COMPASS FINANCIAL ADVISORS LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $282,474,625 | Individuals and high net worth (69%) |
| Mar 2025 to Mar 2026 | $264,674,639 | Individuals and high net worth (71%) |
| Apr 2024 to Feb 2025 | $230,847,427 | Individuals and high net worth (71%) |
| May 2023 to Mar 2024 | $198,913,231 | Individuals and high net worth (69%) |
| Mar 2023 to Apr 2023 | $198,913,231 | Individuals and high net worth (69%) |
| Apr 2022 to Feb 2023 | $233,856,754 | Individuals and high net worth (71%) |
Portfolio style
Measured from the filed 13F common-share book for Mar 31, 2023, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2023-03-31, active share 64.5%; sector active share 17.5% against the combined 13F book's sector weights.
Over time 6 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
122 tracked positions · as of Mar 31, 2023 · Δ vs Dec 31, 2022Portfolio Trend
Sector Breakdown
As of Mar 31, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 28.5% | $22,235,553 |
| Technology | 19.3% | $15,069,380 |
| Healthcare | 14.0% | $10,867,752 |
| Financial Services | 9.0% | $6,975,727 |
| Communication Services | 5.8% | $4,493,655 |
| Consumer Cyclical | 5.4% | $4,241,351 |
| Energy | 4.6% | $3,578,215 |
| Industrials | 4.4% | $3,423,588 |
| Consumer Defensive | 4.0% | $3,125,157 |
| Basic Materials | 2.4% | $1,858,478 |
| Utilities | 2.0% | $1,537,373 |
| Real Estate | 0.6% | $489,631 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| EVV | Eaton Vance Ltd Duration Income Fund | +42,000 | 143,395 | $1,412,440 | |
| RPAY | Repay Holdings Corp | +8,150 | 20,864 | $137,076 | |
| P | Everpure, Inc. | +4,798 | 14,480 | $369,384 | |
| UBER | Uber Technologies, Inc | +3,368 | 22,399 | $710,048 | |
| EVH | Evolent Health, Inc. | +2,875 | 11,495 | $373,012 | |
| SHOP | Shopify Inc. | +1,871 | 8,839 | $423,741 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | +1,838 | 29,353 | $1,195,254 | |
| PLNT | Planet Fitness, Inc. | +1,802 | 4,387 | $340,738 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | +1,757 | 19,875 | $1,100,280 | |
| META | Meta Platforms, Inc. | +1,568 | 5,609 | $1,188,771 | |
| SPLB | State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF | +1,547 | 17,848 | $421,569 | |
| AMZN | Amazon Com Inc | +1,425 | 12,585 | $1,299,904 | |
| LNC | Lincoln National Corp | +1,404 | 17,665 | $396,932 | |
| YETI | YETI Holdings, Inc. | +1,403 | 8,368 | $334,720 | |
| SPIP | State Street(R) SPDR(R) Portfolio TIPS ETF | +1,386 | 16,428 | $438,134 | |
| GILD | Gilead Sciences, Inc. | +1,372 | 4,633 | $384,400 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | +1,353 | 21,000 | $674,520 | |
| ZM | Zoom Communications, Inc. | +1,179 | 4,666 | $344,537 | |
| CHWY | Chewy, Inc. | +1,175 | 9,668 | $361,389 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | +1,057 | 15,925 | $471,857 | |
| T | At&T Inc. | +1,056 | 47,268 | $909,909 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +1,041 | 14,384 | $467,336 | |
| — | +1,017 | 15,017 | $567,192 | ||
| KRNT | Kornit Digital Ltd. | +783 | 12,328 | $238,670 | |
| LMBS | First Trust Low Duration Opportunities ETF | +698 | 9,955 | $476,545 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INTC | Intel Corp | −5,067 | 32,267 | $1,054,162 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | −3,030 | 19,276 | $1,469,409 | |
| WMT | Walmart Inc. | −2,386 | 2,711 | $399,736 | |
| XOM | ExxonMobil Holdings Corp | −1,744 | 15,000 | $1,644,900 | |
| — | −1,690 | 14,967 | $1,014,912 | ||
| DHR | Danaher Corp | −1,310 | 1,125 | $283,544 | |
| BMY | Bristol Myers Squibb Co | −1,093 | 19,407 | $1,345,099 | |
| DXCM | Dexcom Inc | −880 | 7,257 | $843,118 | |
| GSY | Invesco Ultra Short Duration ETF | −500 | 22,435 | $1,112,776 | |
| TSLA | Tesla, Inc. | −486 | 1,965 | $407,658 | |
| CVX | Chevron Corp | −473 | 7,702 | $1,256,658 | |
| MSFT | Microsoft Corp | −346 | 6,637 | $1,913,447 | |
| AAPL | Apple Inc. | −329 | 21,490 | $3,543,701 | |
| CRM | Salesforce, Inc. | −300 | 5,199 | $1,038,656 | |
| GOOG | Alphabet Inc. | −270 | 9,575 | $995,800 | |
| SMG | Scotts Miracle-Gro Co | −254 | 8,388 | $584,979 | |
| PSX | Phillips 66 | −249 | 1,988 | $201,543 | |
| LLY | ELI LILLY & Co | −238 | 1,898 | $651,811 | |
| BP | Bp PLC | −235 | 6,213 | $235,721 | |
| VFH | VANGUARD FINANCIALS INDEX FUND | −231 | 4,802 | $374,027 | |
| VZ | Verizon Communications Inc | −219 | 7,998 | $311,042 | |
| SPT | Sprout Social, Inc. | −155 | 14,206 | $864,861 | |
| VOX | VANGUARD COMMUNICATION SERVICES INDEX FUND | −143 | 3,529 | $341,148 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | −122 | 2,802 | $1,080,088 | |
| MCK | Mckesson Corp | −116 | 3,243 | $1,154,670 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarterSold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MO | Altria Group, Inc. | 8,299 | $379,347 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | 3,418 | $331,511 | |
| CVS | CVS HEALTH Corp | 3,116 | $290,380 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | 3,548 | $254,888 | |
| EMR | Emerson Electric Co | 2,463 | $236,595 | |
| BAC | Bank Of America Corp | 7,006 | $232,038 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 2,935 | $220,946 | |
| ELV | Elevance Health, Inc. | 404 | $207,239 | |
| EVRG | Evergy, Inc. | 3,201 | $201,438 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 20,297 | $4,142,617 | 5.32% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 21,490 | $3,543,701 | 4.55% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 18,398 | $2,397,443 | 3.08% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 7,250 | $2,013,832 | 2.59% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 6,637 | $1,913,447 | 2.46% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 15,000 | $1,644,900 | 2.11% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 19,276 | $1,469,409 | 1.89% | |
| EVV |
Eaton Vance Ltd Duration Income Fund
Financial Services
|
Added | 143,395 | $1,412,440 | 1.81% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 9,064 | $1,404,920 | 1.80% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 3,309 | $1,354,671 | 1.74% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 19,407 | $1,345,099 | 1.73% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 12,585 | $1,299,904 | 1.67% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 7,702 | $1,256,658 | 1.61% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 29,353 | $1,195,254 | 1.53% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 5,609 | $1,188,771 | 1.53% | |
| MCK |
Mckesson Corp
Healthcare
|
Reduced | 3,243 | $1,154,670 | 1.48% | |
| GSY |
Invesco Ultra Short Duration ETF
|
Reduced | 22,435 | $1,112,776 | 1.43% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Added | 19,875 | $1,100,280 | 1.41% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Reduced | 2,802 | $1,080,088 | 1.39% | |
| JBHT |
Hunt J B Transport Services Inc
Industrials
|
Held | 6,052 | $1,061,883 | 1.36% | |
| INTC |
Intel Corp
Technology
|
Reduced | 32,267 | $1,054,162 | 1.35% | |
| CRM |
Salesforce, Inc.
Technology
|
Reduced | 5,199 | $1,038,656 | 1.33% | |
|
|
Reduced | 14,967 | $1,014,912 | 1.30% | ||
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 9,575 | $995,800 | 1.28% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 5,831 | $929,286 | 1.19% | |
| T |
At&T Inc.
Communication Services
|
Added | 47,268 | $909,909 | 1.17% | |
| SPT |
Sprout Social, Inc.
Technology
|
Reduced | 14,206 | $864,861 | 1.11% | |
| DXCM |
Dexcom Inc
Healthcare
|
Reduced | 7,257 | $843,118 | 1.08% | |
| EFA |
iShares MSCI EAFE ETF
|
Reduced | 11,177 | $799,379 | 1.03% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 2,509 | $740,456 | 0.95% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,247 | $735,016 | 0.94% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 22,399 | $710,048 | 0.91% | |
| VHT |
VANGUARD HEALTH CARE INDEX FUND
|
Reduced | 2,910 | $693,918 | 0.89% | |
| PFF |
iShares Preferred and Income Securities ETF
|
Added | 22,212 | $693,458 | 0.89% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 7,844 | $689,016 | 0.88% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Held | 6,540 | $678,394 | 0.87% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Added | 21,000 | $674,520 | 0.87% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 6,886 | $664,292 | 0.85% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 1,898 | $651,811 | 0.84% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 12,213 | $638,495 | 0.82% | |
| IDXX |
Idexx Laboratories Inc
Healthcare
|
Reduced | 1,248 | $624,099 | 0.80% | |
| WDAY |
Workday, Inc.
Technology
|
Reduced | 3,004 | $620,446 | 0.80% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 9,847 | $610,809 | 0.78% | |
| MDT |
Medtronic plc
Healthcare
|
Added | 7,405 | $596,991 | 0.77% | |
| ED |
Consolidated Edison Inc
Utilities
|
Held | 6,152 | $588,561 | 0.76% | |
| SMG |
Scotts Miracle-Gro Co
Basic Materials
|
Reduced | 8,388 | $584,979 | 0.75% | |
| SYK |
Stryker Corp
Healthcare
|
Reduced | 2,030 | $579,504 | 0.74% | |
| VEEV |
Veeva Systems Inc
Healthcare
|
Reduced | 3,099 | $569,565 | 0.73% | |
|
|
Added | 15,017 | $567,192 | 0.73% | ||
| PCTY |
Paylocity Holding Corp
Technology
|
Reduced | 2,669 | $530,543 | 0.68% |
Showing the top 50 of 122 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.