%	$22,509,800	19
Unclassified	7.4%	$10,259,687	40
Basic Materials	6.9%	$9,531,894	20
Consumer Defensive	6.3%	$8,640,104	34
Industrials	5.9%	$8,145,170	68
Financial Services	2.5%	$3,486,817	19
Utilities	0.3%	$409,122	2
Real Estate	0.3%	$381,904	10

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
NWL	Newell Brands Inc.	+7,546	15,900	$272,844
AES	Aes Corp	+6,220	11,287	$204,407
NWSA	News Corp	+1,265	20,644	$289,428
SYY	Sysco Corp	+1,222	5,087	$316,513
—		+893	3,759	$154,758
WHR	Whirlpool Corp	+399	1,767	$324,933
NWS	News Corp	+380	6,450	$90,171
MHK	Mohawk Industries Inc	+372	1,676	$163,560
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FCX	Freeport-Mcmoran Inc	−376,569	38,165	$596,900
KR	Kroger Co	−108,820	2,783	$94,371
CSCO	Cisco Systems, Inc.	−97,171	13,311	$524,320
CMCSA	Comcast Corp	−91,811	27,561	$1,274,971
MSFT	Microsoft Corp	−87,171	24,664	$5,187,579
NEM	NEWMONT Corp	−80,628	16,888	$1,071,543
PFE	Pfizer Inc	−64,650	34,585	$1,269,268
INTC	Intel Corp	−54,521	14,112	$730,719
BALL	BALL Corp	−53,837	8,256	$686,238
T	At&T Inc.	−53,292	38,026	$1,084,119
KO	Coca Cola Co	−49,668	12,042	$594,513
AMCR	Amcor plc	−49,063	27,497	$303,841
—		−48,771	1,886	$136,000
NKE	NIKE, Inc.	−47,829	14,349	$1,801,373
BBY	Best Buy Co Inc	−44,856	4,253	$473,316
GE	General Electric Co	−43,875	22,687	$141,340
FAST	Fastenal Co	−42,132	3,665	$165,254
TMUS	T-Mobile US, Inc.	−41,711	11,672	$1,334,809
GRMN	Garmin Ltd	−35,995	3,675	$348,610
PLD	Prologis, Inc.	−35,546	1,749	$175,984
DD	DuPont de Nemours, Inc.	−34,595	10,190	$565,341
AMAT	Applied Materials Inc	−34,161	4,188	$248,976
CVS	CVS HEALTH Corp	−33,955	8,089	$472,397
—		−33,824	15,579	$1,261,000
VZ	Verizon Communications Inc	−32,993	18,624	$1,107,941
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
DBC	Invesco DB Commodity Index Tracking Fund	90,510	$1,182,060
EWH	iShares MSCI Hong Kong ETF	48,595	$1,065,202
ETSY	Etsy Inc	1,228	$149,361
—		1,011	$87,000
BIO	Bio-Rad Laboratories, Inc.	145	$74,741
TER	Teradyne, Inc	764	$60,707
TYL	Tyler Technologies Inc	139	$48,449
TDY	Teledyne Technologies Inc	96	$29,780
HWM	Howmet Aerospace Inc.	1,041	$17,405
EWC	iShares Trust	38,419	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SPHB	Invesco Ltd.	76,814	$3,073,327
BRK-B	Berkshire Hathaway Inc	14,834	$2,648,017
JPM	Jpmorgan Chase & Co	23,794	$2,238,063
VOO	VANGUARD 500 INDEX FUND	7,048	$1,997,614
SLB	Slb Limited	96,256	$1,770,147
NEE	Nextera Energy Inc	6,812	$1,636,038
XOM	ExxonMobil Holdings Corp	35,104	$1,569,850
BAC	Bank Of America Corp	61,677	$1,464,828
CVX	Chevron Corp	15,901	$1,418,846
COP	Conocophillips	33,016	$1,387,332
D	Dominion Energy, Inc	16,715	$1,356,923
UUP	Invesco DB US Dollar Index Bullish Fund	49,331	$1,298,391
EOG	Eog Resources Inc	17,771	$900,278
C	Citigroup Inc	16,764	$856,640
DUK	Duke Energy CORP	10,130	$809,285
HAL	Halliburton Co	59,218	$768,649
SO	Southern Co	14,649	$759,550
WFC	Wells Fargo & Company	29,449	$753,894
BKR	Baker Hughes Co	44,665	$687,394
SRE	Sempra	5,666	$664,225
WEC	Wec Energy Group, Inc.	6,365	$557,892
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	5,272	$550,871
AEP	American Electric Power Co Inc	6,887	$548,480
PEG	Public Service Enterprise Group Inc	10,209	$501,874
—		5,101	$498,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

388 tracked positions · $137,762,061 total · filing declares 401 positions · $158,221,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 388 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	52,383	-10,403	$6,066,475	−73.5%	3+	before history	4.40%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,856	-5,429	$5,844,042	−70.9%	3+	before history	4.24%
META	Meta Platforms, Inc. Communication Services	Reduced	21,506	-30,577	$5,632,421	−52.4%	3+	before history	4.09%
MSFT	Microsoft Corp Technology	Reduced	24,664	-87,171	$5,187,579	−77.2%	3+	before history	3.77%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	11,394	-22,505	$3,164,227	−62.7%	3+	before history	2.30%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,912	-3,553	$2,802,227	−63.8%	3+	before history	2.03%
GOOG	Alphabet Inc. Communication Services	Reduced	1,871	-3,580	$2,750,000	−64.3%	3+	before history	2.00%
JNJ	Johnson & Johnson Healthcare	Reduced	16,357	-30,731	$2,435,230	−63.2%	3+	before history	1.77%
UNH	Unitedhealth Group Inc Healthcare	Reduced	5,915	-15,468	$1,844,119	−70.8%	3+	before history	1.34%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	14,349	-47,829	$1,801,373	−70.5%	3+	before history	1.31%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	7,971	-16,473	$1,749,554	−61.2%	3+	before history	1.27%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	11,672	-41,711	$1,334,809	−76.0%	3+	before history	0.97%
MRK	Merck & Co., Inc. Healthcare	Reduced	15,831	-29,860	$1,313,182	−62.8%	3+	before history	0.95%
CMCSA	Comcast Corp Communication Services	Reduced	27,561	-91,811	$1,274,971	−72.6%	3+	before history	0.93%
PFE	Pfizer Inc Healthcare	Reduced	34,585	-64,650	$1,269,268	−60.9%	3+	before history	0.92%
		Reduced	15,579	-33,824	$1,261,000	−66.4%	3+	before history	0.92%
NFLX	Netflix Inc Communication Services	Reduced	2,496	-7,523	$1,248,074	−72.6%	3+	before history	0.91%
ABT	Abbott Laboratories Healthcare	Reduced	11,418	-21,516	$1,242,620	−58.7%	3+	before history	0.90%
CHTR	Charter Communications, Inc. Communication Services	Reduced	1,923	-3,612	$1,200,605	−57.5%	3+	before history	0.87%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	2,706	-7,995	$1,194,753	−69.2%	3+	before history	0.87%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	7,175	-16,602	$1,190,045	−63.0%	3+	before history	0.86%
DBC	Invesco DB Commodity Index Tracking Fund	NEW	90,510	NEW	$1,182,060	NEW	1	$13.04	0.86%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	3,946	-11,085	$1,175,355	−67.6%	3+	before history	0.85%
DIS	Walt Disney Co Communication Services	Reduced	9,186	-31,060	$1,139,798	−74.6%	3+	before history	0.83%
NVDA	Nvidia Corp Technology	Reduced	2,072	-7,593	$1,121,407	−69.5%	3+	before history	0.81%
V	Visa Inc. Financial Services	Reduced	5,564	-21,320	$1,112,633	−78.6%	3+	before history	0.81%
VZ	Verizon Communications Inc Communication Services	Reduced	18,624	-32,993	$1,107,941	−61.1%	3+	before history	0.80%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	7,820	-16,570	$1,086,901	−62.7%	3+	before history	0.79%
T	At&T Inc. Communication Services	Reduced	38,026	-53,292	$1,084,119	−60.7%	3+	before history	0.79%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	12,570	-25,881	$1,080,014	−61.8%	3+	before history	0.78%
EWT	iShares MSCI Taiwan ETF	Reduced	23,876	-7,177	$1,072,032	−14.2%	2	$37.20	0.78%
NEM	NEWMONT Corp Basic Materials	Reduced	16,888	-80,628	$1,071,543	−82.2%	3+	before history	0.78%
EWH	iShares MSCI Hong Kong ETF	NEW	48,595	NEW	$1,065,202	NEW	1	$22.05	0.77%
EWL	iShares MSCI Switzerland ETF	Reduced	25,710	-2,958	$1,055,909	−5.5%	2	$37.54	0.77%
EWG	iShares MSCI Germany ETF	Reduced	36,220	-5,242	$1,055,088	−6.1%	2	$24.53	0.77%
EWJ	iShares MSCI Japan ETF	Reduced	17,808	-2,072	$1,051,918	−3.7%	2	$53.07	0.76%
SHW	Sherwin Williams Co Basic Materials	Reduced	1,450	-3,798	$1,010,273	−66.7%	3+	before history	0.73%
		Reduced	7,707	-15,140	$1,005,069	−66.7%	3+	before history	0.73%
MA	Mastercard Inc Financial Services	Reduced	2,913	-11,043	$985,089	−76.1%	3+	before history	0.72%
ABBV	AbbVie Inc. Healthcare	Reduced	10,928	-24,887	$957,183	−72.8%	3+	before history	0.69%
AMGN	Amgen Inc Healthcare	Reduced	3,619	-8,443	$919,805	−67.7%	3+	before history	0.67%
TGT	Target Corp Consumer Defensive	Reduced	5,802	-18,211	$913,350	−68.3%	3+	before history	0.66%
MDT	Medtronic plc Healthcare	Reduced	8,594	-16,347	$893,088	−61.0%	3+	before history	0.65%
		Reduced	19,973	-20,342	$889,000	−26.0%	3+	before history	0.65%
ECL	Ecolab Inc. Basic Materials	Reduced	4,379	-11,592	$875,099	−72.5%	3+	before history	0.64%
DHR	Danaher Corp Healthcare	Reduced	4,062	-7,613	$874,670	−57.6%	3+	before history	0.63%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	14,188	-27,964	$855,394	−65.5%	3+	before history	0.62%
ADBE	Adobe Inc. Technology	Reduced	1,647	-7,369	$807,738	−79.4%	3+	before history	0.59%
CRM	Salesforce, Inc. Technology	Reduced	3,149	-13,269	$791,406	−74.3%	3+	before history	0.57%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	3,885	-14,428	$765,461	−76.0%	3+	before history	0.56%

Showing the top 50 of 388 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.